{ "article": { "LEGIARTI000006652358": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L421-9", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2007-11-01", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006652358", "URL": "article/LEGI/ARTI/00/00/06/65/23/LEGIARTI000006652358.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX421L009AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 44 II", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709694", "@num": "44", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 44 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006640963", "@num": "D421-7", "#text": "Code monétaire et financier - art. D421-7 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006640970", "@num": "D421-8", "#text": "Code monétaire et financier - art. D421-8 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006640979", "@num": "D421-9", "#text": "Code monétaire et financier - art. D421-9 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652355", "@num": "L421-8", "#text": "Code monétaire et financier - art. L421-8 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000044193132", "@num": "L744-3", "#text": "Code monétaire et financier - art. L744-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000033614605", "@num": "L754-3", "#text": "Code monétaire et financier - art. L754-3 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369895", "@num": "L762-4", "#text": "Code monétaire et financier - art. L762-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369867", "@num": "L763-4", "#text": "Code monétaire et financier - art. L763-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000032787299", "@num": "L764-3", "#text": "Code monétaire et financier - art. L764-3 (MMN)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369837", "@num": "L764-4", "#text": "Code monétaire et financier - art. L764-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170434", "@fin": "2007-11-01", "#text": "Section 4 : Régime des membres d'un marché réglementé.", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154470", "@fin": "2007-11-01", "#text": "Chapitre Ier : Marchés réglementés français", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139981", "@fin": "2007-11-01", "#text": "Titre II : Les catégories de marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123910", "@fin": "2999-01-01", "#text": "Livre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006652358", "@fin": "2007-11-01", "@num": "L421-9", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006652359", "@fin": "2018-01-03", "@num": "L421-9", "@etat": "MODIFIE", "@debut": "2007-11-01", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000032786117", "@fin": "2999-01-01", "@num": "L421-9", "@etat": "VIGUEUR", "@debut": "2018-01-03", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
L'admission et le maintien comme membre d'un marché réglementé, prononcés par l'entreprise de marché organisant les transactions sur ce marché, sont conditionnés au respect des règles de ce marché.
\n
Les relations entre une entreprise de marché et une personne mentionnée à l'article L. 421-8 sont de nature contractuelle.
" } }, "LEGIARTI000006640963": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "D421-7", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2007-11-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006640963", "URL": "article/LEGI/ARTI/00/00/06/64/09/LEGIARTI000006640963.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AEDXXXXXXXX421D007AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000574488", "#text": "Ordonnance 2000-1223 2000-12-14 JORF 16 décembre 2000", "@sens": "source", "@cidtexte": "JORFTEXT000000574488", "@nortexte": "ECOX0000098P", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "RAPPORT", "@datesignatexte": "2999-01-01" }, { "@id": "JORFTEXT000000422094", "#text": "Loi 2003-591 2003-07-02 art. 31 I JORF 3 juillet 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000422094", "@nortexte": "FPPX0300014L", "@numtexte": "2003-591", "@typelien": "CODIFICATION", "@naturetexte": "LOI", "@datesignatexte": "2003-07-02" }, { "@id": "LEGIARTI000006265072", "@num": "3", "#text": "Décret n°2007-904 du 15 mai 2007 - art. 3 () JORF 16 mai 2007 en vigueur le 1er novembre 2007", "@sens": "source", "@cidtexte": "JORFTEXT000000649023", "@nortexte": "ECOT0753333D", "@numtexte": "2007-904", "@typelien": "CREATION", "@naturetexte": "DECRET", "@datesignatexte": "2007-05-15" }, { "@id": "LEGIARTI000006640970", "@num": "D421-8", "#text": "Code monétaire et financier - art. D421-8 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531254", "@num": "D744-2-1", "#text": "Code monétaire et financier - art. D744-2-1 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531207", "@num": "D754-2-1", "#text": "Code monétaire et financier - art. D754-2-1 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035531146", "@num": "D764-2-1", "#text": "Code monétaire et financier - art. D764-2-1 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652358", "@num": "L421-9", "#text": "Code monétaire et financier - art. L421-9 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006184415", "@fin": "2999-01-01", "#text": "Sous-section 1 : Obligations des dirigeants et des actionnaires d'entreprises de marché.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006169768", "@fin": "2999-01-01", "#text": "Section 3 : Conditions de fonctionnement des marchés réglementés et des entreprises de marché.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006153796", "@fin": "2999-01-01", "#text": "Chapitre Ier : Les marchés réglementés français.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139643", "@fin": "2999-01-01", "#text": "Titre II : Les plates-formes de négociation", "@debut": "2007-11-01" }, { "@id": "LEGISCTA000018624586", "@fin": "2007-11-01", "#text": "Titre II : Les catégories de marchés", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123534", "@fin": "2999-01-01", "#text": "Livre IV : Les marchés", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006100807", "@fin": "2999-01-01", "#text": "Partie réglementaire", "@debut": "2005-08-25" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000006640963", "@fin": "2999-01-01", "@num": "D421-7", "@etat": "VIGUEUR", "@debut": "2007-11-01", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les déclarations de franchissement de seuil prévues au second alinéa du I de l'article L. 421-9 indiquent, de façon séparée, le nombre d'actions et le nombre de droits de vote détenus dans l'entreprise de marché, calculés dans les conditions prévues à l'article D. 421-8.
