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Les entreprises d'investissement autres que les sociétés de gestion de portefeuille sont tenues aux obligations prévues aux articles L. 511-71 à L. 511-87.

Un décret en Conseil d'Etat définit les conditions d'application du présent article.

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L511-10-1 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "ABROGE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633336", "@num": "L511-100", "#text": "Code monétaire et financier - art. L511-100 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633339", "@num": "L511-101", "#text": "Code monétaire et financier - art. L511-101 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633343", "@num": "L511-102", "#text": "Code monétaire et financier - art. L511-102 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633310", "@num": "L511-103", "#text": "Code monétaire et financier - art. 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L511-99 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635501", "@num": "L512-107", "#text": "Code monétaire et financier - art. L512-107 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635509", "@num": "L512-108", "#text": "Code monétaire et financier - art. L512-108 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635493", "@num": "L512-37", "#text": "Code monétaire et financier - art. L512-37 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635489", "@num": "L512-77", "#text": "Code monétaire et financier - art. L512-77 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635497", "@num": "L512-90", "#text": "Code monétaire et financier - art. L512-90 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635512", "@num": "L513-4", "#text": "Code monétaire et financier - art. L513-4 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635517", "@num": "L514-2", "#text": "Code monétaire et financier - art. L514-2 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633422", "@num": "L515-1-1", "#text": "Code monétaire et financier - art. L515-1-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000027643976", "@num": "L515-3", "#text": "Code monétaire et financier - art. L515-3 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "ABROGE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635526", "@num": "L515-6", "#text": "Code monétaire et financier - art. L515-6 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635549", "@num": "L517-1", "#text": "Code monétaire et financier - art. L517-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633664", "@num": "L517-10", "#text": "Code monétaire et financier - art. L517-10 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635529", "@num": "L517-2", "#text": "Code monétaire et financier - art. L517-2 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635557", "@num": "L517-3", "#text": "Code monétaire et financier - art. L517-3 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635566", "@num": "L517-4", "#text": "Code monétaire et financier - art. L517-4 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633566", "@num": "L517-4-1", "#text": "Code monétaire et financier - art. L517-4-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635573", "@num": "L517-5", "#text": "Code monétaire et financier - art. L517-5 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635592", "@num": "L517-6", "#text": "Code monétaire et financier - art. L517-6 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635597", "@num": "L517-7", "#text": "Code monétaire et financier - art. L517-7 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635605", "@num": "L517-8", "#text": "Code monétaire et financier - art. L517-8 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635925", "@num": "L517-9", "#text": "Code monétaire et financier - art. L517-9 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635621", "@num": "L518-15-2", "#text": "Code monétaire et financier - art. L518-15-2 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635640", "@num": "L531-12", "#text": "Code monétaire et financier - art. L531-12 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635630", "@num": "L531-6", "#text": "Code monétaire et financier - art. L531-6 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635635", "@num": "L532-2", "#text": "Code monétaire et financier - art. L532-2 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000027759389", "@num": "L532-2-1", "#text": "Code monétaire et financier - art. L532-2-1 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "ABROGE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635646", "@num": "L532-4", "#text": "Code monétaire et financier - art. L532-4 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635650", "@num": "L532-6", "#text": "Code monétaire et financier - art. L532-6 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635659", "@num": "L533-2", "#text": "Code monétaire et financier - art. L533-2 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028634081", "@num": "L533-2-1", "#text": "Code monétaire et financier - art. L533-2-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633751", "@num": "L533-2-2", "#text": "Code monétaire et financier - art. L533-2-2 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633753", "@num": "L533-2-3", "#text": "Code monétaire et financier - art. L533-2-3 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633843", "@num": "L533-25", "#text": "Code monétaire et financier - art. L533-25 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028634065", "@num": "L533-26", "#text": "Code monétaire et financier - art. L533-26 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633826", "@num": "L533-27", "#text": "Code monétaire et financier - art. L533-27 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633828", "@num": "L533-28", "#text": "Code monétaire et financier - art. L533-28 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633832", "@num": "L533-29", "#text": "Code monétaire et financier - art. L533-29 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633836", "@num": "L533-30", "#text": "Code monétaire et financier - art. L533-30 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633840", "@num": "L533-31", "#text": "Code monétaire et financier - art. L533-31 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635699", "@num": "L533-4", "#text": "Code monétaire et financier - art. L533-4 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635702", "@num": "L533-4-1", "#text": "Code monétaire et financier - art. L533-4-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635919", "@num": "L533-5", "#text": "Code monétaire et financier - art. L533-5 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635707", "@num": "L561-20", "#text": "Code monétaire et financier - art. L561-20 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635894", "@num": "L561-36", "#text": "Code monétaire et financier - art. L561-36 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635735", "@num": "L571-14", "#text": "Code monétaire et financier - art. L571-14 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635722", "@num": "L571-4", "#text": "Code monétaire et financier - art. L571-4 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635731", "@num": "L571-5", "#text": "Code monétaire et financier - art. L571-5 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028635740", "@num": "L573-2-1", "#text": "Code monétaire et financier - art. L573-2-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000028626765", "@fin": "2999-01-01", "#text": "Chapitre Ier : Dispositions modifiant le code monétaire et financier", "@debut": "2014-02-22" } ] }, "@cid": "JORFTEXT000028625279", "@nor": "EFIT1327482R", "@num": "2014-158", "@nature": "ORDONNANCE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Ordonnance n° 2014-158 du 20 février 2014 portant diverses dispositions d'adaptation de la législation au droit de l'Union européenne en matière financière", "@debut": "2999-01-01", "@id_txt": "JORFTEXT000028625279", "@c_titre_court": "Ordonnance n° 2014-158 du 20 février 2014" }, { "@fin": "2999-01-01", "#text": "Ordonnance n° 2014-158 du 20 février 2014 portant diverses dispositions d'adaptation de la législation au droit de l'Union européenne en matière financière", "@debut": "2014-02-22", "@id_txt": "LEGITEXT000028626750", "@c_titre_court": "Ordonnance n°2014-158 du 20 février 2014" } ], "@ministere": "Ministère de l'économie et des finances", "@date_publi": "2014-02-21", "@date_signature": "2014-02-20", "@num_parution_jo": "0044" } }, "VERSIONS": { "VERSION": [ { "LIEN_ART": { "@id": "LEGIARTI000028626773", "@fin": "2999-01-01", "@num": "3", "@debut": "2999-01-01", "@origine": "LEGI" } }, { "LIEN_ART": { "@id": "JORFARTI000028625312", "@fin": "2999-01-01", "@num": "3", "@debut": "2999-01-01", "@origine": "JORF" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L500-1\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-1\n
\n

