{ "article": { "LEGIARTI000038591730": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L544-5", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2019-06-10" } }, "META_COMMUN": { "ID": "LEGIARTI000038591730", "URL": "article/LEGI/ARTI/00/00/38/59/17/LEGIARTI000038591730.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "NOTA": { "CONTENU": "

Conformément au V de l'article 198 de la loi n° 2019-486 du 22 mai 2019, ces dispositions entrent en vigueur à une date fixée par décret, et au plus tard le 10 juin 2019.

Toute personne intéressée peut demander au président du tribunal statuant en référé d'enjoindre, le cas échéant sous astreinte, à un conseiller en vote de rendre publiques les informations mentionnées à l'article L. 544-4.

" } }, "LEGIARTI000006658215": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L544-4", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2007-11-01", "DATE_DEBUT": "2003-08-02" } }, "META_COMMUN": { "ID": "LEGIARTI000006658215", "URL": "article/LEGI/ARTI/00/00/06/65/82/LEGIARTI000006658215.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX544L004AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006713369", "@num": "42", "#text": "Loi n°2003-706 du 1 août 2003 - art. 42 () JORF 2 août 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000428977", "@nortexte": "ECOX0200186L", "@numtexte": "2003-706", "@typelien": "CREATION", "@naturetexte": "LOI", "@datesignatexte": "2003-08-01" }, { "@id": "LEGIARTI000032820696", "@num": "1", "#text": "Arrêté du 23 juin 2016 - art. 1", "@sens": "cible", "@cidtexte": "JORFTEXT000032795754", "@nortexte": "FCPT1611140A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2016-06-23" }, { "@id": "LEGITEXT000039510958", "#text": "Décret n°2019-1235 du 27 novembre 2019 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000039424586", "@nortexte": "ECOT1914892D", "@numtexte": "2019-1235", "@typelien": "CITATION", "@naturetexte": "DECRET", "@datesignatexte": "2019-11-27" }, { "@id": "LEGIARTI000032820783", "@num": "A123-68-1", "#text": "Code de commerce - art. A123-68-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591730", "@num": "L544-5", "#text": "Code monétaire et financier - art. L544-5 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000022962400", "@num": "L544-6", "#text": "Code monétaire et financier - art. L544-6 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000031081926", "@num": "L613-52-6", "#text": "Code monétaire et financier - art. 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L745-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782646", "@num": "L755-11-3", "#text": "Code monétaire et financier - art. L755-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782640", "@num": "L765-11-3", "#text": "Code monétaire et financier - art. L765-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039271860", "@num": "R214-12", "#text": "Code monétaire et financier - art. 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L'Autorité des marchés financiers publie chaque année un rapport sur le rôle des agences de notation, leurs règles déontologiques, la transparence de leurs méthodes et l'impact de leur activité sur les émetteurs et les marchés financiers.
\n
" } }, "LEGIARTI000006658216": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L544-4", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2010-10-24", "DATE_DEBUT": "2007-11-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006658216", "URL": "article/LEGI/ARTI/00/00/06/65/82/LEGIARTI000006658216.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX544L004AXXXAB" } }, "LIENS": { "LIEN": [ { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006262617", "@num": "4", "#text": "Ordonnance n°2007-544 du 12 avril 2007 - art. 4 () JORF 13 avril 2007 en vigueur le 1er novembre 2007", "@sens": "source", "@cidtexte": "JORFTEXT000000649479", "@nortexte": "ECOX0700039R", "@numtexte": "2007-544", "@typelien": "MODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-04-12" }, { "@id": "LEGIARTI000032820696", "@num": "1", "#text": "Arrêté du 23 juin 2016 - art. 1", "@sens": "cible", "@cidtexte": "JORFTEXT000032795754", "@nortexte": "FCPT1611140A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2016-06-23" }, { "@id": "LEGITEXT000039510958", "#text": "Décret n°2019-1235 du 27 novembre 2019 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000039424586", "@nortexte": "ECOT1914892D", "@numtexte": "2019-1235", "@typelien": "CITATION", "@naturetexte": "DECRET", "@datesignatexte": "2019-11-27" }, { "@id": "LEGIARTI000032820783", "@num": "A123-68-1", "#text": "Code de commerce - art. 