{ "article": { "LEGIARTI000035528723": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "D532-38", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2018-01-03" } }, "META_COMMUN": { "ID": "LEGIARTI000035528723", "URL": "article/LEGI/ARTI/00/00/35/52/87/LEGIARTI000035528723.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000035526794", "@num": "5", "#text": "Décret n°2017-1324 du 6 septembre 2017 - art. 5", "@sens": "cible", "@cidtexte": "JORFTEXT000035525793", "@nortexte": "ECOT1716276D", "@numtexte": "2017-1324", "@typelien": "CREE", "@naturetexte": "DECRET", "@datesignatexte": "2017-09-06" }, { "@id": "LEGIARTI000006685666", "@num": "R532-2", "#text": "Code monétaire et financier - art. R532-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000035528704", "@fin": "2999-01-01", "#text": "Sous-section 2 : Règles spécifiques relatives aux entreprises d'investissement de pays tiers", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000027775787", "@fin": "2018-01-03", "#text": "Section 3 : Règles spécifiques concernant les pays tiers", "@debut": "2013-07-31" }, { "@id": "LEGISCTA000035437806", "@fin": "2999-01-01", "#text": "Section 3 : Règles spécifiques relatives aux entités de pays tiers", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154975", "@fin": "2999-01-01", "#text": "Chapitre II : Conditions d'exercice de la profession.", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139651", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123547", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006100807", "@fin": "2999-01-01", "#text": "Partie réglementaire", "@debut": "2005-08-25" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000035528723", "@fin": "2999-01-01", "@num": "D532-38", "@etat": "VIGUEUR", "@debut": "2018-01-03", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

Les dispositions de l'article R. 532-2 s'appliquent aux succursales d'entreprises de pays tiers agréées en France.