A abrogé les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-10-1\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-22\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-24\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-28\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-32\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-34\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-33\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-35\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-38\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
Sct. Section 7 : Dispositions prudentielles
\n

A abrogé les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-40\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-41\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-13\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-11\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-14\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-16\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L511-20
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-21\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-15\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L511-41-1
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-41-2\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-41-3\n
\n

\n
A créé les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-41-4\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L511-45
\n

\n
A abrogé les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-46\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-47\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-48\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L511-49
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-50\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L511-50-1
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-50-1\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L512-37, Art. L512-77\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L512-90\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L512-108\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L512-107\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L513-4\n
\n

A créé les dispositions suivantes :

- Code monétaire et financier
\nArt. L515-1-1\n
\n

A abrogé les dispositions suivantes :

- Code monétaire et financier
\nArt. L515-3\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L515-6\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nSct. Chapitre VII : Compagnies financières holding, entreprises mères de société de financement, compagnies financières holding mixtes, conglomérats financiers, compagnies holding mixtes et entreprises mères mixtes de société de financement, Sct. Sous-section 1 : Compagnies financières holding et entreprises mères de société de financement, Art. L517-1, Art. L517-2\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L517-3\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L517-4\n
\n

A créé les dispositions suivantes :

- Code monétaire et financier
\nSct. Sous-Section 3 : Compagnies holding mixtes et entreprises mères mixtes de société de financement, Art. L517-4-1, Sct. Sous-section 1 : Compagnies financières holding et entreprises mères de société de financement\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L517-5\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L517-6\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L517-7\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L517-8\n
\n

A créé les dispositions suivantes :

- Code monétaire et financier
\nSct. Sous-Section 3 : Compagnies holding mixtes et entreprises mères mixtes de société de financement, Art. L517-10\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L518-15-2\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L531-6\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L532-2\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L531-12\n
\n

A abrogé les dispositions suivantes :

- Code monétaire et financier
\nArt. L532-2-1\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L532-4\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L532-6\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L533-2\n
\n

A créé les dispositions suivantes :

- Code monétaire et financier
\nArt. L533-2-1, Sct. Section 8 : Gouvernance des entreprises d'investissement autres que les sociétés de gestion de portefeuille , Sct. Sous-section 1 : Dirigeants, Art. L533-2-2, Art. L533-25, Art. L533-2-3, Art. L533-26, Art. L533-27, Art. L533-28, Sct. Sous-section 2 : Organisation et contrôle interne, Art. L533-29, Sct. Sous-section 3 : Politique et pratiques de rémunération, Art. L533-30, Sct. Sous-section 4 : Comités spécialisés, Art. L533-31, Sct. Section 5 : Compagnies financières holding, entreprises mères de société de financement et compagnies financières holding mixtes, Art. L511-41-1 A, Art. L511-78
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L533-4
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L533-4\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L533-4-1\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L533-5
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L561-20\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L561-36
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L571-4\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L571-5\n
\n

\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L571-14\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L573-2-1\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L517-9, Art. L533-5, Art. L561-36\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-26\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-41-1 A, Art. L511-41-1 B, Art. L511-41-1 C, Art. L511-41-1\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L511-8-1, Art. L511-8-2
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nSct. Titre Ier : Prestataires de services bancaires, Art. L511-8-1, Art. L511-10, Art. L511-12-1, Art. L511-20, Art. L511-27\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-37\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-23\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
Art. L511-51, Art. L511-104
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L514-2\n
\n

