{ "article": { "LEGIARTI000006653639": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L432-21", "ETAT": "ABROGE", "TYPE": "AUTONOME", "DATE_FIN": "2003-08-02", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006653639", "URL": "article/LEGI/ARTI/00/00/06/65/36/LEGIARTI000006653639.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX432L021AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 46 II", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709723", "@num": "46", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 46 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "JORFTEXT000000574488", "#text": "Ordonnance 2000-1223 2000-12-14 JORF 16 décembre 2000", "@sens": "source", "@cidtexte": "JORFTEXT000000574488", "@nortexte": "ECOX0000098R", "@typelien": "CODIFICATION", "@naturetexte": "RAPPORT", "@datesignatexte": "2999-01-01" }, { "@id": "JORFTEXT000000422094", "#text": "Loi 2003-591 2003-07-02 art. 31 I JORF 3 juillet 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000422094", "@nortexte": "FPPX0300014L", "@numtexte": "2003-591", "@typelien": "CODIFICATION", "@naturetexte": "LOI", "@datesignatexte": "2003-07-02" }, { "@id": "JORFTEXT000000428977", "#text": "Loi 2003-706 2003-08-01 art. 91 3° JORF 2 août 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000428977", "@nortexte": "ECOX0200186L", "@numtexte": "2003-706", "@typelien": "ABROGATION", "@naturetexte": "LOI", "@datesignatexte": "2003-08-01" }, { "@id": "LEGIARTI000006657087", "@num": "L531-2", "#text": "Code monétaire et financier - art. L531-2 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657522", "@num": "L532-18", "#text": "Code monétaire et financier - art. L532-18 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006663223", "@num": "L734-9", "#text": "Code monétaire et financier - art. L734-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006664509", "@num": "L744-9", "#text": "Code monétaire et financier - art. L744-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006665949", "@num": "L754-9", "#text": "Code monétaire et financier - art. L754-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006667230", "@num": "L764-9", "#text": "Code monétaire et financier - art. L764-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170492", "@fin": "2009-01-10", "#text": "Section 4 : Opérations à terme.", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154514", "@fin": "2009-01-10", "#text": "Chapitre II : Formes particulières de cessions d'instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140011", "@fin": "2999-01-01", "#text": "Titre III : Les négociations sur instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123910", "@fin": "2999-01-01", "#text": "Livre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000006653639", "@fin": "2003-08-02", "@num": "L432-21", "@etat": "ABROGE", "@debut": "2001-01-01", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les contrats à terme sur toutes marchandises et denrées qui ne donnent pas lieu à livraison sont passés entre deux ou plusieurs parties dont l'une au moins est un prestataire de services d'investissement, ou une institution, entreprise ou établissement mentionnés à l'article L. 531-2 ou un établissement non-résident ayant un statut comparable.
\n
" } }, "LEGIARTI000006657087": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L531-2", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2003-08-02", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006657087", "URL": "article/LEGI/ARTI/00/00/06/65/70/LEGIARTI000006657087.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX531L002AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006709408", "@num": "25", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 25 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006530959", "@num": "10", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 10 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006530960", "@num": "11", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 11 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006719099", "@num": "9", "#text": "Ordonnance n°2007-1490 du 18 octobre 2007 - art. 9 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000000429028", "@nortexte": "ECET0761449R", "@numtexte": "2007-1490", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-10-18" }, { "@id": "LEGIARTI000021657093", "@num": "12", "#text": "Ordonnance n°2010-11\n du 7 janvier 2010 - art. 12 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000021637168", "@nortexte": "ECET0928178R", "@numtexte": "2010-11", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2010-01-07" }, { "@id": "LEGIARTI000029010989", "@num": "35", "#text": "Ordonnance n°2014-559\n du 30 mai 2014 - art. 35 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000029008408", "@nortexte": "FCPX1406454R", "@numtexte": "2014-559", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2014-05-30" }, { "@id": "LEGIARTI000035014359", "@num": "6", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 - art. 6", "@sens": "cible", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CONCORDE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000006229187", "@num": "L233-3", "#text": "Code de commerce. - art. L233-3 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006641569", "@num": "D531-1", "#text": "Code monétaire et financier - art. D531-1 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043803495", "@num": "D533-11", "#text": "Code monétaire et financier - art. D533-11 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043803477", "@num": "D533-13", "#text": "Code monétaire et financier - art. D533-13 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038611642", "@num": "L211-36", "#text": "Code monétaire et financier - art. L211-36 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032786077", "@num": "L421-17", "#text": "Code monétaire et financier - art. L421-17 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652450", "@num": "L422-1", "#text": "Code monétaire et financier - art. L422-1 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032786203", "@num": "L424-5", "#text": "Code monétaire et financier - art. L424-5 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035017067", "@num": "L425-6", "#text": "Code monétaire et financier - art. L425-6 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653087", "@num": "L431-7", "#text": "Code monétaire et financier - art. L431-7 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653639", "@num": "L432-21", "#text": "Code monétaire et financier - art. L432-21 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032786286", "@num": "L531-10", "#text": "Code monétaire et financier - art. L531-10 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657221", "@num": "L532-1", "#text": "Code monétaire et financier - art. L532-1 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038611884", "@num": "L541-1", "#text": "Code monétaire et financier - art. L541-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000027794642", "@num": "L573-1", "#text": "Code monétaire et financier - art. L573-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006659437", "@num": "L612-2", "#text": "Code monétaire et financier - art. L612-2 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050372981", "@num": "L621-13-5", "#text": "Code monétaire et financier - art. L621-13-5 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006663489", "@num": "L735-9", "#text": "Code monétaire et financier - art. L735-9 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000020639300", "@num": "L744-7", "#text": "Code monétaire et financier - art. L744-7 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000033615194", "@num": "L745-9", "#text": "Code monétaire et financier - art. L745-9 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000020639304", "@num": "L754-7", "#text": "Code monétaire et financier - art. L754-7 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000033615188", "@num": "L755-9", "#text": "Code monétaire et financier - art. L755-9 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000044193036", "@num": "L765-9", "#text": "Code monétaire et financier - art. L765-9 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369972", "@num": "L773-28", "#text": "Code monétaire et financier - art. L773-28 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369952", "@num": "L774-28", "#text": "Code monétaire et financier - art. L774-28 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369932", "@num": "L775-22", "#text": "Code monétaire et financier - art. L775-22 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045129265", "@num": "R531-1", "#text": "Code monétaire et financier - art. R531-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006072026", "#text": "Code monétaire et financier L532-1, L422-1, L532-16 à L532-27, L612-2", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170638", "@fin": "2018-01-03", "#text": "Section 1 : Dispositions générales", "@debut": "2001-01-01" }, { "@id": "LEGISCTA000035042854", "@fin": "2999-01-01", "#text": "Section 1 : Dispositions générales applicables aux prestataires de services d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154695", "@fin": "2999-01-01", "#text": "Chapitre Ier : Définitions", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140119", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657087", "@fin": "2003-08-02", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657088", "@fin": "2007-11-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657089", "@fin": "2009-11-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000020871529", "@fin": "2010-10-24", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2009-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000022962872", "@fin": "2013-07-28", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2010-10-24", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000027781478", "@fin": "2014-10-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2013-07-28", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000029025620", "@fin": "2017-04-08", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2014-10-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000034387155", "@fin": "2018-01-03", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2017-04-08", "@origine": "LEGI" } }, { "@etat": "MODIFIE_MORT_NE", "LIEN_ART": { "@id": "LEGIARTI000032786302", "@fin": "2017-06-28", "@num": "L531-2", "@etat": "MODIFIE_MORT_NE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000035042811", "@fin": "2021-10-10", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000044193432", "@fin": "2021-11-10", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-10-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000043635006", "@fin": "2021-12-24", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-11-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000044563936", "@fin": "2022-02-28", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-12-24", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000044504936", "@fin": "2999-01-01", "@num": "L531-2", "@etat": "VIGUEUR", "@debut": "2022-02-28", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Peuvent fournir les services d'investissement dans les limites des dispositions législatives qui, le cas échéant, les régissent, sans être soumis à la procédure d'agrément prévue à l'article L. 532-1 mais sans pouvoir prétendre au bénéfice des dispositions des articles L. 422-1, L. 532-16 à L. 532-27 et des deuxième et troisième alinéas de l'article L. 612-2 :
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1° a) Le Trésor public ;