\n
" } }, "LEGIARTI000006640970": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "D421-8", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2007-11-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006640970", "URL": "article/LEGI/ARTI/00/00/06/64/09/LEGIARTI000006640970.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AEDXXXXXXXX421D008AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000574488", "#text": "Ordonnance 2000-1223 2000-12-14 JORF 16 décembre 2000", "@sens": "source", "@cidtexte": "JORFTEXT000000574488", "@nortexte": "ECOX0000098P", "@typelien": "CODIFICATION", "@naturetexte": "RAPPORT", "@datesignatexte": "2999-01-01" }, { "@id": "JORFTEXT000000422094", "#text": "Loi 2003-591 2003-07-02 art. 31 I JORF 3 juillet 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000422094", "@nortexte": "FPPX0300014L", "@numtexte": "2003-591", "@typelien": "CODIFICATION", "@naturetexte": "LOI", "@datesignatexte": "2003-07-02" }, { "@id": "LEGIARTI000006265072", "@num": "3", "#text": "Décret n°2007-904 du 15 mai 2007 - art. 3 () JORF 16 mai 2007 en vigueur le 1er novembre 2007", "@sens": "source", "@cidtexte": "JORFTEXT000000649023", "@nortexte": "ECOT0753333D", "@numtexte": "2007-904", "@typelien": "CREATION", "@naturetexte": "DECRET", "@datesignatexte": "2007-05-15" }, { "@id": "LEGIARTI000006229187", "@num": "L233-3", "#text": "Code de commerce - art. L233-3 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006640963", "@num": "D421-7", "#text": "Code monétaire et financier - art. D421-7 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000029723691", "@num": "D754-2-1", "#text": "Code monétaire et financier - art. D754-2-1 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652358", "@num": "L421-9", "#text": "Code monétaire et financier - art. L421-9 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006184415", "@fin": "2999-01-01", "#text": "Sous-section 1 : Obligations des dirigeants et des actionnaires d'entreprises de marché.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006169768", "@fin": "2999-01-01", "#text": "Section 3 : Conditions de fonctionnement des marchés réglementés et des entreprises de marché.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006153796", "@fin": "2999-01-01", "#text": "Chapitre Ier : Les marchés réglementés français.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139643", "@fin": "2999-01-01", "#text": "Titre II : Les plates-formes de négociation", "@debut": "2007-11-01" }, { "@id": "LEGISCTA000018624586", "@fin": "2007-11-01", "#text": "Titre II : Les catégories de marchés", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123534", "@fin": "2999-01-01", "#text": "Livre IV : Les marchés", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006100807", "@fin": "2999-01-01", "#text": "Partie réglementaire", "@debut": "2005-08-25" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000006640970", "@fin": "2999-01-01", "@num": "D421-8", "@etat": "VIGUEUR", "@debut": "2007-11-01", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les déclarants, soumis à l'obligation prévue au second alinéa du I de l'article L. 421-9, sont les personnes, agissant seules ou de concert à l'égard de l'entreprise de marché :
\n
1° Qui viennent à posséder directement plus du dixième, du cinquième, du tiers, de la moitié ou des deux tiers des actions ou des droits de vote de l'entreprise de marché ;
\n
2° Ou qui contrôlent, au sens de l'article L. 233-3 du code de commerce, une ou plusieurs sociétés venant à posséder ensemble plus du dixième, du cinquième, du tiers, de la moitié ou des deux tiers des actions ou des droits de vote de l'entreprise de marché ;
\n
3° Ou qui viennent à contrôler, au sens de l'article L. 233-3 du code de commerce, une ou plusieurs sociétés possédant ensemble plus du dixième, du cinquième, du tiers, de la moitié ou des deux tiers des actions ou des droits de vote de l'entreprise de marché ;
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4° Ou qui viennent à posséder directement plus du dixième, du cinquième, du tiers, de la moitié ou des deux tiers des actions ou des droits de vote d'une société qui contrôle, au sens de l'article L. 233-3 du code de commerce, l'entreprise de marché ;
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5° Ou qui possèdent directement plus du dixième, du cinquième, du tiers, de la moitié ou des deux tiers des actions ou des droits de vote d'une société qui vient à contrôler, au sens de l'article L. 233-3 du code de commerce, l'entreprise de marché ;
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6° Ou encore qui atteignent, en cumulant les actions ou des droits de vote possédés dans les conditions des 1° à 5°, l'un des seuils du dixième, du cinquième, du tiers, de la moitié ou des deux tiers.