A modifié les dispositions suivantes :

- Code monétaire et financier
\nArt. L511-45\n
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A créé les dispositions suivantes :

- Code monétaire et financier
\nSct. Sous-section 4 : Comités spécialisés, Art. L511-52, Sct. Sous-section 2 : Organisation et contrôle interne , Sct. Paragraphe 1 : Dispositions communes, Art. L511-55, Art. L511-53, Art. L511-89, Art. L511-56, Art. L511-54, Art. L511-90, Art. L511-57, Art. L511-91, Art. L511-58, Sct. Paragraphe 2 : Comités des risques, Art. L511-59, Art. L511-92, Art. L511-60, Art. L511-93, Art. L511-61, Art. L511-94, Art. L511-62, Art. L511-95, Art. L511-63, Art. L511-96, Art. L511-64, Art. L511-97, Art. L511-65, Sct. Paragraphe 3 : Comités des nominations, Art. L511-66, Art. L511-98, Art. L511-67, Art. L511-99, Art. L511-68, Art. L511-100, Art. L511-69, Art. L511-101, Art. L511-70, Sct. Paragraphe 4 : Comités des rémunérations, Sct. Sous-section 3 : Politique et pratiques de rémunération, Art. L511-102, Art. L511-71, Art. L511-103, Art. L511-72, Art. L511-73, Art. L511-74, Art. L511-75, Art. L511-76, Art. L511-77, Art. L511-78, Art. L511-79, Art. L511-80, Art. L511-81, Art. L511-82, Art. L511-83, Art. L511-84, Art. L511-85, Art. L511-86, Art. L511-87, Art. L511-88\n
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A modifié les dispositions suivantes :

- Code monétaire et financier
\nSct. Section 9 : Mission permanente d'intérêt public confiée à un établissement de crédit ou à une société de financement, Sct. Section 8 : Gouvernance des établissements de crédit et des sociétés de financement, Sct. Sous-section 1 : Dirigeants, Art. L511-51\n
\n

\n
" } }, "LEGIARTI000032786526": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L533-29", "ETAT": "MODIFIE_MORT_NE", "TYPE": "AUTONOME", "DATE_FIN": "2017-06-28", "DATE_DEBUT": "2018-01-03" } }, "META_COMMUN": { "ID": "LEGIARTI000032786526", "URL": "article/LEGI/ARTI/00/00/32/78/65/LEGIARTI000032786526.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGITEXT000029702964", "#text": "ARRÊTÉ du 3 novembre 2014 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043225372", "@num": "13", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 13 (M)", "@sens": "cible", "@cidtexte": "JORFTEXT000029701550", "@nortexte": "FCPT1423266A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000032754227", "@num": "11", "#text": "Ordonnance n°2016-827 du 23 juin 2016 - art. 11", "@sens": "cible", "@cidtexte": "JORFTEXT000032752983", "@nortexte": "FCPT1604110R", "@numtexte": "2016-827", "@typelien": "MODIFIE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2016-06-23" }, { "@id": "LEGIARTI000035014363", "@num": "8", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 - art. 8", "@sens": "cible", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000006654310", "@num": "L511-10", "#text": "Code monétaire et financier - art. L511-10 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032755740", "@num": "L511-105", "#text": "Code monétaire et financier - art. L511-105 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633121", "@num": "L511-55", "#text": "Code monétaire et financier - art. L511-55 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633127", "@num": "L511-58", "#text": "Code monétaire et financier - art. L511-58 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633133", "@num": "L511-61", "#text": "Code monétaire et financier - art. L511-61 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633135", "@num": "L511-62", "#text": "Code monétaire et financier - art. L511-62 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633137", "@num": "L511-63", "#text": "Code monétaire et financier - art. L511-63 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633145", "@num": "L511-67", "#text": "Code monétaire et financier - art. L511-67 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633147", "@num": "L511-68", "#text": "Code monétaire et financier - art. L511-68 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032757173", "@num": "L532-48", "#text": "Code monétaire et financier - art. L532-48 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000044563953", "@num": "L532-50", "#text": "Code monétaire et financier - art. L532-50 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032786623", "@num": "L533-10-2", "#text": "Code monétaire et financier - art. L533-10-2 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043706964", "@num": "L533-25", "#text": "Code monétaire et financier - art. 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I.-Les entreprises d'investissement autres que les sociétés de gestion de portefeuille sont tenues de respecter les obligations prévues par les articles L. 511-55 à L. 511-69.

Dans le cas d'une succursale d'entreprise de pays tiers mentionnée à l'article L. 532-48 :

1° Les articles L. 511-55 à L. 511-57, L. 511-61, L. 511-63 à L. 511-66 et L. 511-68 à L. 511-69 s'appliquent ;

2° Les articles L. 511-58 à L. 511-60, L. 511-62 et L. 511-67 s'appliquent dans les conditions prévues pour les succursales d'établissement de crédit mentionnées au I de l'article L. 511-10.