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b) La Banque de France ;
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c) L'Institut d'émission des départements d'outre-mer et l'Institut d'émission d'outre-mer ;
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d) La Poste ;
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2° a) Les entreprises d'assurance et de réassurance régies par le code des assurances ;
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b) Les organismes de placement collectif en valeurs mobilières, les fonds communs de créances et les sociétés civiles de placement immobilier ainsi que les sociétés chargées de leur gestion ;
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c) Les entreprises qui ne fournissent des services d'investissement qu'aux personnes morales qui les contrôlent directement ou indirectement au sens de l'article L. 233-3 du code de commerce et aux personnes morales que ces dernières contrôlent au sens du même article ;
\n
d) Les entreprises dont les activités de services d'investissement se limitent à la gestion d'un système d'épargne salariale ;
\n
e) Les entreprises dont les activités se limitent à celles mentionnées aux c et d ci-dessus ;
\n
f) Les personnes qui fournissent un service d'investissement, de manière accessoire à une activité professionnelle et dans la mesure où celle-ci est régie par des règles qui ne l'interdisent pas formellement ;
\n
g) Les personnes dont l'activité est régie par les chapitres Ier à III du titre IV du livre III ;
\n
h) Les courtiers en marchandises qui ne fournissent un service d'investissement qu'à leurs contreparties et dans la mesure nécessaire à l'exercice de leur activité principale.
" } }, "LEGIARTI000006657088": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L531-2", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2007-11-01", "DATE_DEBUT": "2003-08-02" } }, "META_COMMUN": { "ID": "LEGIARTI000006657088", "URL": "article/LEGI/ARTI/00/00/06/65/70/LEGIARTI000006657088.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX531L002AXXXAB" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006709408", "@num": "25", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 25 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "JORFTEXT000000428977", "#text": "Loi 2003-706 2003-08-01 art. 54 I 2°, art. 91 4° JORF 2 août 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000428977", "@nortexte": "ECOX0200186L", "@numtexte": "2003-706", "@typelien": "MODIFICATION", "@naturetexte": "LOI", "@datesignatexte": "2003-08-01" }, { "@id": "LEGIARTI000006713485", "@num": "54", "#text": "Loi n°2003-706 du 1 août 2003 - art. 54 () JORF 2 août 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000428977", "@nortexte": "ECOX0200186L", "@numtexte": "2003-706", "@typelien": "MODIFICATION", "@naturetexte": "LOI", "@datesignatexte": "2003-08-01" }, { "@id": "LEGIARTI000006530959", "@num": "10", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 10 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006530960", "@num": "11", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 11 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006719099", "@num": "9", "#text": "Ordonnance n°2007-1490 du 18 octobre 2007 - art. 9 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000000429028", "@nortexte": "ECET0761449R", "@numtexte": "2007-1490", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-10-18" }, { "@id": "LEGIARTI000021657093", "@num": "12", "#text": "Ordonnance n°2010-11\n du 7 janvier 2010 - art. 12 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000021637168", "@nortexte": "ECET0928178R", "@numtexte": "2010-11", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2010-01-07" }, { "@id": "LEGIARTI000029010989", "@num": "35", "#text": "Ordonnance n°2014-559\n du 30 mai 2014 - art. 35 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000029008408", "@nortexte": "FCPX1406454R", "@numtexte": "2014-559", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2014-05-30" }, { "@id": "LEGIARTI000035014359", "@num": "6", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 - art. 6", "@sens": "cible", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CONCORDE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000006229187", "@num": "L233-3", "#text": "Code de commerce. - art. 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L774-28 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369932", "@num": "L775-22", "#text": "Code monétaire et financier - art. L775-22 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045129265", "@num": "R531-1", "#text": "Code monétaire et financier - art. R531-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006072026", "#text": "Code monétaire et financier L532-1, L422-1, L532-16 à L532-27, L612-2, L341-4, L211-1", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170638", "@fin": "2018-01-03", "#text": "Section 1 : Dispositions générales", "@debut": "2001-01-01" }, { "@id": "LEGISCTA000035042854", "@fin": "2999-01-01", "#text": "Section 1 : Dispositions générales applicables aux prestataires de services d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154695", "@fin": "2999-01-01", "#text": "Chapitre Ier : Définitions", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140119", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657087", "@fin": "2003-08-02", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657088", "@fin": "2007-11-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657089", "@fin": "2009-11-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000020871529", "@fin": "2010-10-24", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2009-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000022962872", "@fin": "2013-07-28", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2010-10-24", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000027781478", "@fin": "2014-10-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2013-07-28", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000029025620", "@fin": "2017-04-08", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2014-10-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000034387155", "@fin": "2018-01-03", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2017-04-08", "@origine": "LEGI" } }, { "@etat": "MODIFIE_MORT_NE", "LIEN_ART": { "@id": "LEGIARTI000032786302", "@fin": "2017-06-28", "@num": "L531-2", "@etat": "MODIFIE_MORT_NE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000035042811", "@fin": "2021-10-10", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000044193432", "@fin": "2021-11-10", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-10-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000043635006", "@fin": "2021-12-24", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-11-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000044563936", "@fin": "2022-02-28", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-12-24", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000044504936", "@fin": "2999-01-01", "@num": "L531-2", "@etat": "VIGUEUR", "@debut": "2022-02-28", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Peuvent fournir les services d'investissement dans les limites des dispositions législatives qui, le cas échéant, les régissent, sans être soumis à la procédure d'agrément prévue à l'article L. 532-1 mais sans pouvoir prétendre au bénéfice des dispositions des articles L. 422-1, L. 532-16 à L. 532-27 et des deuxième et troisième alinéas de l'article L. 612-2 :
\n
1° a) Le Trésor public ;
\n
b) La Banque de France ;
\n
c) L'Institut d'émission des départements d'outre-mer et l'Institut d'émission d'outre-mer ;
\n
d) La Poste ;
\n
2° a) Les entreprises d'assurance et de réassurance régies par le code des assurances ;
\n
b) Les organismes de placement collectif en valeurs mobilières, les fonds communs de créances et les sociétés civiles de placement immobilier ainsi que les sociétés chargées de leur gestion ;
\n
c) Les entreprises qui ne fournissent des services d'investissement qu'aux personnes morales qui les contrôlent directement ou indirectement au sens de l'article L. 233-3 du code de commerce et aux personnes morales que ces dernières contrôlent au sens du même article ;
\n
d) Les entreprises dont les activités de services d'investissement se limitent à la gestion d'un système d'épargne salariale ;
\n
e) Les entreprises dont les activités se limitent à celles mentionnées aux c et d ci-dessus ;
\n
f) Les personnes qui fournissent un service d'investissement, de manière accessoire à une activité professionnelle et dans la mesure où celle-ci est régie par des règles qui ne l'interdisent pas formellement ;
\n
g) Les personnes dont l'activité est régie par le chapitre Ier du titre IV du livre III à la condition qu'elles soient mandatées, conformément à l'article L. 341-4, par des personnes habilitées à fournir les mêmes services d'investissement ;
\n
h) Les intermédiaires en marchandises qui ne fournissent un service d'investissement qu'à leurs clients et dans la mesure nécessaire à l'exercice de leur activité principale ;
\n
i) Les entreprises qui, ayant pour activité principale la production, la transformation, la distribution ou la vente de marchandises, négocient les instruments mentionnés au 4 du II de l'article L. 211-1 pour les besoins normaux de leurs activités et dans la mesure où celles-ci sont régies par des règles qui ne l'interdisent pas formellement.
" } }, "LEGIARTI000006657089": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L531-2", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2009-11-01", "DATE_DEBUT": "2007-11-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006657089", "URL": "article/LEGI/ARTI/00/00/06/65/70/LEGIARTI000006657089.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX531L002AXXXAC" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006709408", "@num": "25", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 25 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006530959", "@num": "10", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 10 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006530960", "@num": "11", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 11 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "JORFARTI000001879562", "@num": "8", "#text": "Ordonnance n°2006-344 du 23 mars 2006 - art. 8, v. init.", "@sens": "source", "@cidtexte": "JORFTEXT000000456741", "@nortexte": "ECOX0600006R", "@numtexte": "2006-344", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2006-03-23" }, { "@id": "LEGIARTI000006262617", "@num": "4", "#text": "Ordonnance n°2007-544 du 12 avril 2007 - art. 4 () JORF 13 avril 2007 en vigueur le 1er novembre 2007 rectificatif JORF 19 mai 2007", "@sens": "source", "@cidtexte": "JORFTEXT000000649479", "@nortexte": "ECOX0700039R", "@numtexte": "2007-544", "@typelien": "MODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-04-12" }, { "@id": "LEGIARTI000006719099", "@num": "9", "#text": "Ordonnance n°2007-1490 du 18 octobre 2007 - art. 9 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000000429028", "@nortexte": "ECET0761449R", "@numtexte": "2007-1490", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-10-18" }, { "@id": "LEGIARTI000021657093", "@num": "12", "#text": "Ordonnance n°2010-11\n du 7 janvier 2010 - art. 12 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000021637168", "@nortexte": "ECET0928178R", "@numtexte": "2010-11", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2010-01-07" }, { "@id": "LEGIARTI000029010989", "@num": "35", "#text": "Ordonnance n°2014-559\n du 30 mai 2014 - art. 35 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000029008408", "@nortexte": "FCPX1406454R", "@numtexte": "2014-559", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2014-05-30" }, { "@id": "LEGIARTI000035014359", "@num": "6", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 - art. 6", "@sens": "cible", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CONCORDE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000006229187", "@num": "L233-3", "#text": "Code de commerce. - art. 