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R544-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006154806", "@fin": "2010-10-24", "#text": "Chapitre IV : Services de recherche en investissement ou d'analyse financière et agences de notation", "@debut": "2007-11-01" }, { "@id": "LEGISCTA000022962396", "@fin": "2018-08-12", "#text": "Chapitre IV : Services de recherche en investissement, d'analyse financière ou de notation de crédit", "@debut": "2010-10-24" }, { "@id": "LEGISCTA000037313336", "@fin": "2019-06-10", "#text": "Chapitre IV : Services de recherche en investissement, ou d'analyse financière", "@debut": "2018-08-12" }, { "@id": "LEGISCTA000038591771", "@fin": "2999-01-01", "#text": "Chapitre IV : Services de recherche en investissement, d'analyse financière ou de conseil en vote", "@debut": "2019-06-10" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140127", "@fin": "2999-01-01", "#text": "Titre IV : Autres prestataires de services", "@debut": "2003-08-02" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006658215", "@fin": "2007-11-01", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006658216", "@fin": "2010-10-24", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000022962374", "@fin": "2013-01-30", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2010-10-24", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000027012241", "@fin": "2018-08-12", "@num": "L544-4", "@etat": "ABROGE", "@debut": "2013-01-30", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000038591740", "@fin": "2999-01-01", "@num": "L544-4", "@etat": "VIGUEUR", "@debut": "2019-06-10", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
L'Autorité des marchés financiers publie chaque année un rapport sur le rôle des agences de notation, leurs règles déontologiques, la transparence de leurs méthodes et l'impact de leur activité sur les émetteurs et les marchés financiers.
\n
" } }, "LEGIARTI000022962374": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L544-4", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2013-01-30", "DATE_DEBUT": "2010-10-24" } }, "META_COMMUN": { "ID": "LEGIARTI000022962374", "URL": "article/LEGI/ARTI/00/00/22/96/23/LEGIARTI000022962374.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000022942837", "@num": "10", "#text": "LOI n°2010-1249 du 22 octobre 2010 - art. 10 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000022940663", "@nortexte": "ECEX0928177L", "@numtexte": "2010-1249", "@typelien": "MODIFIE", "@naturetexte": "LOI", "@datesignatexte": "2010-10-22" }, { "@id": "LEGIARTI000032820696", "@num": "1", "#text": "Arrêté du 23 juin 2016 - art. 1", "@sens": "cible", "@cidtexte": "JORFTEXT000032795754", "@nortexte": "FCPT1611140A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2016-06-23" }, { "@id": "LEGITEXT000039510958", "#text": "Décret n°2019-1235 du 27 novembre 2019 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000039424586", "@nortexte": "ECOT1914892D", "@numtexte": "2019-1235", "@typelien": "CITATION", "@naturetexte": "DECRET", "@datesignatexte": "2019-11-27" }, { "@id": "LEGIARTI000032820783", "@num": "A123-68-1", "#text": "Code de commerce - art. 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L613-52-6 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000022962314", "@num": "L621-7", "#text": "Code monétaire et financier - art. L621-7 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000024442625", "@num": "L621-9", "#text": "Code monétaire et financier - art. L621-9 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782653", "@num": "L745-11-3", "#text": "Code monétaire et financier - art. L745-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782646", "@num": "L755-11-3", "#text": "Code monétaire et financier - art. L755-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782640", "@num": "L765-11-3", "#text": "Code monétaire et financier - art. L765-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039271860", "@num": "R214-12", "#text": "Code monétaire et financier - art. R214-12 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039272009", "@num": "R214-32-20", "#text": "Code monétaire et financier - art. R214-32-20 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039622254", "@num": "R544-1", "#text": "Code monétaire et financier - art. R544-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000022962378", "@fin": "2018-08-12", "#text": "Section 2 : Service de notation de crédit", "@debut": "2010-10-24" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154806", "@fin": "2010-10-24", "#text": "Chapitre IV : Services de recherche en investissement ou d'analyse financière et agences de notation", "@debut": "2007-11-01" }, { "@id": "LEGISCTA000022962396", "@fin": "2018-08-12", "#text": "Chapitre IV : Services de recherche en investissement, d'analyse financière ou de notation de crédit", "@debut": "2010-10-24" }, { "@id": "LEGISCTA000037313336", "@fin": "2019-06-10", "#text": "Chapitre IV : Services de recherche en investissement, ou d'analyse financière", "@debut": "2018-08-12" }, { "@id": "LEGISCTA000038591771", "@fin": "2999-01-01", "#text": "Chapitre IV : Services de recherche en investissement, d'analyse financière ou de conseil en vote", "@debut": "2019-06-10" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140127", "@fin": "2999-01-01", "#text": "Titre IV : Autres prestataires de services", "@debut": "2003-08-02" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006658215", "@fin": "2007-11-01", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006658216", "@fin": "2010-10-24", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000022962374", "@fin": "2013-01-30", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2010-10-24", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000027012241", "@fin": "2018-08-12", "@num": "L544-4", "@etat": "ABROGE", "@debut": "2013-01-30", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000038591740", "@fin": "2999-01-01", "@num": "L544-4", "@etat": "VIGUEUR", "@debut": "2019-06-10", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