Un arrêté du ministre chargé de l'économie définit les conditions d'application du présent I.

II.-Sans préjudice du I, le conseil d'administration, le conseil de surveillance ou tout autre organe exerçant des fonctions de surveillance équivalentes approuve et supervise :

1° L'organisation de l'entreprise d'investissement pour la fourniture de services d'investissement et de services connexes, y compris les compétences, les connaissances et l'expertise requises des employés, les ressources, les procédures et les mécanismes avec ou selon lesquels l'entreprise fournit des services, eu égard à la nature, à l'étendue et à la complexité de son activité, ainsi qu'à l'ensemble des exigences auxquelles elle doit satisfaire ;

2° Une politique relative aux services, produits et opérations proposés ou fournis, conformément à la tolérance au risque de l'entreprise et aux caractéristiques et besoins des clients de l'entreprise auxquels ils sont proposés ou fournis, y compris en effectuant, le cas échéant, des simulations de crise appropriées ;

3° Sans préjudice du respect de l'article L. 533-30, une politique de rémunération des personnes participant à la fourniture de services aux clients qui vise à encourager un comportement professionnel responsable et un traitement équitable des clients, ainsi qu'à éviter les conflits d'intérêts dans les relations avec les clients.

III.-Le conseil d'administration, le conseil de surveillance ou tout autre organe exerçant des fonctions de surveillance équivalentes contrôle et évalue périodiquement la pertinence et la mise en œuvre des objectifs stratégiques de l'entreprise d'investissement en rapport avec la fourniture de services d'investissement et de services connexes, l'efficacité du dispositif de gouvernance de l'entreprise et l'adéquation des politiques relatives à la fourniture de services aux clients. Il prend les mesures appropriées pour remédier à toute déficience.