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L775-22 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045129265", "@num": "R531-1", "#text": "Code monétaire et financier - art. R531-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006072026", "#text": "Code monétaire et financier L532-1, L532-16 à L532-27, L214-1, L341-4, L511-20", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006800536", "@num": "L370-1", "#text": "Code des assurances - art. L370-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006073984", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006800552", "@num": "L370-2", "#text": "Code des assurances - art. L370-2 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006073984", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170638", "@fin": "2018-01-03", "#text": "Section 1 : Dispositions générales", "@debut": "2001-01-01" }, { "@id": "LEGISCTA000035042854", "@fin": "2999-01-01", "#text": "Section 1 : Dispositions générales applicables aux prestataires de services d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154695", "@fin": "2999-01-01", "#text": "Chapitre Ier : Définitions", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140119", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657087", "@fin": "2003-08-02", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657088", "@fin": "2007-11-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657089", "@fin": "2009-11-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000020871529", "@fin": "2010-10-24", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2009-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000022962872", "@fin": "2013-07-28", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2010-10-24", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000027781478", "@fin": "2014-10-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2013-07-28", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000029025620", "@fin": "2017-04-08", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2014-10-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000034387155", "@fin": "2018-01-03", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2017-04-08", "@origine": "LEGI" } }, { "@etat": "MODIFIE_MORT_NE", "LIEN_ART": { "@id": "LEGIARTI000032786302", "@fin": "2017-06-28", "@num": "L531-2", "@etat": "MODIFIE_MORT_NE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000035042811", "@fin": "2021-10-10", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000044193432", "@fin": "2021-11-10", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-10-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000043635006", "@fin": "2021-12-24", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-11-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000044563936", "@fin": "2022-02-28", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-12-24", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000044504936", "@fin": "2999-01-01", "@num": "L531-2", "@etat": "VIGUEUR", "@debut": "2022-02-28", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Peuvent fournir des services d'investissement dans les limites des dispositions législatives qui, le cas échéant, les régissent, sans être soumis à la procédure d'agrément prévue à l'article L. 532-1 mais sans pouvoir prétendre au bénéfice des dispositions des articles L. 532-16 à L. 532-27 :
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1° a) L'Etat, la Caisse de la dette publique et la Caisse d'amortissement de la dette sociale ;
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b) La Banque de France ;
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c) L'Institut d'émission des départements d'outre-mer et l'Institut d'émission d'outre-mer :
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2° a) Les entreprises d'assurance et de réassurance régies par le code des assurances ;
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b) Les organismes de placement collectif mentionnés à l'article L. 214-1, ainsi que les sociétés chargées de la gestion des organismes de placement collectif mentionnés aux 2, 3 et 4 du I de l'article L. 214-1 ;
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c) Les institutions de retraites professionnelles mentionnées à l'article L. 370-1 du code des assurances pour leurs opérations mentionnées à l'article L. 370-2 du même code, ainsi que les personnes morales administrant une institution de retraite professionnelle mentionnée à l'article 8 de l'ordonnance n° 2006-344 du 23 mars 2006 relative aux retraites professionnelles supplémentaires ;
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d) Les personnes qui ne fournissent des services d'investissement qu'aux personnes morales qui les contrôlent, à celles que ces dernières contrôlent, ainsi qu'à celles qu'elles contrôlent elles-mêmes. Pour l'application du présent d, la notion de contrôle s'entend du contrôle direct ou indirect au sens de l'article L. 233-3 du code de commerce ;
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e) Les entreprises dont les activités de services d'investissement se limitent à la gestion d'un système d'épargne salariale ;
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f) Les entreprises dont les activités se limitent à celles mentionnées aux d et e ci-dessus ;
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g) Les personnes qui fournissent les services de conseil en investissement ou de réception et de transmission d'ordres pour le compte de tiers, de manière accessoire et dans le cadre d'une activité professionnelle non financière ou d'une activité d'expert-comptable, dans la mesure où celle-ci est régie par des dispositions législatives ou réglementaires ou par un code de déontologie approuvé par une autorité publique qui ne l'interdisent pas formellement ;
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h) Les personnes dont l'activité est régie par le chapitre Ier du titre IV du livre III à la condition qu'elles soient mandatées, conformément à l'article L. 341-4, par des personnes habilitées à fournir les mêmes services d'investissement ;
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i) Les personnes qui ne fournissent aucun autre service d'investissement que la négociation pour compte propre, à moins qu'elles ne soient teneurs de marché ou qu'elles ne négocient pour compte propre de façon organisée, fréquente et systématique en dehors d'un marché réglementé ou d'un système multilatéral de négociation, en fournissant un service accessible à des tiers afin d'entrer en négociation avec eux. Au sens du présent alinéa, un teneur de marché est une personne qui est présente de manière continue sur les marchés financiers pour négocier pour son propre compte et qui se porte acheteuse et vendeuse d'instruments financiers en engageant ses propres capitaux, à des prix fixés par elle ;
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j) Les personnes négociant des instruments financiers pour compte propre ou fournissant des services d'investissement concernant des contrats à terme sur marchandises ou autres contrats à terme précisés par décret, aux clients de leur activité principale, à condition que ces prestations soient accessoires à leur activité principale, lorsque cette activité principale est appréhendée au niveau du groupe au sens du III de l'article L. 511-20, et qu'elle ne consiste pas en la fourniture de services d'investissement ou en la réalisation d'opérations de banque ;
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k) Les conseillers en investissements financiers, dans les conditions et limites fixées au chapitre Ier du titre IV ;
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l) Les personnes, autres que les conseillers en investissements financiers, fournissant des conseils en investissement dans le cadre de l'exercice d'une autre activité professionnelle qui n'est pas régie par le présent titre, à condition que la fourniture de tels conseils ne soit pas spécifiquement rémunérée ;
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m) Les personnes dont l'activité principale consiste à négocier pour compte propre des marchandises ou des instruments dérivés sur marchandises. La présente exception ne s'applique pas lorsque la personne qui négocie pour compte propre des marchandises ou des instruments dérivés sur marchandises fait partie d'un groupe, au sens du III de l'article L. 511-20, dont l'activité principale est la fourniture de services d'investissement ou la réalisation d'opérations de banque ;
\n
n) Les entreprises dont les services d'investissement consistent exclusivement à négocier pour compte propre sur des marchés d'instruments financiers à terme, ou sur des marchés au comptant aux seules fins de couvrir des positions sur des marchés dérivés, ou qui négocient ou assurent la formation des prix pour le compte d'autres membres de ces marchés, et qui sont couvertes par la garantie d'un adhérent d'une chambre de compensation, lorsque la responsabilité des contrats conclus par ces entreprises est assumée par un adhérent d'une chambre de compensation.
" } }, "LEGIARTI000006657522": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L532-18", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2003-08-02", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006657522", "URL": "article/LEGI/ARTI/00/00/06/65/75/LEGIARTI000006657522.