L'Autorité des marchés financiers est l'autorité compétente pour l'enregistrement et la supervision des agences de notation de crédit au sens de l'article 22 du règlement (CE) n° 1060/2009 du Parlement européen et du Conseil, du 16 septembre 2009, sur les agences de notation de crédit.

Elle publie chaque année un rapport sur le rôle des agences de notation, leurs règles déontologiques, la transparence de leurs méthodes et l'impact de leur activité sur les émetteurs et les marchés financiers.

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\n
\n
" } }, "LEGIARTI000027012241": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L544-4", "ETAT": "ABROGE", "TYPE": "AUTONOME", "DATE_FIN": "2018-08-12", "DATE_DEBUT": "2013-01-30" } }, "META_COMMUN": { "ID": "LEGIARTI000027012241", "URL": "article/LEGI/ARTI/00/00/27/01/22/LEGIARTI000027012241.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@typelien": "CODIFICATION" }, { "@id": "LEGIARTI000027005499", "@num": "35", "#text": "LOI n°2013-100 du 28 janvier 2013 - art. 35", "@sens": "cible", "@cidtexte": "JORFTEXT000026998473", "@nortexte": "EFIX1221489L", "@numtexte": "2013-100", "@typelien": "MODIFIE", "@naturetexte": "LOI", "@datesignatexte": "2013-01-28" }, { "@id": "LEGIARTI000032820696", "@num": "1", "#text": "Arrêté du 23 juin 2016 - art. 1", "@sens": "cible", "@cidtexte": "JORFTEXT000032795754", "@nortexte": "FCPT1611140A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2016-06-23" }, { "@id": "LEGIARTI000037309125", "@num": "55", "#text": "LOI n°2018-727 du 10 août 2018 - art. 55 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000037307624", "@nortexte": "CPAX1730519L", "@numtexte": "2018-727", "@typelien": "ABROGE", "@naturetexte": "LOI", "@datesignatexte": "2018-08-10" }, { "@id": "LEGITEXT000039510958", "#text": "Décret n°2019-1235 du 27 novembre 2019 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000039424586", "@nortexte": "ECOT1914892D", "@numtexte": "2019-1235", "@typelien": "CITATION", "@naturetexte": "DECRET", "@datesignatexte": "2019-11-27" }, { "@id": "LEGIARTI000032820783", "@num": "A123-68-1", "#text": "Code de commerce - art. A123-68-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591730", "@num": "L544-5", "#text": "Code monétaire et financier - art. L544-5 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000022962400", "@num": "L544-6", "#text": "Code monétaire et financier - art. L544-6 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000031081926", "@num": "L613-52-6", "#text": "Code monétaire et financier - art. L613-52-6 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000022962314", "@num": "L621-7", "#text": "Code monétaire et financier - art. L621-7 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000024442625", "@num": "L621-9", "#text": "Code monétaire et financier - art. L621-9 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782653", "@num": "L745-11-3", "#text": "Code monétaire et financier - art. L745-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782646", "@num": "L755-11-3", "#text": "Code monétaire et financier - art. L755-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782640", "@num": "L765-11-3", "#text": "Code monétaire et financier - art. L765-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039271860", "@num": "R214-12", "#text": "Code monétaire et financier - art. R214-12 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039272009", "@num": "R214-32-20", "#text": "Code monétaire et financier - art. R214-32-20 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039622254", "@num": "R544-1", "#text": "Code monétaire et financier - art. R544-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000022962378", "@fin": "2018-08-12", "#text": "Section 2 : Service de notation de crédit", "@debut": "2010-10-24" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154806", "@fin": "2010-10-24", "#text": "Chapitre IV : Services de recherche en investissement ou d'analyse financière et agences de notation", "@debut": "2007-11-01" }, { "@id": "LEGISCTA000022962396", "@fin": "2018-08-12", "#text": "Chapitre IV : Services de recherche en investissement, d'analyse financière ou de notation de crédit", "@debut": "2010-10-24" }, { "@id": "LEGISCTA000037313336", "@fin": "2019-06-10", "#text": "Chapitre IV : Services de recherche en investissement, ou d'analyse financière", "@debut": "2018-08-12" }, { "@id": "LEGISCTA000038591771", "@fin": "2999-01-01", "#text": "Chapitre IV : Services de recherche en investissement, d'analyse financière ou de conseil en vote", "@debut": "2019-06-10" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140127", "@fin": "2999-01-01", "#text": "Titre IV : Autres prestataires de services", "@debut": "2003-08-02" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006658215", "@fin": "2007-11-01", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006658216", "@fin": "2010-10-24", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000022962374", "@fin": "2013-01-30", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2010-10-24", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000027012241", "@fin": "2018-08-12", "@num": "L544-4", "@etat": "ABROGE", "@debut": "2013-01-30", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000038591740", "@fin": "2999-01-01", "@num": "L544-4", "@etat": "VIGUEUR", "@debut": "2019-06-10", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

L'Autorité des marchés financiers est l'autorité compétente au sens du règlement (CE) n° 1060/2009 du Parlement européen et du Conseil, du 16 septembre 2009, sur les agences de notation de crédit.