\n
" } }, "LEGIARTI000006685666": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "R532-2", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2018-01-03", "DATE_DEBUT": "2005-08-25" } }, "META_COMMUN": { "ID": "LEGIARTI000006685666", "URL": "article/LEGI/ARTI/00/00/06/68/56/LEGIARTI000006685666.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AERXXXXXXXX532R002AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000378759", "#text": "Décret 96-880 1996-10-08 art 1 (II, 1er et 2e alinéas, ecqc la procédure de droit commun)", "@sens": "source", "@cidtexte": "JORFTEXT000000378759", "@nortexte": "ECOT9620035D", "@numtexte": "96-880", "@typelien": "CONCORDANCE", "@naturetexte": "DECRET", "@datesignatexte": "1996-10-08" }, { "@id": "LEGIARTI000050696075", "@num": "311-2", "#text": "Arrêté du 12 novembre 2004 - art. 311-2 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000606599", "@nortexte": "ECOT0420062A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2004-11-12" }, { "@id": "JORFTEXT000000451781", "#text": "Décret 2005-1007 2005-08-02 JORF 25 août 2005", "@sens": "source", "@cidtexte": "JORFTEXT000000451781", "@nortexte": "ECOX0500001D", "@numtexte": "2005-1007", "@typelien": "CODIFICATION", "@naturetexte": "DECRET", "@datesignatexte": "2005-08-02" }, { "@id": "LEGIARTI000035528723", "@num": "D532-38", "#text": "Code monétaire et financier - art. D532-38 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657260", "@num": "L532-3-1", "#text": "Code monétaire et financier - art. L532-3-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657311", "@num": "L532-6", "#text": "Code monétaire et financier - art. L532-6 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006185253", "@fin": "2018-01-03", "#text": "Sous-section 1 : Conditions et procédures d'agrément.", "@debut": "2005-08-25" }, { "@id": "LEGISCTA000035437605", "@fin": "2999-01-01", "#text": "Sous-section 1 : Dispositions communes aux entreprises d'investissement et aux établissements de crédit fournissant un ou plusieurs services d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006170990", "@fin": "2018-01-03", "#text": "Section 1 : Agrément.", "@debut": "2005-08-25" }, { "@id": "LEGISCTA000035437607", "@fin": "2999-01-01", "#text": "Section 1 : Agrément et autorisation", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154975", "@fin": "2999-01-01", "#text": "Chapitre II : Conditions d'exercice de la profession.", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139651", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123547", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006100807", "@fin": "2999-01-01", "#text": "Partie réglementaire", "@debut": "2005-08-25" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006685666", "@fin": "2018-01-03", "@num": "R532-2", "@etat": "MODIFIE", "@debut": "2005-08-25", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000035437591", "@fin": "2999-01-01", "@num": "R532-2", "@etat": "VIGUEUR", "@debut": "2018-01-03", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Lorsque le requérant demande un agrément comportant le droit d'exercer le service de tenue de compte conservation ou l'activité de compensation d'instruments financiers, cet agrément est délivré dans le cadre de la procédure d'agrément comme prestataire de services d'investissement.
\n
Lorsque le requérant a été agréé en qualité de prestataire de services d'investissement et qu'il demande une habilitation pour le service de tenue de compte conservation ou l'activité de compensation d'instruments financiers, cette habilitation est délivrée dans le cadre de la modification de son agrément conformément à la procédure prévue aux articles L. 532-3-1 et R. 532-6.\n
" } }, "LEGIARTI000035437591": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "R532-2", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2018-01-03" } }, "META_COMMUN": { "ID": "LEGIARTI000035437591", "URL": "article/LEGI/ARTI/00/00/35/43/75/LEGIARTI000035437591.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000378759", "#text": "Décret 96-880 1996-10-08 art 1 (II, 1er et 2e alinéas, ecqc la procédure de droit commun)", "@sens": "source", "@cidtexte": "JORFTEXT000000378759", "@nortexte": "ECOT9620035D", "@numtexte": "96-880", "@typelien": "CONCORDANCE", "@naturetexte": "DECRET", "@datesignatexte": "1996-10-08" }, { "@id": "LEGIARTI000050696075", "@num": "311-2", "#text": "Arrêté du 12 novembre 2004 - art. 311-2 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000606599", "@nortexte": "ECOT0420062A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2004-11-12" }, { "@id": "LEGIARTI000035424318", "@num": "5", "#text": "Décret n°2017-1253 du 9 août 2017 - art. 5", "@sens": "cible", "@cidtexte": "JORFTEXT000035394667", "@nortexte": "ECOT1716275D", "@numtexte": "2017-1253", "@typelien": "MODIFIE", "@naturetexte": "DECRET", "@datesignatexte": "2017-08-09" }, { "@id": "LEGIARTI000035528723", "@num": "D532-38", "#text": "Code monétaire et financier - art. D532-38 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006185253", "@fin": "2018-01-03", "#text": "Sous-section 1 : Conditions et procédures d'agrément.", "@debut": "2005-08-25" }, { "@id": "LEGISCTA000035437605", "@fin": "2999-01-01", "#text": "Sous-section 1 : Dispositions communes aux entreprises d'investissement et aux établissements de crédit fournissant un ou plusieurs services d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006170990", "@fin": "2018-01-03", "#text": "Section 1 : Agrément.", "@debut": "2005-08-25" }, { "@id": "LEGISCTA000035437607", "@fin": "2999-01-01", "#text": "Section 1 : Agrément et autorisation", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154975", "@fin": "2999-01-01", "#text": "Chapitre II : Conditions d'exercice de la profession.", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139651", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123547", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006100807", "@fin": "2999-01-01", "#text": "Partie réglementaire", "@debut": "2005-08-25" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006685666", "@fin": "2018-01-03", "@num": "R532-2", "@etat": "MODIFIE", "@debut": "2005-08-25", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000035437591", "@fin": "2999-01-01", "@num": "R532-2", "@etat": "VIGUEUR", "@debut": "2018-01-03", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

Lorsque le requérant demande un agrément d'entreprise d'investissement ou d'établissement de crédit comportant le droit d'exercer le service de tenue de compte conservation ou l'activité de compensation d'instruments financiers, l'habilitation à fournir ce service ou exercer cette activité est délivrée dans le cadre de la procédure d'agrément comme prestataire de services d'investissement.

Lorsque le requérant a été agréé en qualité d'entreprise d'investissement ou d'établissement de crédit fournissant un ou plusieurs services d'investissement et qu'il demande une habilitation pour le service de tenue de compte conservation ou l'activité de compensation d'instruments financiers, cette habilitation est délivrée dans le cadre de la modification de son agrément.