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX532L018AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006710162", "@num": "74", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 74 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006738807", "@num": "15", "#text": "Décret n°96-880 du 8 octobre 1996 - art. 15 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000378759", "@nortexte": "ECOT9620035D", "@numtexte": "96-880", "@typelien": "CITATION", "@naturetexte": "DECRET", "@datesignatexte": "1996-10-08" }, { "@id": "LEGIARTI000006738816", "@num": "16", "#text": "Décret n°96-880 du 8 octobre 1996 - art. 16 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000378759", "@nortexte": "ECOT9620035D", "@numtexte": "96-880", "@typelien": "CITATION", "@naturetexte": "DECRET", "@datesignatexte": "1996-10-08" }, { "@id": "LEGIARTI000028967308", "@num": "3", "#text": "Arrêté du 31 décembre 1998 - art. 3 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000743646", "@nortexte": "ECOT9820095A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "1998-12-31" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006530960", "@num": "11", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 11 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000028967324", "@num": "7", "#text": "Arrêté du 16 février 2005 - art. 7 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000448147", "@nortexte": "ECOT0520003A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2005-02-16" }, { "@id": "LEGIARTI000047879912", "@num": "4", "#text": "Arrêté du 30 mai 2016 - art. 4 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000032611052", "@nortexte": "FCPT1609341A", "@typelien": "CITATION", "@naturetexte": "ARRETE", "@datesignatexte": "2016-05-30" }, { "@id": "LEGIARTI000032754225", "@num": "10", "#text": "Ordonnance n°2016-827 du 23 juin 2016 - art. 10", "@sens": "cible", "@cidtexte": "JORFTEXT000032752983", "@nortexte": "FCPT1604110R", "@numtexte": "2016-827", "@typelien": "CONCORDE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2016-06-23" }, { "@id": "LEGIARTI000032820783", "@num": "A123-68-1", "#text": "Code de commerce - art. A123-68-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039260236", "@num": "L225-145", "#text": "Code de commerce - art. L225-145 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006647574", "@num": "L213-3", "#text": "Code monétaire et financier - art. L213-3 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000031094549", "@num": "L322-2", "#text": "Code monétaire et financier - art. L322-2 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652351", "@num": "L421-6", "#text": "Code monétaire et financier - art. L421-6 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652353", "@num": "L421-7", "#text": "Code monétaire et financier - art. L421-7 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653082", "@num": "L431-7", "#text": "Code monétaire et financier - art. L431-7 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653613", "@num": "L432-20", "#text": "Code monétaire et financier - art. L432-20 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653639", "@num": "L432-21", "#text": "Code monétaire et financier - art. L432-21 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032786286", "@num": "L531-10", "#text": "Code monétaire et financier - art. L531-10 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657556", "@num": "L532-19", "#text": "Code monétaire et financier - art. L532-19 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657568", "@num": "L532-20", "#text": "Code monétaire et financier - art. L532-20 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000042623846", "@num": "L532-20-1", "#text": "Code monétaire et financier - art. L532-20-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657580", "@num": "L532-21", "#text": "Code monétaire et financier - art. L532-21 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038613966", "@num": "L532-21-3", "#text": "Code monétaire et financier - art. L532-21-3 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032786338", "@num": "L532-26", "#text": "Code monétaire et financier - art. L532-26 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657871", "@num": "L533-13", "#text": "Code monétaire et financier - art. L533-13 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657723", "@num": "L533-3", "#text": "Code monétaire et financier - art. L533-3 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657747", "@num": "L533-4", "#text": "Code monétaire et financier - art. L533-4 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660259", "@num": "L621-7", "#text": "Code monétaire et financier - art. L621-7 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660301", "@num": "L621-9", "#text": "Code monétaire et financier - art. L621-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660783", "@num": "L622-13", "#text": "Code monétaire et financier - art. L622-13 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660875", "@num": "L622-21", "#text": "Code monétaire et financier - art. L622-21 (T)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782613", "@num": "L745-10", "#text": "Code monétaire et financier - art. L745-10 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000038782596", "@num": "L755-10", "#text": "Code monétaire et financier - art. L755-10 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035437719", "@num": "R532-17", "#text": "Code monétaire et financier - art. R532-17 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035437712", "@num": "R532-18", "#text": "Code monétaire et financier - art. R532-18 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006072026", "#text": "Code monétaire et financier L511-21 à L511-28, L213-3, L322-1 à L322-4, L421-6, L421-7, L421-8 à L421-11, L432-20, L432-21, L431-7, L531-10, L533-3, L533-4, L533-6 à L533-11, L533-13, L622-21", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006184914", "@fin": "2018-01-03", "#text": "Sous-section 2 : Libre prestation de services et liberté d'établissement en France", "@debut": "2001-01-01" }, { "@id": "LEGISCTA000035042856", "@fin": "2999-01-01", "#text": "Sous-section 2 : Libre établissement et libre prestation de services en France (Passeport entrant)", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006170642", "@fin": "2018-01-03", "#text": "Section 2 : Libre établissement et libre prestation de services sur le territoire des Etats parties à l'accord sur l'Espace économique européen", "@debut": "2001-01-01" }, { "@id": "LEGISCTA000032786469", "@fin": "2017-06-28", "#text": "Section 2 : Libre établissement et libre prestation de services sur le territoire des Etats membres de l'Union européenne ou parties à l'accord sur l'Espace économique européen", "@debut": "2018-01-03" }, { "@id": "LEGISCTA000035042858", "@fin": "2999-01-01", "#text": "Section 2 : Libre établissement et libre prestation de services sur le territoire des Etats membres de l'Union européenne ou parties à l'accord sur l'Espace économique européen (Passeports)", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154696", "@fin": "2999-01-01", "#text": "Chapitre II : Conditions d'exercice de la profession", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140119", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657522", "@fin": "2003-08-02", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657523", "@fin": "2005-07-21", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657524", "@fin": "2007-11-01", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2005-07-21", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657525", "@fin": "2008-07-17", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000019202581", "@fin": "2009-01-10", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2008-07-17", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000020096470", "@fin": "2012-01-01", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2009-01-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000025019254", "@fin": "2014-01-01", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2012-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000026992942", "@fin": "2016-12-11", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2014-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE_MORT_NE", "LIEN_ART": { "@id": "LEGIARTI000032751987", "@fin": "2016-06-25", "@num": "L532-18", "@etat": "MODIFIE_MORT_NE", "@debut": "2016-07-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000033612551", "@fin": "2018-01-03", "@num": "L532-18", "@etat": "MODIFIE", "@debut": "2016-12-11", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000032786443", "@fin": "2999-01-01", "@num": "L532-18", "@etat": "VIGUEUR", "@debut": "2018-01-03", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Dans la limite des services qu'elle est autorisée à fournir sur le territoire de son Etat d'origine, et en fonction de l'agrément qu'elle y a reçu, toute personne morale ou physique agréée pour fournir des services d'investissement peut, sans préjudice des dispositions des articles L. 511-21 à L. 511-28, sur le territoire de la France métropolitaine et des départements d'outre-mer, établir des succursales pour fournir des services d'investissement et des services connexes, et intervenir en libre prestation de services dans des conditions fixées par le conseil des marchés financiers, notamment en ce qui concerne la protection des fonds des clients.
\n
Pour l'application des articles L. 213-3, L. 322-1 à L. 322-4, L. 421-6, L. 421-7, L. 421-8 à L. 421-11, L. 432-20, L. 432-21, L. 431-7, L. 531-10, L. 533-3, L. 533-4, L. 533-6 à L. 533-11, L. 533-13 et L. 622-21, les personnes mentionnées à l'alinéa précédent sont assimilées à des prestataires de services d'investissement.
" } }, "LEGIARTI000006663223": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L734-9", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2005-05-07", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006663223", "URL": "article/LEGI/ARTI/00/00/06/66/32/LEGIARTI000006663223.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX734L009AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 107 II", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006653613", "@num": "L432-20", "#text": "Code monétaire et financier - art. L432-20 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653639", "@num": "L432-21", "#text": "Code monétaire et financier - art. L432-21 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006194009", "@fin": "2008-01-01", "#text": "Paragraphe 2 : Les opérations à terme", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006184971", "@fin": "2008-01-01", "#text": "Sous-section 2 : Les formes particulières de cessions d'instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006170735", "@fin": "2008-01-01", "#text": "Section 3 : Les négociations sur instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154744", "@fin": "2007-12-23", "#text": "Chapitre IV : Les marchés", "@debut": "2001-01-01" }, { "@id": "LEGISCTA000017868225", "@fin": "2014-01-01", "#text": "Chapitre IV : Dispositions d'adaptation du livre IV", "@debut": "2008-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140176", "@fin": "2007-12-23", "#text": "Titre III : Dispositions applicables à mayotte", "@debut": "2001-01-01" }, { "@id": "LEGISCTA000017868051", "@fin": "2014-01-01", "#text": "Titre III : Dispositions spécifiques à Mayotte", "@debut": "2008-01-01" }, { "@id": "LEGISCTA000026992992", "@fin": "2022-02-26", "#text": "Titre III : Dispositions particulières applicables au département de Mayotte", "@debut": "2014-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006124131", "@fin": "2022-02-26", "#text": "Livre VII : Régime de l'outre-mer", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006663223", "@fin": "2005-05-07", "@num": "L734-9", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000006663224", "@fin": "2008-01-01", "@num": "L734-9", "@etat": "ABROGE", "@debut": "2005-05-07", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les articles L. 432-20 et L. 432-21 sont applicables à Mayotte.
\n
" } }, "LEGIARTI000006664509": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L744-9", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2005-05-07", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006664509", "URL": "article/LEGI/ARTI/00/00/06/66/45/LEGIARTI000006664509.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX744L009AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 107 II", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006653613", "@num": "L432-20", "#text": "Code monétaire et financier - art. L432-20 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653639", "@num": "L432-21", "#text": "Code monétaire et financier - art. L432-21 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006194023", "@fin": "2015-10-16", "#text": "Paragraphe 2 : Les opérations à terme", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006185005", "@fin": "2015-10-16", "#text": "Sous-section 2 : Formes particulières de cessions d'instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006170757", "@fin": "2022-02-26", "#text": "Section 3 : Les négociations sur instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154750", "@fin": "2022-02-26", "#text": "Chapitre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140189", "@fin": "2022-02-26", "#text": "Titre IV : Dispositions applicables en Nouvelle-Calédonie", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006124131", "@fin": "2022-02-26", "#text": "Livre VII : Régime de l'outre-mer", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006664509", "@fin": "2005-05-07", "@num": "L744-9", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006664510", "@fin": "2009-05-14", "@num": "L744-9", "@etat": "MODIFIE", "@debut": "2005-05-07", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000020639206", "@fin": "2015-10-16", "@num": "L744-9", "@etat": "ABROGE", "@debut": "2009-05-14", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les articles L. 432-20 et L. 432-21 sont applicables en Nouvelle-Calédonie.