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" } }, "LEGIARTI000038497541": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "198", "ETAT": "VIGUEUR", "TYPE": "PARTIELLEMENT_MODIF", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2019-05-24" } }, "META_COMMUN": { "ID": "LEGIARTI000038497541", "URL": "article/LEGI/ARTI/00/00/38/49/75/LEGIARTI000038497541.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000038591699", "@num": "L225-37-4", "#text": "Code de commerce - art. L225-37-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591706", "@num": "L225-39", "#text": "Code de commerce - art. L225-39 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038610426", "@num": "L225-40", "#text": "Code de commerce - art. L225-40 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038668363", "@num": "L225-40", "#text": "Code de commerce - art. L225-40 (VT)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038542183", "@num": "L225-40-2", "#text": "Code de commerce - art. L225-40-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591692", "@num": "L225-87", "#text": "Code de commerce - art. L225-87 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038610420", "@num": "L225-88", "#text": "Code de commerce - art. L225-88 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038947416", "@num": "L225-88", "#text": "Code de commerce - art. L225-88 (VT)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038542360", "@num": "L225-88-2", "#text": "Code de commerce - art. L225-88-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591684", "@num": "L228-1", "#text": "Code de commerce - art. L228-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591675", "@num": "L228-2", "#text": "Code de commerce - art. L228-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591665", "@num": "L228-3", "#text": "Code de commerce - art. L228-3 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591657", "@num": "L228-3-1", "#text": "Code de commerce - art. L228-3-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591650", "@num": "L228-3-3", "#text": "Code de commerce - art. L228-3-3 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591642", "@num": "L228-3-4", "#text": "Code de commerce - art. L228-3-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038542836", "@num": "L228-3-5", "#text": "Code de commerce - art. L228-3-5 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038542840", "@num": "L228-3-6", "#text": "Code de commerce - art. L228-3-6 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000038591771", "#text": "Code monétaire et financier - Chapitre IV : Services de recherche en investis... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000038540270", "#text": "Code monétaire et financier - Sous-section 4 : Dispositions particulières app... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591766", "@num": "L211-5", "#text": "Code monétaire et financier - art. L211-5 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591756", "@num": "L533-22", "#text": "Code monétaire et financier - art. L533-22 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038541982", "@num": "L533-22-4", "#text": "Code monétaire et financier - art. L533-22-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591750", "@num": "L544-3", "#text": "Code monétaire et financier - art. L544-3 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591740", "@num": "L544-4", "#text": "Code monétaire et financier - art. L544-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591730", "@num": "L544-5", "#text": "Code monétaire et financier - art. L544-5 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591720", "@num": "L544-6", "#text": "Code monétaire et financier - art. L544-6 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591714", "@num": "L621-18-4", "#text": "Code monétaire et financier - art. L621-18-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038541985", "@num": "L310-1-1-2", "#text": "Code des assurances - art. L310-1-1-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006073984", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038541918", "@num": "L385-7-1", "#text": "Code des assurances - art. L385-7-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006073984", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000038497499", "@fin": "2999-01-01", "#text": "Chapitre IV : Diverses dispositions d'adaptation au droit de l'Union européenne, dispositions transitoires et finales", "@debut": "2019-05-24" } ] }, "@cid": "JORFTEXT000038496102", "@nor": "ECOT1810669L", "@num": "2019-486", "@nature": "LOI", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "LOI n° 2019-486 du 22 mai 2019 relative à la croissance et la transformation des entreprises (1)", "@debut": "2999-01-01", "@id_txt": "JORFTEXT000038496102", "@c_titre_court": "LOI n° 2019-486 du 22 mai 2019" }, { "@fin": "2999-01-01", "#text": "LOI n° 2019-486 du 22 mai 2019 relative à la croissance et la transformation des entreprises (1)", "@debut": "2019-05-24", "@id_txt": "LEGITEXT000038497477", "@c_titre_court": "LOI n°2019-486 du 22 mai 2019" } ], "@date_publi": "2019-05-23", "@date_signature": "2019-05-22", "@num_parution_jo": "0119" } }, "VERSIONS": { "VERSION": [ { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000038497541", "@fin": "2999-01-01", "@num": "198", "@etat": "VIGUEUR", "@debut": "2019-05-24", "@origine": "LEGI" } }, { "LIEN_ART": { "@id": "JORFARTI000038496122", "@fin": "2999-01-01", "@num": "198", "@debut": "2999-01-01", "@origine": "JORF" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

I. à IV.-A créé les dispositions suivantes :

-Code des assurances\n
\nArt. L385-7-1, Art. L310-1-1-2\n
\n

-Code de commerce\n
\nArt. L225-88-2, Art. L225-40-2, Art. L228-3-5\n
\n

-Code monétaire et financier\n
\nSct. Sous-section 4 : Dispositions particulières applicables aux entreprises d'investissement, Art. L533-22-4\n
\n

-Code de commerce\n
\nArt. L228-3-6, Art. L225-40\n
\n
-Code monétaire et financier
\n
\nArt. L211-5, Art. L533-22, Sct. Chapitre IV : Services de recherche en investissement, d'analyse financière ou de conseil en vote, Art. L544-3, Art. L544-4, Art. L544-5, Art. L544-6, Art. L621-18-4\n
\n
-Code de commerce
\n
\nArt. L225-37-4, Art. L225-39, Art. L225-87, Art. L225-88 \nArt. L228-1, Art. L228-2, Art. L228-3, Art. L228-3-1, Art. L228-3-3, Art. L228-3-4 \n
\n

V.-Les I à IV entrent en vigueur à une date fixée par décret, et au plus tard le 10 juin 2019.