\n
" } }, "LEGIARTI000035014363": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "8", "TYPE": "ENTIEREMENT_MODIF", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2999-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000035014363", "URL": "article/LEGI/ARTI/00/00/35/01/43/LEGIARTI000035014363.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGISCTA000035043159", "#text": "Code monétaire et financier - Section 1 : Dispositions générales communes aux... (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGISCTA000035043157", "#text": "Code monétaire et financier - Section 2 : Normes de gestion applicables aux p... 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(VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000024420737", "@num": "L533-10-1", "#text": "Code monétaire et financier - art. L533-10-1", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043369", "@num": "L533-10-1", "#text": "Code monétaire et financier - art. L533-10-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043103", "@num": "L533-11", "#text": "Code monétaire et financier - art. L533-11 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657834", "@num": "L533-12", "#text": "Code monétaire et financier - art. L533-12", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043361", "@num": "L533-12", "#text": "Code monétaire et financier - art. L533-12 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CONCORDE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043361", "@num": "L533-12", "#text": "Code monétaire et financier - art. L533-12 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043358", "@num": "L533-12-1", "#text": "Code monétaire et financier - art. L533-12-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032755126", "@num": "L533-12-2", "#text": "Code monétaire et financier - art. L533-12-2", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043352", "@num": "L533-12-2", "#text": "Code monétaire et financier - art. L533-12-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043347", "@num": "L533-12-3", "#text": "Code monétaire et financier - art. L533-12-3 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043344", "@num": "L533-12-4", "#text": "Code monétaire et financier - art. L533-12-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043341", "@num": "L533-12-5", "#text": "Code monétaire et financier - art. L533-12-5 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032755169", "@num": "L533-12-6", "#text": "Code monétaire et financier - art. L533-12-6", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043337", "@num": "L533-12-6", "#text": "Code monétaire et financier - art. L533-12-6 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043324", "@num": "L533-13", "#text": "Code monétaire et financier - art. L533-13 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CONCORDE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043324", "@num": "L533-13", "#text": "Code monétaire et financier - art. L533-13 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043320", "@num": "L533-14", "#text": "Code monétaire et financier - art. L533-14 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043314", "@num": "L533-15", "#text": "Code monétaire et financier - art. L533-15 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043308", "@num": "L533-16", "#text": "Code monétaire et financier - art. L533-16 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043304", "@num": "L533-17", "#text": "Code monétaire et financier - art. L533-17 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043285", "@num": "L533-18", "#text": "Code monétaire et financier - art. L533-18 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032755544", "@num": "L533-18-1", "#text": "Code monétaire et financier - art. L533-18-1", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043281", "@num": "L533-18-1", "#text": "Code monétaire et financier - art. L533-18-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043295", "@num": "L533-18-2", "#text": "Code monétaire et financier - art. L533-18-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657949", "@num": "L533-19", "#text": "Code monétaire et financier - art. L533-19", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043274", "@num": "L533-19", "#text": "Code monétaire et financier - art. L533-19 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043151", "@num": "L533-2", "#text": "Code monétaire et financier - art. L533-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043146", "@num": "L533-2-2", "#text": "Code monétaire et financier - art. L533-2-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043143", "@num": "L533-2-3", "#text": "Code monétaire et financier - art. L533-2-3 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043256", "@num": "L533-20", "#text": "Code monétaire et financier - art. L533-20 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043100", "@num": "L533-22-1", "#text": "Code monétaire et financier - art. L533-22-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035015616", "@num": "L533-22-2-1", "#text": "Code monétaire et financier - art. L533-22-2-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035015622", "@num": "L533-22-2-2", "#text": "Code monétaire et financier - art. L533-22-2-2 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CREE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633822", "@num": "L533-25", "#text": "Code monétaire et financier - art. L533-25", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043241", "@num": "L533-25", "#text": "Code monétaire et financier - art. L533-25 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043166", "@num": "L533-26", "#text": "Code monétaire et financier - art. L533-26 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043163", "@num": "L533-27", "#text": "Code monétaire et financier - art. L533-27 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633832", "@num": "L533-29", "#text": "Code monétaire et financier - art. L533-29", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043215", "@num": "L533-29", "#text": "Code monétaire et financier - art. L533-29 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043139", "@num": "L533-3", "#text": "Code monétaire et financier - art. L533-3 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633836", "@num": "L533-30", "#text": "Code monétaire et financier - art. L533-30", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043197", "@num": "L533-30", "#text": "Code monétaire et financier - art. L533-30 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043181", "@num": "L533-31", "#text": "Code monétaire et financier - art. L533-31 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043136", "@num": "L533-4", "#text": "Code monétaire et financier - art. L533-4 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043131", "@num": "L533-4-1", "#text": "Code monétaire et financier - art. L533-4-1 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043123", "@num": "L533-5", "#text": "Code monétaire et financier - art. L533-5 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035043118", "@num": "L533-7", "#text": "Code monétaire et financier - art. L533-7 (VD)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "MODIFIE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000035014345", "@fin": "2999-01-01", "#text": "Chapitre Ier : Transposition de la directive 2014/65/UE du Parlement européen et du Conseil du 15 mai 2014 concernant les marchés d'instruments financiers et modifiant la directive 2002/92/CE et la directive 2011/61/UE, adaptation du code monétaire et financier au règlement (UE) n° 600/2014 du Parlement européen et du conseil du 15 mai 2014 concernant les marchés d'instruments financiers et modifiant le règlement (UE) n° 648/2012 et modification de la définition des prestataires de services d'investissement au sein du code monétaire et financier", "@debut": "2017-06-28" } ] }, "@cid": "JORFTEXT000035013490", "@nor": "ECOT1706653R", "@num": "2017-1107", "@nature": "ORDONNANCE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Ordonnance n° 2017-1107 du 22 juin 2017 relative aux marchés d'instruments financiers et à la séparation du régime juridique des sociétés de gestion de portefeuille de celui des entreprises d'investissement", "@debut": "2999-01-01", "@id_txt": "JORFTEXT000035013490", "@c_titre_court": "Ordonnance n° 2017-1107 du 22 juin 2017" }, { "@fin": "2999-01-01", "#text": "Ordonnance n° 2017-1107 du 22 juin 2017 relative aux marchés d'instruments financiers et à la séparation du régime juridique des sociétés de gestion de portefeuille de celui des entreprises d'investissement", "@debut": "2017-06-28", "@id_txt": "LEGITEXT000035014344", "@c_titre_court": "Ordonnance n°2017-1107 du 22 juin 2017" } ], "@ministere": "Ministère de l'économie et des finances", "@date_publi": "2017-06-27", "@date_signature": "2017-06-22", "@num_parution_jo": "0149" } }, "VERSIONS": { "VERSION": [ { "LIEN_ART": { "@id": "LEGIARTI000035014363", "@fin": "2999-01-01", "@num": "8", "@debut": "2999-01-01", "@origine": "LEGI" } }, { "LIEN_ART": { "@id": "JORFARTI000035013502", "@fin": "2999-01-01", "@num": "8", "@debut": "2999-01-01", "@origine": "JORF" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
A modifié les dispositions suivantes :

- Code monétaire et financier
\n Sct. Section 1 : Dispositions générales communes aux prestataires de services d'investissement, Sct. Section 2 : Normes de gestion applicables aux prestataires de services d'investissement, Art. L533-2, Art. L533-2-2, Art. L533-2-3, Art. L533-3, Art. L533-4, Art. L533-4-1, Sct. Section 3 : Obligations comptables et déclaratives applicables aux prestataires de services d'investissement, Art. L533-5, Art. L533-7, Sct. Sous-section 1 : Dispositions applicables aux prestataires de services d'investissement, Sct. Sous-section 2 : Activités de négociation algorithmique applicables aux prestataires de services d'investissement autres que les sociétés de gestion de portefeuille, Sct. Sous-section 3 : Dispositions applicables aux prestataires de services d'investissement autres que les sociétés de gestion de portefeuille relatives à la fourniture d'un accès électronique direct à une plate-forme de négociation, Sct. Sous-section 1 : Dispositions communes aux prestataires de services d'investissement autres que les sociétés de gestion de portefeuille, Art. L533-11, Art. L533-22-1\n
\n