\n
" } }, "LEGIARTI000006665949": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L754-9", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2005-05-07", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006665949", "URL": "article/LEGI/ARTI/00/00/06/66/59/LEGIARTI000006665949.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX754L009AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 107 II", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006653613", "@num": "L432-20", "#text": "Code monétaire et financier - art. L432-20 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653639", "@num": "L432-21", "#text": "Code monétaire et financier - art. L432-21 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006194037", "@fin": "2015-10-16", "#text": "Paragraphe 2 : Les opérations à terme", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006185043", "@fin": "2015-10-16", "#text": "Sous-section 2 : Formes particulières de cessions d'instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006170781", "@fin": "2022-02-26", "#text": "Section 3 : Les négociations sur instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154757", "@fin": "2022-02-26", "#text": "Chapitre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140196", "@fin": "2022-02-26", "#text": "Titre V : Dispositions applicables en Polynésie française", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006124131", "@fin": "2022-02-26", "#text": "Livre VII : Régime de l'outre-mer", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006665949", "@fin": "2005-05-07", "@num": "L754-9", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006665950", "@fin": "2009-05-14", "@num": "L754-9", "@etat": "MODIFIE", "@debut": "2005-05-07", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000020639203", "@fin": "2015-10-16", "@num": "L754-9", "@etat": "ABROGE", "@debut": "2009-05-14", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les articles L. 432-20 et L. 432-21 sont applicables en Polynésie française.
\n
" } }, "LEGIARTI000006667230": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L764-9", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2005-05-07", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006667230", "URL": "article/LEGI/ARTI/00/00/06/66/72/LEGIARTI000006667230.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX764L009AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 107 II", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006653613", "@num": "L432-20", "#text": "Code monétaire et financier - art. L432-20 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653639", "@num": "L432-21", "#text": "Code monétaire et financier - art. L432-21 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006194050", "@fin": "2005-05-07", "#text": "Paragraphe 2 : Les opérations à terme", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006185080", "@fin": "2005-05-07", "#text": "Sous-section 2 : Les formes particulières de cessions d'instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006170804", "@fin": "2005-05-07", "#text": "Section 3 : Les négociations sur instruments financiers", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154763", "@fin": "2005-05-07", "#text": "Chapitre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140201", "@fin": "2005-05-07", "#text": "Titre VI : Dispositions applicables au territoire des îles Wallis-et-Futuna", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006124131", "@fin": "2022-02-26", "#text": "Livre VII : Régime de l'outre-mer", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006667230", "@fin": "2005-05-07", "@num": "L764-9", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006667231", "@fin": "2009-05-14", "@num": "L764-9", "@etat": "MODIFIE", "@debut": "2005-05-07", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000020639200", "@fin": "2015-10-16", "@num": "L764-9", "@etat": "ABROGE", "@debut": "2009-05-14", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les articles L. 432-20 et L. 432-21 sont applicables dans le territoire des îles Wallis-et-Futuna.
\n
" } }, "LEGIARTI000006709723": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "46", "ETAT": "ABROGE", "TYPE": "AUTONOME", "DATE_FIN": "2001-01-01", "DATE_DEBUT": "1996-07-04" } }, "META_COMMUN": { "ID": "LEGIARTI000006709723", "URL": "article/LEGI/ARTI/00/00/06/70/97/LEGIARTI000006709723.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AFECAXXXXXX046AAXXXXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 10 *champ d'application territoriale - TOM - Mayotte - modalités*", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "SPEC_APPLI", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709408", "@num": "25", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 25 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709138", "@num": "3", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 3 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006710162", "@num": "74", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 74 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "JORFTEXT000000574488", "#text": "Ordonnance 2000-1223 2000-12-14 art. 4 JORF 16 décembre 2000 en vigueur le 1er janvier 2001", "@sens": "source", "@cidtexte": "JORFTEXT000000574488", "@nortexte": "ECOX0000098R", "@typelien": "ABROGATION", "@naturetexte": "RAPPORT", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006445200", "@num": "1965", "#text": "Code civil - art. 1965 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006070721", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653613", "@num": "L432-20", "#text": "Code monétaire et financier - art. L432-20 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CONCORDE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006653639", "@num": "L432-21", "#text": "Code monétaire et financier - art. L432-21 (Ab)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CONCORDE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006140940", "@fin": "2001-01-01", "#text": "Section 3 : Dispositions applicables aux marchés à terme.", "@debut": "1996-07-04" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006125840", "@fin": "2001-01-01", "#text": "Chapitre II : Les marchés réglementés", "@debut": "1996-07-04" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006104352", "@fin": "2999-01-01", "#text": "Titre II : Les marchés financiers", "@debut": "1996-07-04" } ] }, "@cid": "JORFTEXT000000193847", "@nor": "ECOX9500164L", "@num": "96-597", "@nature": "LOI", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "LOI no 96-597 du 2 juillet 1996 de modernisation des activités financières (1)", "@debut": "2999-01-01", "@id_txt": "JORFTEXT000000193847", "@c_titre_court": "Loi n°96-597 du 2 juillet 1996" }, { "@fin": "2999-01-01", "#text": "Loi n° 96-597 du 2 juillet 1996 de modernisation des activités financières", "@debut": "1996-07-04", "@id_txt": "LEGITEXT000005621300", "@c_titre_court": "Loi n° 96-597 du 2 juillet 1996" } ], "@date_publi": "1996-07-04", "@date_signature": "1996-07-02" } }, "VERSIONS": { "VERSION": [ { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000006709723", "@fin": "2001-01-01", "@num": "46", "@etat": "ABROGE", "@debut": "1996-07-04", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
I. - Les instruments financiers à terme définis à l'article 3 sont valides, alors même qu'ils feraient l'objet de dispositions législatives spéciales, pour autant que leur cause et leur objet sont licites. Nul ne peut, pour se soustraire aux obligations qui résultent d'opérations à terme, se prévaloir de l'article 1965 du code civil, lors même que ces opérations se résoudraient par le paiement d'une simple différence.
\n
II. - Les contrats à terme sur toutes marchandises et denrées qui ne donnent pas lieu à livraison doivent être passés entre deux ou plusieurs parties dont l'une au moins est un prestataire de services d'investissement, ou une institution, entreprise ou établissement visés à l'article 25 ou un établissement non résident ayant un statut comparable.
" } }, "LEGIARTI000020871529": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L531-2", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2010-10-24", "DATE_DEBUT": "2009-11-01" } }, "META_COMMUN": { "ID": "LEGIARTI000020871529", "URL": "article/LEGI/ARTI/00/00/20/87/15/LEGIARTI000020871529.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006709408", "@num": "25", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 25 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006530959", "@num": "10", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 10 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006530960", "@num": "11", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 11 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "JORFTEXT000000456741", "#text": "Ordonnance n°2006-344 du 23 mars 2006 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000456741", "@nortexte": "ECOX0600006R", "@numtexte": "2006-344", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2006-03-23" }, { "@id": "LEGIARTI000006719099", "@num": "9", "#text": "Ordonnance n°2007-1490 du 18 octobre 2007 - art. 9 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000000429028", "@nortexte": "ECET0761449R", "@numtexte": "2007-1490", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-10-18" }, { "@id": "LEGIARTI000020859395", "@num": "14", "#text": "Ordonnance n°2009-866\n du 15 juillet 2009 - art. 14", "@sens": "cible", "@cidtexte": "JORFTEXT000020856747", "@nortexte": "ECET0911069R", "@numtexte": "2009-866", "@typelien": "MODIFIE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2009-07-15" }, { "@id": "LEGIARTI000021657093", "@num": "12", "#text": "Ordonnance n°2010-11\n du 7 janvier 2010 - art. 12 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000021637168", "@nortexte": "ECET0928178R", "@numtexte": "2010-11", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2010-01-07" }, { "@id": "LEGIARTI000029010989", "@num": "35", "#text": "Ordonnance n°2014-559\n du 30 mai 2014 - art. 35 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000029008408", "@nortexte": "FCPX1406454R", "@numtexte": "2014-559", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2014-05-30" }, { "@id": "LEGIARTI000035014359", "@num": "6", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 - art. 6", "@sens": "cible", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CONCORDE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000006229187", "@num": "L233-3", "#text": "Code de commerce - art. 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Peuvent fournir des services d'investissement dans les limites des dispositions législatives qui, le cas échéant, les régissent, sans être soumis à la procédure d'agrément prévue à l'article L. 532-1 mais sans pouvoir prétendre au bénéfice des dispositions des articles L. 532-16 à L. 532-27 :