" } }, "LEGIARTI000035526794": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "5", "TYPE": "ENTIEREMENT_MODIF", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2999-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000035526794", "URL": "article/LEGI/ARTI/00/00/35/52/67/LEGIARTI000035526794.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "JORFARTI000001879561", "@num": "5", "#text": "Ordonnance n° 2006-344 du 23 mars 2006 - art. 5", "@sens": "source", "@cidtexte": "JORFTEXT000000456741", "@nortexte": "ECOX0600006R", "@numtexte": "2006-344", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2006-03-23" }, { "@id": "JORFARTI000001879562", "@num": "8", "#text": "Ordonnance n° 2006-344 du 23 mars 2006 - art. 8", "@sens": "source", "@cidtexte": "JORFTEXT000000456741", "@nortexte": "ECOX0600006R", "@numtexte": "2006-344", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2006-03-23" }, { "@id": "LEGISCTA000035530301", "#text": "Code monétaire et financier - Paragraphe 1 : Dispositions relatives à la caté... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000035530307", "#text": "Code monétaire et financier - Paragraphe 2 : Dispositions relatives aux clie... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000035530320", "#text": "Code monétaire et financier - Paragraphe 3 : Dispositions relatives aux contr... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000035528508", "#text": "Code monétaire et financier - Sous-paragraphe 2 : Libre prestation de services (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000035530999", "#text": "Code monétaire et financier - Sous-section 1 : Dispositions relatives aux pre... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000006184424", "#text": "Code monétaire et financier - Sous-section 2 : Commissaires aux comptes. (VT)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "ABROGE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000035531011", "#text": "Code monétaire et financier - Sous-section 2 : Dispositions relatives aux ent... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000035528704", "#text": "Code monétaire et financier - Sous-section 2 : Règles spécifiques relatives a... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000006184426", "#text": "Code monétaire et financier - Sous-section 3 : Contreparties éligibles (VT)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "ABROGE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000035530997", "#text": "Code monétaire et financier - Sous-section 3 : Dispositions relatives aux soc... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035528510", "@num": "D532-23-2", "#text": "Code monétaire et financier - art. D532-23-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035528512", "@num": "D532-23-3", "#text": "Code monétaire et financier - art. D532-23-3 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035528514", "@num": "D532-23-4", "#text": "Code monétaire et financier - art. D532-23-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035528715", "@num": "D532-36", "#text": "Code monétaire et financier - art. D532-36 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035528721", "@num": "D532-37", "#text": "Code monétaire et financier - art. D532-37 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035528723", "@num": "D532-38", "#text": "Code monétaire et financier - art. D532-38 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035528725", "@num": "D532-39", "#text": "Code monétaire et financier - art. D532-39 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531005", "@num": "D533-1 A", "#text": "Code monétaire et financier - art. D533-1 A (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531019", "@num": "D533-11", "#text": "Code monétaire et financier - art. D533-11 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035530314", "@num": "D533-11-1", "#text": "Code monétaire et financier - art. D533-11-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531014", "@num": "D533-12", "#text": "Code monétaire et financier - art. D533-12 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035530318", "@num": "D533-12-1", "#text": "Code monétaire et financier - art. D533-12-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531054", "@num": "D533-13", "#text": "Code monétaire et financier - art. D533-13 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531050", "@num": "D533-14", "#text": "Code monétaire et financier - art. D533-14 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035530338", "@num": "D533-15", "#text": "Code monétaire et financier - art. D533-15 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035530340", "@num": "D533-15-1", "#text": "Code monétaire et financier - art. D533-15-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035530342", "@num": "D533-15-2", "#text": "Code monétaire et financier - art. D533-15-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035530991", "@num": "D533-16-1", "#text": "Code monétaire et financier - art. D533-16-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531001", "@num": "D533-3", "#text": "Code monétaire et financier - art. D533-3 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531028", "@num": "D533-4", "#text": "Code monétaire et financier - art. D533-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531024", "@num": "D533-5", "#text": "Code monétaire et financier - art. D533-5 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "@cid": "JORFTEXT000035525793", "@nor": "ECOT1716276D", "@num": "2017-1324", "@nature": "DECRET", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Décret n° 2017-1324 du 6 septembre 2017 relatif aux marchés d'instruments financiers et à la séparation du régime juridique des sociétés de gestion de portefeuille de celui des entreprises d'investissement", "@debut": "2999-01-01", "@id_txt": "JORFTEXT000035525793", "@c_titre_court": "Décret n°2017-1324 du 6 septembre 2017" }, { "@fin": "2999-01-01", "#text": "Décret n° 2017-1324 du 6 septembre 2017 relatif aux marchés d'instruments financiers et à la séparation du régime juridique des sociétés de gestion de portefeuille de celui des entreprises d'investissement", "@debut": "2018-01-03", "@id_txt": "LEGITEXT000035526782", "@c_titre_court": "Décret n°2017-1324 du 6 septembre 2017" } ], "@ministere": "Ministère de l'économie et des finances", "@date_publi": "2017-09-08", "@date_signature": "2017-09-06", "@num_parution_jo": "0210" } }, "VERSIONS": { "VERSION": [ { "LIEN_ART": { "@id": "LEGIARTI000035526794", "@fin": "2999-01-01", "@num": "5", "@debut": "2999-01-01", "@origine": "LEGI" } }, { "LIEN_ART": { "@id": "JORFARTI000035525854", "@fin": "2999-01-01", "@num": "5", "@debut": "2999-01-01", "@origine": "JORF" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
A créé les dispositions suivantes :