VI.-Dans les conditions prévues à l'article 38 de la Constitution, le Gouvernement est autorisé à prendre par ordonnances, dans un délai de douze mois à compter de la promulgation de la présente loi, les mesures relevant du domaine de la loi permettant :

1° De transposer la directive (UE) 2017/828 du Parlement européen et du Conseil du 17 mai 2017 modifiant la directive 2007/36/ CE en vue de promouvoir l'engagement à long terme des actionnaires ;

2° De créer un dispositif unifié et contraignant encadrant la rémunération des dirigeants des sociétés cotées, en adaptant les dispositions correspondantes du livre II du code de commerce dans le cadre de la transposition des articles 9 bis et 9 ter de la directive 2007/36/ CE du Parlement européen et du Conseil du 11 juillet 2007 concernant l'exercice de certains droits des actionnaires de sociétés cotées, dans leur rédaction résultant de la directive (UE) 2017/828 du Parlement européen et du Conseil du 17 mai 2017 précitée ;

3° De procéder aux adaptations et harmonisations des codes et lois pour tenir compte des dispositions législatives résultant des I à IV du présent article et de celles prises sur le fondement des 1° et 2° du présent VI ;

4° De rendre applicables dans les îles Wallis et Futuna, en Nouvelle-Calédonie et en Polynésie française, avec les adaptations nécessaires, les dispositions prises sur le fondement des 1° et 2° du présent VI, pour celles qui relèvent de la compétence de l'Etat, et de procéder aux adaptations de ces dispositions en ce qui concerne les collectivités de Saint-Barthélemy, Saint-Martin et Saint-Pierre-et-Miquelon.

Un projet de loi de ratification est déposé devant le Parlement dans un délai de trois mois à compter de la publication de l'ordonnance.

" } }, "LEGIARTI000038591740": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L544-4", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2019-06-10" } }, "META_COMMUN": { "ID": "LEGIARTI000038591740", "URL": "article/LEGI/ARTI/00/00/38/59/17/LEGIARTI000038591740.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "NOTA": { "CONTENU": "

Conformément au V de l'article 198 de la loi n° 2019-486 du 22 mai 2019, ces dispositions entrent en vigueur à une date fixée par décret, et au plus tard le 10 juin 2019.