1° a) L'Etat, la Caisse de la dette publique et la Caisse d'amortissement de la dette sociale ;

b) La Banque de France ;

c) L'Institut d'émission des départements d'outre-mer et l'Institut d'émission d'outre-mer :

2° a) Les entreprises d'assurance et de réassurance régies par le code des assurances ;

b) Les organismes de placement collectif mentionnés à l'article L. 214-1, ainsi que les sociétés chargées de la gestion des organismes de placement collectif mentionnés aux 2, 3 et 4 du I de l'article L. 214-1 ;

c) Les institutions de retraites professionnelles mentionnées à l'article L. 370-1 du code des assurances pour leurs opérations mentionnées à l'article L. 370-2 du même code, ainsi que les personnes morales administrant une institution de retraite professionnelle mentionnée à l'article 8 de l'ordonnance n° 2006-344 du 23 mars 2006 relative aux retraites professionnelles supplémentaires ;

d) Les personnes qui ne fournissent des services d'investissement qu'aux personnes morales qui les contrôlent, à celles que ces dernières contrôlent, ainsi qu'à celles qu'elles contrôlent elles-mêmes. Pour l'application du présent d, la notion de contrôle s'entend du contrôle direct ou indirect au sens de l'article L. 233-3 du code de commerce ;

e) Les entreprises dont les activités de services d'investissement se limitent à la gestion d'un système d'épargne salariale ;

f) Les entreprises dont les activités se limitent à celles mentionnées aux d et e ci-dessus ;

g) Les personnes qui fournissent les services de conseil en investissement ou de réception et de transmission d'ordres pour le compte de tiers, de manière accessoire et dans le cadre d'une activité professionnelle non financière ou d'une activité d'expert-comptable, dans la mesure où celle-ci est régie par des dispositions législatives ou réglementaires ou par un code de déontologie approuvé par une autorité publique qui ne l'interdisent pas formellement ;

h) Les personnes dont l'activité est régie par le chapitre Ier du titre IV du livre III à la condition qu'elles soient mandatées, conformément à l'article L. 341-4, par des personnes habilitées à fournir les mêmes services d'investissement ;

i) Les personnes qui ne fournissent aucun autre service d'investissement que la négociation pour compte propre, à moins qu'elles ne soient teneurs de marché ou qu'elles ne négocient pour compte propre de façon organisée, fréquente et systématique en dehors d'un marché réglementé ou d'un système multilatéral de négociation, en fournissant un service accessible à des tiers afin d'entrer en négociation avec eux. Au sens du présent alinéa, un teneur de marché est une personne qui est présente de manière continue sur les marchés financiers pour négocier pour son propre compte et qui se porte acheteuse et vendeuse d'instruments financiers en engageant ses propres capitaux, à des prix fixés par elle ;

j) Les personnes négociant des instruments financiers pour compte propre ou fournissant des services d'investissement concernant des contrats à terme sur marchandises ou autres contrats à terme précisés par décret, aux clients de leur activité principale, à condition que ces prestations soient accessoires à leur activité principale, lorsque cette activité principale est appréhendée au niveau du groupe au sens du III de l'article L. 511-20, et qu'elle ne consiste pas en la fourniture de services d'investissement, en la réalisation d'opérations de banque ou la fourniture de services de paiement ;

k) Les conseillers en investissements financiers, dans les conditions et limites fixées au chapitre Ier du titre IV ;

l) Les personnes, autres que les conseillers en investissements financiers, fournissant des conseils en investissement dans le cadre de l'exercice d'une autre activité professionnelle qui n'est pas régie par le présent titre, à condition que la fourniture de tels conseils ne soit pas spécifiquement rémunérée ;

m) Les personnes dont l'activité principale consiste à négocier pour compte propre des marchandises ou des instruments dérivés sur marchandises. La présente exception ne s'applique pas lorsque la personne qui négocie pour compte propre des marchandises ou des instruments dérivés sur marchandises fait partie d'un groupe, au sens du III de l'article L. 511-20, dont l'activité principale est la fourniture de services d'investissement, la réalisation d'opérations de banque ou la fourniture de services de paiement ;

n) Les entreprises dont les services d'investissement consistent exclusivement à négocier pour compte propre sur des marchés d'instruments financiers à terme, ou sur des marchés au comptant aux seules fins de couvrir des positions sur des marchés dérivés, ou qui négocient ou assurent la formation des prix pour le compte d'autres membres de ces marchés, et qui sont couvertes par la garantie d'un adhérent d'une chambre de compensation, lorsque la responsabilité des contrats conclus par ces entreprises est assumée par un adhérent d'une chambre de compensation.

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1° a) L'Etat, la Caisse de la dette publique et la Caisse d'amortissement de la dette sociale ;

b) La Banque de France ;

c) L'Institut d'émission des départements d'outre-mer et l'Institut d'émission d'outre-mer :

2° a) Les entreprises d'assurance et de réassurance régies par le code des assurances ;

d) Les personnes qui ne fournissent des services d'investissement qu'aux personnes morales qui les contrôlent, à celles que ces dernières contrôlent, ainsi qu'à celles qu'elles contrôlent elles-mêmes. Pour l'application du présent d, la notion de contrôle s'entend du contrôle direct ou indirect au sens de l'article L. 233-3 du code de commerce ;

e) Les entreprises dont les activités de services d'investissement se limitent à la gestion d'un système d'épargne salariale ;

f) Les entreprises dont les activités se limitent à celles mentionnées aux d et e ci-dessus ;

h) (abrogé)

k) Les conseillers en investissements financiers, dans les conditions et limites fixées au chapitre Ier du titre IV ;

" } }, "LEGIARTI000027781478": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L531-2", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2014-10-01", "DATE_DEBUT": "2013-07-28" } }, "META_COMMUN": { "ID": "LEGIARTI000027781478", "URL": "article/LEGI/ARTI/00/00/27/78/14/LEGIARTI000027781478.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006709408", "@num": "25", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 25 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@typelien": "CODIFICATION" }, { "@id": "LEGIARTI000006530959", "@num": "10", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 10 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006530960", "@num": "11", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 11 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "JORFTEXT000000456741", "#text": "Ordonnance n° 2006-344 du 23 mars 2006", "@sens": "source", "@cidtexte": "JORFTEXT000000456741", "@nortexte": "ECOX0600006R", "@numtexte": "2006-344", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2006-03-23" }, { "@id": "LEGIARTI000006719099", "@num": "9", "#text": "Ordonnance n°2007-1490 du 18 octobre 2007 - art. 9 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000000429028", "@nortexte": "ECET0761449R", "@numtexte": "2007-1490", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-10-18" }, { "@id": "LEGIARTI000021657093", "@num": "12", "#text": "Ordonnance n°2010-11\n du 7 janvier 2010 - art. 12 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000021637168", "@nortexte": "ECET0928178R", "@numtexte": "2010-11", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2010-01-07" }, { "@id": "LEGIARTI000027757523", "@num": "4", "#text": "LOI n°2013-672\n du 26 juillet 2013 - art. 4", "@sens": "cible", "@cidtexte": "JORFTEXT000027754539", "@nortexte": "EFIX1239994L", "@numtexte": "2013-672", "@typelien": "MODIFIE", "@naturetexte": "LOI", "@datesignatexte": "2013-07-26" }, { "@id": "LEGIARTI000027762864", "@num": "36", "#text": "Ordonnance n°2013-676\n du 25 juillet 2013 - art. 36", "@sens": "cible", "@cidtexte": "JORFTEXT000027755194", "@nortexte": "EFIT1312507R", "@numtexte": "2013-676", "@typelien": "MODIFIE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2013-07-25" }, { "@id": "LEGIARTI000029010989", "@num": "35", "#text": "Ordonnance n°2014-559\n du 30 mai 2014 - art. 35 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000029008408", "@nortexte": "FCPX1406454R", "@numtexte": "2014-559", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2014-05-30" }, { "@id": "LEGIARTI000035014359", "@num": "6", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 - art. 6", "@sens": "cible", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CONCORDE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000006229187", "@num": "L233-3", "#text": "Code de commerce - art. 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1° a) L'Etat, la Caisse de la dette publique et la Caisse d'amortissement de la dette sociale ;

b) La Banque de France ;

c) L'Institut d'émission des départements d'outre-mer et l'Institut d'émission d'outre-mer :