- Code monétaire et financier
Sct. Paragraphe 1 : Dispositions relatives à la catégorisation des clients et contreparties éligibles, Art. D533-12-1, Art. D533-11-1, Sct. Paragraphe 2 : Dispositions relatives aux clients professionnels \n
\n

\n
\n
A créé les dispositions suivantes :

- Code monétaire et financier
\n Sct. Paragraphe 3 : Dispositions relatives aux contreparties éligibles \n
\n

\n
\n
A modifié les dispositions suivantes :

- Code monétaire et financier
Art. D533-13, Art. D533-14, Sct. Sous-section 2 : Dispositions relatives aux entreprises d'investissement et aux établissements de crédit fournissant des services d'investissement
\n

\n
\n
A créé les dispositions suivantes :

- Code monétaire et financier
Art. D533-15, Art. D533-15-1, Art. D533-15-2
\n

\n
\n
A créé les dispositions suivantes :

- Code monétaire et financier
\n Sct. Sous-paragraphe 2 : Libre prestation de services , Art. D532-23-2, Art. D532-23-3, Art. D532-23-4\n
\n

\n
\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\n Art. D533-1 A, Art. D533-3, Sct. Sous-section 1 : Dispositions relatives aux prestataires de services d'investissement autres que des sociétés de gestion de portefeuille
\n

\n
\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\n Sct. Sous-section 2 : Dispositions relatives aux entreprises d'investissement et aux établissements de crédit fournissant des services d'investissement, Art. D533-15, Art. D533-15-1, Art. D533-15-2\n
\n

\n
\n
\n
\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\n Sct. Sous-section 3 : Dispositions relatives aux sociétés de gestion de portefeuille, Art. D533-16-1\n
\n

\n
\n
\n
\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\n Art. D533-4, Art. D533-5, Art. D533-11, Art. D533-12, Sct. Sous-section 1 : Dispositions relatives aux prestataires de services d'investissement autres que des sociétés de gestion de portefeuille, Sct. Paragraphe 1 : Dispositions relatives à la catégorisation des clients et contreparties éligibles, Sct. Paragraphe 2 : Dispositions relatives aux clients professionnels \n, Art. D533-11-1, Art. D533-12-1\n
\n

\n
\n
A créé les dispositions suivantes :

- Code monétaire et financier
\n Sct. Sous-section 2 : Règles spécifiques relatives aux entreprises d'investissement de pays tiers, Art. D532-36, Art. D532-37, Art. D532-38, Art. D532-39\n
\n

\n
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A abrogé les dispositions suivantes :

- Code monétaire et financier
\n Sct. Sous-section 2 : Commissaires aux comptes., Sct. Sous-section 3 : Contreparties éligibles\n
\n

\n
" } } }, "article_lien": [ { "article_id": "LEGIARTI000035437591", "cible": true, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000035528723", "typelien": "CITATION" }, { "article_id": "LEGIARTI000035526794", "cible": false, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000035528723", "typelien": "CREE" }, { "article_id": "LEGIARTI000006685666", "cible": true, "cidtexte": "LEGITEXT000006072026", "id": "LEGIARTI000035528723", "typelien": "CITATION" } ], "follow": [ "LIENS.LIEN[@sens=cible,@typelien=CREATION].@id" ], "id": "LEGIARTI000035528723", "liens_entrants": true }

Article D532-38 AUTONOME VIGUEUR, en vigueur depuis le 03/01/2018 (Code monétaire et financier)