" }, "LIENS": { "LIEN": [ { "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@typelien": "CODIFICATION" }, { "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@typelien": "CODIFICATION" }, { "@id": "LEGIARTI000032820696", "@num": "1", "#text": "Arrêté du 23 juin 2016 - art. 1", "@sens": "cible", "@cidtexte": "JORFTEXT000032795754", "@nortexte": "FCPT1611140A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2016-06-23" }, { "@id": "LEGIARTI000038497541", "@num": "198", "#text": "LOI n°2019-486 du 22 mai 2019 - art. 198 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000038496102", "@nortexte": "ECOT1810669L", "@numtexte": "2019-486", "@typelien": "MODIFIE", "@naturetexte": "LOI", "@datesignatexte": "2019-05-22" }, { "@id": "LEGITEXT000039510958", "#text": "Décret n°2019-1235 du 27 novembre 2019 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000039424586", "@nortexte": "ECOT1914892D", "@numtexte": "2019-1235", "@typelien": "CITATION", "@naturetexte": "DECRET", "@datesignatexte": "2019-11-27" }, { "@id": "LEGIARTI000032820783", "@num": "A123-68-1", "#text": "Code de commerce - art. A123-68-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038591730", "@num": "L544-5", "#text": "Code monétaire et financier - art. L544-5 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000022962400", "@num": "L544-6", "#text": "Code monétaire et financier - art. L544-6 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000031081926", "@num": "L613-52-6", "#text": "Code monétaire et financier - art. L613-52-6 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000022962314", "@num": "L621-7", "#text": "Code monétaire et financier - art. L621-7 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000024442625", "@num": "L621-9", "#text": "Code monétaire et financier - art. L621-9 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782653", "@num": "L745-11-3", "#text": "Code monétaire et financier - art. L745-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782646", "@num": "L755-11-3", "#text": "Code monétaire et financier - art. L755-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782640", "@num": "L765-11-3", "#text": "Code monétaire et financier - art. L765-11-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039271860", "@num": "R214-12", "#text": "Code monétaire et financier - art. R214-12 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039272009", "@num": "R214-32-20", "#text": "Code monétaire et financier - art. R214-32-20 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039622254", "@num": "R544-1", "#text": "Code monétaire et financier - art. R544-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006154806", "@fin": "2010-10-24", "#text": "Chapitre IV : Services de recherche en investissement ou d'analyse financière et agences de notation", "@debut": "2007-11-01" }, { "@id": "LEGISCTA000022962396", "@fin": "2018-08-12", "#text": "Chapitre IV : Services de recherche en investissement, d'analyse financière ou de notation de crédit", "@debut": "2010-10-24" }, { "@id": "LEGISCTA000037313336", "@fin": "2019-06-10", "#text": "Chapitre IV : Services de recherche en investissement, ou d'analyse financière", "@debut": "2018-08-12" }, { "@id": "LEGISCTA000038591771", "@fin": "2999-01-01", "#text": "Chapitre