\n
\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\n Sct. Section 6 : Dispositions communes aux prestataires de services d'investissement relatives à la garantie des investisseurs, Sct. Section 8 : Gouvernance des entreprises d'investissement, Art. L533-26, Art. L533-27\n
\n

\n
\n
A modifié les dispositions suivantes :

- Code monétaire et financier
\n Art. L533-10-1, Art. L533-12, Art. L533-12-1, Art. L533-12-2, Art. L533-12-3, Art. L533-12-4, Art. L533-12-5, Art. L533-12-6, Art. L533-13, Art. L533-14, Art. L533-15, Art. L533-16, Art. L533-17, Art. L533-18, Art. L533-18-1, Art. L533-18-2, Art. L533-19, Art. L533-20, Sct. Section 7 : Dispositions applicables aux prestataires de services d'investissement relatives à la conception et distribution des instruments financiers, Art. L533-25, Art. L533-29, Art. L533-30, Art. L533-31, Sct. Section 9 : Dispositions communes aux prestataires de services d'investissement autres que les sociétés de gestion de portefeuille relatives aux internalisateurs systématiques\n
\n

\n
\n
A créé les dispositions suivantes :

- Code monétaire et financier
\n Art. L533-22-2-1, Art. L533-22-2-2\n
\n

\n
" } }, "LEGIARTI000043697503": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L533-30-8", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2021-06-26" } }, "META_COMMUN": { "ID": "LEGIARTI000043697503", "URL": "article/LEGI/ARTI/00/00/43/69/75/LEGIARTI000043697503.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "NOTA": { "CONTENU": "

Conformément à l’article 10 de l’ordonnance n° 2021-796 du 23 juin 2021, ces dispositions entrent en vigueur le 26 juin 2021.

" }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000043695238", "@num": "7", "#text": "Ordonnance n°2021-796 du 23 juin 2021 - art. 7", "@sens": "cible", "@cidtexte": "JORFTEXT000043694571", "@nortexte": "ECOT2113069R", "@numtexte": "2021-796", "@typelien": "CREE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2021-06-23" }, { "@id": "LEGIARTI000043697287", "@num": "L533-24-2", "#text": "Code monétaire et financier - art. L533-24-2 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633836", "@num": "L533-30", "#text": "Code monétaire et financier - art. L533-30 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000028633834", "@fin": "2999-01-01", "#text": "Sous-section 3 : Politique et pratiques de rémunération", "@debut": "2014-02-22" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000028633818", "@fin": "2018-01-03", "#text": "Section 8 : Gouvernance des entreprises d'investissement autres que les sociétés de gestion de portefeuille", "@debut": "2014-02-22" }, { "@id": "LEGISCTA000035043174", "@fin": "2999-01-01", "#text": "Section 8 : Gouvernance des entreprises d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154697", "@fin": "2999-01-01", "#text": "Chapitre III : Obligations des prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140119", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000043697503", "@fin": "2999-01-01", "@num": "L533-30-8", "@etat": "VIGUEUR", "@debut": "2021-06-26", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

Lorsqu'elle prend en compte les performances, la rémunération variable, accordée et versée aux catégories de personnel mentionnées à l'article L. 533-30, est établie sur la base d'une évaluation combinée des performances individuelles de la personne, de celles de son unité opérationnelle ainsi que des résultats d'ensemble de l'entreprise d'investissement.
\n
La mesure des performances tient compte des risques auxquels l'entreprise d'investissement est ou est susceptible d'être exposée, de même que des exigences de liquidités au titre du règlement (UE) 2019/2033 et du coût du capital.
\n
Des critères financiers et non financiers sont pris en compte pour l'évaluation de la performance individuelle.
\n
L'évaluation des performances, mentionnées au premier alinéa, se fonde sur une période de plusieurs années, en tenant compte de la durée du cycle économique de l'entreprise d'investissement et de ses risques économiques.
\n
La rémunération variable ne doit pas avoir d'incidence sur la capacité de l'entreprise d'investissement à renforcer ses fonds propres.
\n
Les rémunérations variables garanties sont interdites. Toutefois, elles peuvent être exceptionnellement accordées au personnel nouvellement recruté à condition que l'entreprise d'investissement dispose de fonds propres d'un niveau suffisant. Elles sont limitées à la première année de l'engagement du personnel.

" } }, "LEGIARTI000043697546": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L533-30-15", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2021-06-26" } }, "META_COMMUN": { "ID": "LEGIARTI000043697546", "URL": "article/LEGI/ARTI/00/00/43/69/75/LEGIARTI000043697546.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "NOTA": { "CONTENU": "

Conformément à l’article 10 de l’ordonnance n° 2021-796 du 23 juin 2021, ces dispositions entrent en vigueur le 26 juin 2021.