2° a) Les entreprises d'assurance et de réassurance régies par le code des assurances ;

b) Les organismes de placement collectif mentionnés au II de l'article L. 214-1, ainsi que les sociétés chargées de la gestion des FIA relevant du paragraphe 4 de la sous-section 2, et de la sous-section 5 de la section 2 du chapitre IV du titre Ier du livre II ;

d) Les personnes qui ne fournissent des services d'investissement qu'aux personnes morales qui les contrôlent, à celles que ces dernières contrôlent, ainsi qu'à celles qu'elles contrôlent elles-mêmes. Pour l'application du présent d, la notion de contrôle s'entend du contrôle direct ou indirect au sens de l'article L. 233-3 du code de commerce ;

e) Les entreprises dont les activités de services d'investissement se limitent à la gestion d'un système d'épargne salariale ;

f) Les entreprises dont les activités se limitent à celles mentionnées aux d et e ci-dessus ;

h) (abrogé)

k) Les conseillers en investissements financiers, dans les conditions et limites fixées au chapitre Ier du titre IV ;

Les filiales mentionnées à l'article L. 511-47 ne peuvent bénéficier de l'exemption d'agrément prévue au présent article.

" } }, "LEGIARTI000029025620": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L531-2", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2017-04-08", "DATE_DEBUT": "2014-10-01" } }, "META_COMMUN": { "ID": "LEGIARTI000029025620", "URL": "article/LEGI/ARTI/00/00/29/02/56/LEGIARTI000029025620.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006709408", "@num": "25", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 25 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@typelien": "CODIFICATION" }, { "@id": "LEGIARTI000006530959", "@num": "10", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 10 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006530960", "@num": "11", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 11 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "JORFTEXT000000456741", "#text": "Ordonnance n° 2006-344 du 23 mars 2006", "@sens": "source", "@cidtexte": "JORFTEXT000000456741", "@nortexte": "ECOX0600006R", "@numtexte": "2006-344", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2006-03-23" }, { "@id": "LEGIARTI000006719099", "@num": "9", "#text": "Ordonnance n°2007-1490 du 18 octobre 2007 - art. 9 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000000429028", "@nortexte": "ECET0761449R", "@numtexte": "2007-1490", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-10-18" }, { "@id": "LEGIARTI000021657093", "@num": "12", "#text": "Ordonnance n°2010-11\n du 7 janvier 2010 - art. 12 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000021637168", "@nortexte": "ECET0928178R", "@numtexte": "2010-11", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2010-01-07" }, { "@id": "LEGIARTI000029010989", "@num": "35", "#text": "Ordonnance n°2014-559\n du 30 mai 2014 - art. 35 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000029008408", "@nortexte": "FCPX1406454R", "@numtexte": "2014-559", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2014-05-30" }, { "@id": "LEGIARTI000029011015", "@num": "4", "#text": "Ordonnance n°2014-559\n du 30 mai 2014 - art. 4", "@sens": "cible", "@cidtexte": "JORFTEXT000029008408", "@nortexte": "FCPX1406454R", "@numtexte": "2014-559", "@typelien": "MODIFIE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2014-05-30" }, { "@id": "LEGIARTI000035014359", "@num": "6", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 - art. 6", "@sens": "cible", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CONCORDE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000006229187", "@num": "L233-3", "#text": "Code de commerce - art. 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L775-22 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045129265", "@num": "R531-1", "#text": "Code monétaire et financier - art. R531-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006800536", "@num": "L370-1", "#text": "Code des assurances - art. L370-1", "@sens": "source", "@cidtexte": "LEGITEXT000006073984", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006800552", "@num": "L370-2", "#text": "Code des assurances - art. L370-2", "@sens": "source", "@cidtexte": "LEGITEXT000006073984", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170638", "@fin": "2018-01-03", "#text": "Section 1 : Dispositions générales", "@debut": "2001-01-01" }, { "@id": "LEGISCTA000035042854", "@fin": "2999-01-01", "#text": "Section 1 : Dispositions générales applicables aux prestataires de services d'investissement", "@debut": "2018-01-03" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154695", "@fin": "2999-01-01", "#text": "Chapitre Ier : Définitions", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140119", "@fin": "2999-01-01", "#text": "Titre III : Les prestataires de services d'investissement", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123943", "@fin": "2999-01-01", "#text": "Livre V : Les prestataires de services", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657087", "@fin": "2003-08-02", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657088", "@fin": "2007-11-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006657089", "@fin": "2009-11-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000020871529", "@fin": "2010-10-24", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2009-11-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000022962872", "@fin": "2013-07-28", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2010-10-24", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000027781478", "@fin": "2014-10-01", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2013-07-28", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000029025620", "@fin": "2017-04-08", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2014-10-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000034387155", "@fin": "2018-01-03", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2017-04-08", "@origine": "LEGI" } }, { "@etat": "MODIFIE_MORT_NE", "LIEN_ART": { "@id": "LEGIARTI000032786302", "@fin": "2017-06-28", "@num": "L531-2", "@etat": "MODIFIE_MORT_NE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000035042811", "@fin": "2021-10-10", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000044193432", "@fin": "2021-11-10", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-10-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000043635006", "@fin": "2021-12-24", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-11-10", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000044563936", "@fin": "2022-02-28", "@num": "L531-2", "@etat": "MODIFIE", "@debut": "2021-12-24", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000044504936", "@fin": "2999-01-01", "@num": "L531-2", "@etat": "VIGUEUR", "@debut": "2022-02-28", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

1° a) L'Etat, la Caisse de la dette publique et la Caisse d'amortissement de la dette sociale ;

b) La Banque de France ;

c) L'Institut d'émission des départements d'outre-mer et l'Institut d'émission d'outre-mer :

2° a) Les entreprises d'assurance et de réassurance régies par le code des assurances ;

d) Les personnes qui ne fournissent des services d'investissement qu'aux personnes morales qui les contrôlent, à celles que ces dernières contrôlent, ainsi qu'à celles qu'elles contrôlent elles-mêmes. Pour l'application du présent d, la notion de contrôle s'entend du contrôle direct ou indirect au sens de l'article L. 233-3 du code de commerce ;

e) Les entreprises dont les activités de services d'investissement se limitent à la gestion d'un système d'épargne salariale ;

f) Les entreprises dont les activités se limitent à celles mentionnées aux d et e ci-dessus ;

h) Les conseillers en investissements participatifs, dans les conditions et limites fixées au chapitre VII du titre IV ;

k) Les conseillers en investissements financiers, dans les conditions et limites fixées au chapitre Ier du titre IV ;

Les filiales mentionnées à l'article L. 511-47 ne peuvent bénéficier de l'exemption d'agrément prévue au présent article.

" } }, "LEGIARTI000032786302": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L531-2", "ETAT": "MODIFIE_MORT_NE", "TYPE": "AUTONOME", "DATE_FIN": "2017-06-28", "DATE_DEBUT": "2018-01-03" } }, "META_COMMUN": { "ID": "LEGIARTI000032786302", "URL": "article/LEGI/ARTI/00/00/32/78/63/LEGIARTI000032786302.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006709408", "@num": "25", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 25 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "JORFTEXT000000456741", "#text": "Ordonnance n° 2006-344 du 23 mars 2006", "@sens": "source", "@cidtexte": "JORFTEXT000000456741", "@nortexte": "ECOX0600006R", "@numtexte": "2006-344", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2006-03-23" }, { "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@typelien": "CODIFICATION" }, { "@id": "LEGIARTI000006530959", "@num": "10", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 10 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006530960", "@num": "11", "#text": "Ordonnance n°2004-823 du 19 août 2004 - art. 11 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000000627859", "@nortexte": "ECOX0400157R", "@numtexte": "2004-823", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2004-08-19" }, { "@id": "LEGIARTI000006719099", "@num": "9", "#text": "Ordonnance n°2007-1490 du 18 octobre 2007 - art. 9 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000000429028", "@nortexte": "ECET0761449R", "@numtexte": "2007-1490", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-10-18" }, { "@id": "LEGIARTI000021657093", "@num": "12", "#text": "Ordonnance n°2010-11\n du 7 janvier 2010 - art. 12 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000021637168", "@nortexte": "ECET0928178R", "@numtexte": "2010-11", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2010-01-07" }, { "@id": "LEGIARTI000029010989", "@num": "35", "#text": "Ordonnance n°2014-559\n du 30 mai 2014 - art. 35 (VD)", "@sens": "cible", "@cidtexte": "JORFTEXT000029008408", "@nortexte": "FCPX1406454R", "@numtexte": "2014-559", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2014-05-30" }, { "@id": "LEGIARTI000032754223", "@num": "9", "#text": "Ordonnance n°2016-827 du 23 juin 2016 - art. 9", "@sens": "cible", "@cidtexte": "JORFTEXT000032752983", "@nortexte": "FCPT1604110R", "@numtexte": "2016-827", "@typelien": "MODIFIE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2016-06-23" }, { "@id": "LEGIARTI000034380056", "@num": "3", "#text": "Ordonnance n°2017-484 du 6 avril 2017 - art. 3", "@sens": "cible", "@cidtexte": "JORFTEXT000034379166", "@nortexte": "ECFT1700006R", "@numtexte": "2017-484", "@typelien": "MODIFIE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-04-06" }, { "@id": "LEGIARTI000035014359", "@num": "6", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 - art. 6", "@sens": "cible", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CONCORDE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000030921810", "@num": "L233-17-2", "#text": "Code de commerce - art. 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1° a) L'Etat, la Caisse de la dette publique et la Caisse d'amortissement de la dette sociale ;