IV : Services de recherche en investissement, d'analyse financière ou de conseil en vote", "@debut": "2019-06-10" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140127", "@fin": "2999-01-01", "#text": "Titre IV : Autres prestataires de services", "@debut": "2003-08-02" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006658215", "@fin": "2007-11-01", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006658216", "@fin": "2010-10-24", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000022962374", "@fin": "2013-01-30", "@num": "L544-4", "@etat": "MODIFIE", "@debut": "2010-10-24", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000027012241", "@fin": "2018-08-12", "@num": "L544-4", "@etat": "ABROGE", "@debut": "2013-01-30", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000038591740", "@fin": "2999-01-01", "@num": "L544-4", "@etat": "VIGUEUR", "@debut": "2019-06-10", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

Les conseillers en vote rendent public le code de conduite auquel ils se réfèrent et rendent compte de son application. Lorsqu'un conseiller en vote ne se réfère pas à un code de conduite ou lorsque, se référant à un tel code, il s'écarte de certaines de ses dispositions, il en précise le motif et indique la liste des dispositions ainsi écartées et, s'il y a lieu, les dispositions prises en substitution.
\n
\n Afin d'informer leurs clients sur la teneur exacte et la fiabilité de leurs activités, les conseillers en vote rendent publiques, au moins chaque année, les informations concernant la préparation de leurs recherches, conseils et recommandations de vote.
\n
\n Les conseillers en vote veillent à prévenir et gérer tout conflit d'intérêts et toute relation commerciale pouvant influencer la préparation de leurs recherches, conseils ou recommandations de vote. Ils font connaître sans délai à leurs clients ces conflits et relations. Ils rendent publiques et font connaître à leurs clients les mesures prises en matière de prévention et de gestion de ces conflits et relations.
\n
\n Un décret en Conseil d'Etat précise les modalités d'application du présent article.

\n
\n
" } } }, "article_lien": [ { "article_id": "LEGIARTI000022962374", "cible": true, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000038591730", "typelien": "CITATION" }, { "article_id": "LEGIARTI000027012241", "cible": true, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000038591730", "typelien": "CITATION" }, { "article_id": "LEGIARTI000038591740", "cible": true, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000038591730", "typelien": "CITATION" }, { "article_id": "LEGIARTI000006658216", "cible": true, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000038591730", "typelien": "CITATION" }, { "article_id": "LEGIARTI000006658215", "cible": true, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000038591730", "typelien": "CITATION" }, { "article_id": "LEGIARTI000038497541", "cible": false, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000038591730", "typelien": "MODIFIE" } ], "follow": [ "LIENS.LIEN[@sens=cible,@typelien=CREATION].@id" ], "id": "LEGIARTI000038591730", "liens_entrants": true }

Article L544-5 AUTONOME VIGUEUR, en vigueur depuis le 10/06/2019 (Code monétaire et financier)