" }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000043695238", "@num": "7", "#text": "Ordonnance n°2021-796 du 23 juin 2021 - art. 7", "@sens": "cible", "@cidtexte": "JORFTEXT000043694571", "@nortexte": "ECOT2113069R", "@numtexte": "2021-796", "@typelien": "CREE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2021-06-23" }, { "@id": "LEGIARTI000028633836", "@num": "L533-30", "#text": "Code monétaire et financier - art. L533-30 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000028633834", "@fin": "2999-01-01", "#text": "Sous-section 3 : Politique et pratiques de rémunération", "@debut": "2014-02-22" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000028633818", "@fin": "2018-01-03", "#text": "Section 8 : Gouvernance des entreprises d'investissement autres que les sociétés de gestion de portefeuille", "@debut": "2014-02-22" }, { "@id": "LEGISCTA000035043174", "@fin": "2999-01-01", "#text": "Section 8 : Gouvernance des entreprises d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154697", "@fin": "2999-01-01", "#text": "Chapitre III : Obligations des prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140119", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000043697546", "@fin": "2999-01-01", "@num": "L533-30-15", "@etat": "VIGUEUR", "@debut": "2021-06-26", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

Il est interdit aux personnes mentionnées à l'article L. 533-30 de recourir à des stratégies individuelles de couverture ou d'assurance en matière de rémunération ou de responsabilité afin de limiter l'application des dispositions de la présente sous-section.
\n
Les dispositions de l'alinéa précédent sont d'ordre public.

\n
" } }, "LEGIARTI000043802620": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "R533-21-2", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2021-07-18" } }, "META_COMMUN": { "ID": "LEGIARTI000043802620", "URL": "article/LEGI/ARTI/00/00/43/80/26/LEGIARTI000043802620.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000043801414", "@num": "4", "#text": "Décret n°2021-941 du 15 juillet 2021 - art. 4", "@sens": "cible", "@cidtexte": "JORFTEXT000043798269", "@nortexte": "ECOT2113071D", "@numtexte": "2021-941", "@typelien": "CREE", "@naturetexte": "DECRET", "@datesignatexte": "2021-07-15" }, { "@id": "LEGIARTI000028633836", "@num": "L533-30", "#text": "Code monétaire et financier - art. L533-30 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043697430", "@num": "L533-30-1", "#text": "Code monétaire et financier - art. L533-30-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043697450", "@num": "L533-30-11", "#text": "Code monétaire et financier - art. L533-30-11 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000029715273", "@fin": "2999-01-01", "#text": "Sous-section 3 : Politique et pratiques de rémunération", "@debut": "2014-11-06" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000029715263", "@fin": "2018-01-03", "#text": "Section 5 : Gouvernance des entreprises d'investissement autres que les sociétés de gestion de portefeuille", "@debut": "2014-11-06" }, { "@id": "LEGISCTA000035437873", "@fin": "2999-01-01", "#text": "Section 4 : Gouvernance des entreprises d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006153807", "@fin": "2999-01-01", "#text": "Chapitre III : Obligations des prestataires de services d'investissement.", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139651", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123547", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006100807", "@fin": "2999-01-01", "#text": "Partie réglementaire", "@debut": "2005-08-25" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000043802620", "@fin": "2999-01-01", "@num": "R533-21-2", "@etat": "VIGUEUR", "@debut": "2021-07-18", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

Les entreprises d'investissement soumettent les instruments mentionnés à l'article L. 533-30-11 à une détention d'une durée minimale définie dans les conditions prévues à l'article L. 533-30-1 de manière à aligner les incitations des personnes mentionnées à l'article L. 533-30 sur les intérêts à long terme de l'entreprise d'investissement, de ses créanciers et de ses clients, mentionnés au même article.