b) La Banque de France ;

c) L'Institut d'émission des départements d'outre-mer et l'Institut d'émission d'outre-mer :

2° a) Les entreprises d'assurance et de réassurance régies par le code des assurances ;

b) Les placements collectifs mentionnés au I de l'article L. 214-1 ainsi que leurs sociétés de gestion de portefeuille ;

c) Les fonds de retraite professionnelle supplémentaire mentionnés à l'article L. 381-1 du code des assurances, les institutions de retraite professionnelle mentionnées à l'article L. 370-1 du même code pour leurs opérations mentionnées à l'article L. 370-2 du même code, ainsi que les personnes morales administrant une institution de retraite professionnelle mentionnée à l'article 8 de l'ordonnance n° 2006-344 du 23 mars 2006 relative aux retraites professionnelles supplémentaires ;

d) Les personnes qui ne fournissent des services d'investissement qu'aux personnes morales qui les contrôlent, à celles que ces dernières contrôlent, ainsi qu'à celles qu'elles contrôlent elles-mêmes, à l'exception des cas où les services d'investissement portent sur des parts ou actions de placements collectifs gérés par une société de gestion de portefeuille faisant partie du même groupe. Pour l'application du présent d, la notion de contrôle s'entend du contrôle direct ou indirect au sens de l'article L. 233-3 du code de commerce et la notion de groupe s'entend au sens de l'article L. 233-17-2 du même code ;

e) Les entreprises dont les activités de services d'investissement se limitent à la gestion d'un système d'épargne salariale ;

f) Les entreprises dont les activités se limitent à celles mentionnées aux d et e ci-dessus ;

g) Les personnes qui fournissent un service d'investissement à titre accessoire dans le cadre d'une activité professionnelle non financière ou d'une activité d'expert-comptable, dans la mesure où celle-ci est régie par des dispositions législatives ou réglementaires ou par un code de déontologie qui n'excluent pas la fourniture de ce service ;

h) Les conseillers en investissements participatifs, dans les conditions et limites fixées au chapitre VII du titre IV ;

i) Les personnes qui ne fournissent aucun autre service d'investissement que la négociation pour compte propre d'instruments financiers autres que des instruments dérivés sur matières premières au sens du règlement (UE) n° 600/2014 du Parlement européen et du Conseil du 15 mai 2014 concernant les marchés d'instruments financiers, des unités mentionnées à l'article L. 229-7 du code de l'environnement ou des instruments dérivés ayant pour sous-jacents ces dernières. Ne sont toutefois pas exemptés à ce titre :

-les teneurs de marché ;

-les membres d'un marché réglementé ou d'un système multilatéral de négociation et les personnes qui disposent d'un accès électronique direct à une plate-forme de négociation, à l'exception des entités non financières qui exécutent des transactions sur une plate-forme de négociation dont la contribution à la réduction des risques directement liés à leur activité commerciale ou de financement de leur trésorerie ou de celle de leurs groupes au sens de l'article L. 233-17-2 du code de commerce peut être objectivement mesurée ;

-les personnes qui ont recours à une technique de négociation algorithmique à haute fréquence ;

-les personnes qui négocient pour compte propre lorsqu'elles exécutent les ordres de leurs clients ;

-les personnes bénéficiant d'une exemption en vertu des a, b et j ne sont pas tenues de remplir les conditions énoncées dans le présent i pour bénéficier de l'exemption ;

j) Les personnes qui négocient pour compte propre, y compris les teneurs de marché, des instruments dérivés sur matières premières au sens du règlement (UE) n° 600/2014 du Parlement européen et du Conseil du 15 mai 2014 concernant les marchés d'instruments financiers, des unités mentionnées à l'article L. 229-7 du code de l'environnement ou des instruments dérivés ayant pour sous-jacents ces dernières, ou qui fournissent des services d'investissement autres que la négociation pour compte propre concernant ces mêmes instruments financiers aux clients ou aux fournisseurs de leur activité principale, à condition que ces prestations, individuellement ou sous une forme agrégée, soient accessoires, selon des critères définis par décret, à leur activité principale considérée au niveau du groupe au sens de l'article L. 233-17-2 du code de commerce, lorsque cette activité principale ne consiste ni en la fourniture de services d'investissement, ni en la réalisation d'opérations de banque ou la fourniture de services de paiement, ni en l'exercice de la fonction de teneur de marché en rapport avec les instruments dérivés sur matières premières.

Ne sont toutefois pas exemptés à ce titre :

-les personnes qui ont recours à une technique de négociation algorithmique à haute fréquence ;

-les personnes qui négocient pour compte propre lorsqu'elles exécutent les ordres de leurs clients ;

k) Les conseillers en investissements financiers, dans les conditions et limites fixées au chapitre Ier du titre IV ;

l) Les personnes fournissant des conseils en investissement dans le cadre de l'exercice d'une autre activité professionnelle qui n'est pas régie par le présent titre, à condition que la fourniture de tels conseils ne soit pas spécifiquement rémunérée ;

m) Les dépositaires centraux de titres au sens du règlement (UE) n° 909/2014 du Parlement européen et du Conseil du 23 juillet 2014 concernant l'amélioration du règlement de titres dans l'Union européenne et les dépositaires centraux de titres, sauf dans les cas prévus à l'article 73 de ce règlement ;

n) Lorsqu'ils fournissent des services d'investissement portant sur des instruments dérivés sur matières premières, les gestionnaires de réseaux de transport accomplissant les tâches qui leur incombent en application des articles L. 321-6 à L. 321-17 ou L. 431-3 à L. 431-6 du code de l'énergie, des règlements (CE) n° 714/2009 et n° 715/2009 du Parlement européen et du Conseil du 13 juillet 2009 concernant les conditions d'accès au réseau pour les échanges transfrontaliers d'électricité et aux réseaux de transport de gaz naturel, des codes de réseau ou des lignes directrices adoptés en application de ces textes, les personnes agissant en tant que fournisseur de services pour le compte des gestionnaires de réseaux pour effectuer les tâches mentionnées au présent n et les opérateurs ou administrateurs d'un mécanisme d'ajustement des flux énergétiques, d'un réseau de gazoducs ou d'un système visant à équilibrer l'offre et la demande d'énergie lorsqu'ils effectuent de telles tâches ;

Toutefois, cette exemption d'agrément ne s'applique pas à l'exploitation d'un marché secondaire, y compris une plate-forme de négociation secondaire sur des droits financiers de transport ;

o) Les personnes relevant de l'article L. 229-5 du code de l'environnement qui, lorsqu'elles négocient des unités mentionnées à l'article L. 229-7 du même code, n'exécutent pas d'ordres au nom de clients et ne fournissent aucun service d'investissement autre que la négociation pour compte propre, sous réserve que ces personnes n'aient pas recours à une technique de négociation algorithmique à haute fréquence.

Au sens du présent article, un teneur de marché est une personne qui est présente de manière continue sur les marchés financiers pour négocier pour son propre compte et qui se porte acheteuse et vendeuse d'instruments financiers en engageant ses propres capitaux, à des prix fixés par elle.

Les filiales mentionnées à l'article L. 511-47 ne peuvent bénéficier de l'exemption d'agrément prévue au présent article.

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Article L432-21 AUTONOME ABROGE, en vigueur du 01/01/2001 au 02/08/2003 (Code monétaire et financier)