" } }, "LEGIARTI000043906438": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "2", "TYPE": "ENTIEREMENT_MODIF", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2999-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000043906438", "URL": "article/LEGI/ARTI/00/00/43/90/64/LEGIARTI000043906438.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000043906612", "@num": "100 bis", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 100 bis (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "CREE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908250", "@num": "181", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 181 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908245", "@num": "198", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 198 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908234", "@num": "199", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 199 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908230", "@num": "200", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 200 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908224", "@num": "202", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 202 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908260", "@num": "94", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 94 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908258", "@num": "95", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 95 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908256", "@num": "96", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 96 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908254", "@num": "97", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 97 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908252", "@num": "99", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 99 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000006657106", "@num": "L531-4", "#text": "Code monétaire et financier - art. L531-4", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633751", "@num": "L533-2-2", "#text": "Code monétaire et financier - art. L533-2-2", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633836", "@num": "L533-30", "#text": "Code monétaire et financier - art. L533-30", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043697456", "@num": "L533-30-14", "#text": "Code monétaire et financier - art. L533-30-14", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000026085297", "@num": "L613-35", "#text": "Code monétaire et financier - art. L613-35", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "@cid": "JORFTEXT000043878716", "@nor": "ECOT2122058A", "@nature": "ARRETE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Arrêté du 28 juillet 2021 modifiant l'arrêté du 3 novembre 2014 relatif au contrôle interne des entreprises du secteur de la banque, des services de paiement et des services d'investissement soumises au contrôle de l'Autorité de contrôle prudentiel et de résolution", "@debut": "2999-01-01", "@id_txt": "JORFTEXT000043878716", "@c_titre_court": "Arrêté du 28 juillet 2021" }, { "@fin": "2999-01-01", "#text": "Arrêté du 28 juillet 2021 modifiant l'arrêté du 3 novembre 2014 relatif au contrôle interne des entreprises du secteur de la banque, des services de paiement et des services d'investissement soumises au contrôle de l'Autorité de contrôle prudentiel et de résolution", "@debut": "2021-08-02", "@id_txt": "LEGITEXT000043906434", "@c_titre_court": "Arrêté du 28 juillet 2021" } ], "@ministere": "Ministère de l'économie, des finances et de la relance", "@date_publi": "2021-08-01", "@date_signature": "2021-07-28", "@num_parution_jo": "0177" } }, "VERSIONS": { "VERSION": [ { "LIEN_ART": { "@id": "LEGIARTI000043906438", "@fin": "2999-01-01", "@num": "2", "@debut": "2999-01-01", "@origine": "LEGI" } }, { "LIEN_ART": { "@id": "JORFARTI000043878731", "@fin": "2999-01-01", "@num": "2", "@debut": "2999-01-01", "@origine": "JORF" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
A modifié les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
Art. 200
\n

\n
\n
A modifié les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
Art. 202
\n

\n
\n
A modifié les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
\n Art. 94, Art. 95, Art. 96, Art. 97, Art. 99, Art. 181, Art. 198, Art. 199, Art. 200, Art. 202\n
\n

\n
\n
\n
\n
\n
A créé les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
\n Art. 100 bis\n
\n

\n
" } }, "LEGIARTI000043906442": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "4", "TYPE": "ENTIEREMENT_MODIF", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2999-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000043906442", "URL": "article/LEGI/ARTI/00/00/43/90/64/LEGIARTI000043906442.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000043908332", "@num": "241", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 241 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908341", "@num": "241-1", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 241-1 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908327", "@num": "248", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 248 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908321", "@num": "250", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 250 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908316", "@num": "251", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 251 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908314", "@num": "252", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 252 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908308", "@num": "256", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 256 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043906768", "@num": "259 bis", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 259 bis (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "CREE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908306", "@num": "260", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 260 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908304", "@num": "262", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 262 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908296", "@num": "265", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 265 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908293", "@num": "266", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 266 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000029703092", "@num": "267", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 267 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "ABROGE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908291", "@num": "268", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 268 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000043908289", "@num": "269", "#text": "ARRÊTÉ du 3 novembre 2014 - art. 269 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000029700770", "@nortexte": "FCPT1423259A", "@typelien": "MODIFIE", "@naturetexte": "ARRETE", "@datesignatexte": "2014-11-03" }, { "@id": "LEGIARTI000028633139", "@num": "L511-64", "#text": "Code monétaire et financier - art. L511-64", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633155", "@num": "L511-71", "#text": "Code monétaire et financier - art. L511-71", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633157", "@num": "L511-72", "#text": "Code monétaire et financier - art. L511-72", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000028633276", "@num": "L511-89", "#text": "Code monétaire et financier - art. L511-89", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657106", "@num": "L531-4", "#text": "Code monétaire et financier - art. 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A modifié les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
Art. 241-1
\n

\n
\n
\n
A abrogé les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
\n Art. 267\n
\n

\n
\n
A créé les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
\n Art. 259 bis\n
\n

\n
\n
A modifié les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
\n Art. 241-1\n
\n

\n
\n
\n
\n
\n
A modifié les dispositions suivantes :

- ARRÊTÉ du 3 novembre 2014
\n Art. 241, Art. 248, Art. 250, Art. 251, Art. 252, Art. 256, Art. 260, Art. 262, Art. 265, Art. 266, Art. 268, Art. 269\n
\n

\n
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Les entreprises assujetties s'assurent que les rémunérations des personnes définies à l'article L. 511-71 du code monétaire et financier et, le cas échéant, en application du règlement délégué (UE) n° 604/2014 de la Commission du 4 mars 2014 susvisé ainsi qu'à l'article L. 533-30 du code monétaire et financier, sont attribuées et versées en respectant les dispositions prévues aux articles L. 511-71 à L. 511-88 et aux articles L. 533-30 à L. 533-30-17 du code monétaire et financier et, le cas échéant, des règlements délégués adoptés en la matière par la Commission européenne. Elles s'assurent également du respect des dispositions prévues au présent arrêté.

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Article L533-30 AUTONOME MODIFIE, en vigueur du 22/02/2014 au 03/01/2018 (Code monétaire et financier)