\n
Les déclarations prévues au second alinéa du I de l'article L. 421-9 précisent le nombre d'actions et le nombre de droits de vote de l'entreprise de marché détenus directement ou indirectement et leurs modalités de calcul.
" } }, "LEGIARTI000006640979": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "D421-9", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2007-11-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006640979", "URL": "article/LEGI/ARTI/00/00/06/64/09/LEGIARTI000006640979.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AEDXXXXXXXX421D009AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000574488", "#text": "Ordonnance 2000-1223 2000-12-14 JORF 16 décembre 2000", "@sens": "source", "@cidtexte": "JORFTEXT000000574488", "@nortexte": "ECOX0000098R", "@typelien": "CODIFICATION", "@naturetexte": "RAPPORT", "@datesignatexte": "2999-01-01" }, { "@id": "JORFTEXT000000422094", "#text": "Loi 2003-591 2003-07-02 art. 31 I JORF 3 juillet 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000422094", "@nortexte": "FPPX0300014L", "@numtexte": "2003-591", "@typelien": "CODIFICATION", "@naturetexte": "LOI", "@datesignatexte": "2003-07-02" }, { "@id": "LEGIARTI000006265072", "@num": "3", "#text": "Décret n°2007-904 du 15 mai 2007 - art. 3 () JORF 16 mai 2007 en vigueur le 1er novembre 2007", "@sens": "source", "@cidtexte": "JORFTEXT000000649023", "@nortexte": "ECOT0753333D", "@numtexte": "2007-904", "@typelien": "CREATION", "@naturetexte": "DECRET", "@datesignatexte": "2007-05-15" }, { "@id": "LEGIARTI000006652358", "@num": "L421-9", "#text": "Code monétaire et financier - art. L421-9 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006184415", "@fin": "2999-01-01", "#text": "Sous-section 1 : Obligations des dirigeants et des actionnaires d'entreprises de marché.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006169768", "@fin": "2999-01-01", "#text": "Section 3 : Conditions de fonctionnement des marchés réglementés et des entreprises de marché.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006153796", "@fin": "2999-01-01", "#text": "Chapitre Ier : Les marchés réglementés français.", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139643", "@fin": "2999-01-01", "#text": "Titre II : Les plates-formes de négociation", "@debut": "2007-11-01" }, { "@id": "LEGISCTA000018624586", "@fin": "2007-11-01", "#text": "Titre II : Les catégories de marchés", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123534", "@fin": "2999-01-01", "#text": "Livre IV : Les marchés", "@debut": "2005-08-25" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006100807", "@fin": "2999-01-01", "#text": "Partie réglementaire", "@debut": "2005-08-25" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000006640979", "@fin": "2999-01-01", "@num": "D421-9", "@etat": "VIGUEUR", "@debut": "2007-11-01", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les déclarations prévues au second alinéa du I de l'article L. 421-9 sont effectuées dans un délai de sept jours à compter du franchissement de seuil.
\n
" } }, "LEGIARTI000006652355": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L421-8", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2003-08-02", "DATE_DEBUT": "2001-01-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006652355", "URL": "article/LEGI/ARTI/00/00/06/65/23/LEGIARTI000006652355.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX421L008AXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 44 I", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709694", "@num": "44", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 44 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006652173", "@num": "L321-1", "#text": "Code monétaire et financier - art. L321-1 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652260", "@num": "L343-2", "#text": "Code monétaire et financier - art. L343-2 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652358", "@num": "L421-9", "#text": "Code monétaire et financier - art. L421-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006654277", "@num": "L464-2", "#text": "Code monétaire et financier - art. L464-2 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657175", "@num": "L531-10", "#text": "Code monétaire et financier - art. L531-10 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657871", "@num": "L533-13", "#text": "Code monétaire et financier - art. L533-13 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657749", "@num": "L533-4", "#text": "Code monétaire et financier - art. L533-4 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657771", "@num": "L533-6", "#text": "Code monétaire et financier - art. L533-6 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657780", "@num": "L533-7", "#text": "Code monétaire et financier - art. L533-7 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006658392", "@num": "L562-1", "#text": "Code monétaire et financier - art. L562-1 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006661210", "@num": "L621-17-2", "#text": "Code monétaire et financier - art. L621-17-2 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660301", "@num": "L621-9", "#text": "Code monétaire et financier - art. L621-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660806", "@num": "L622-15", "#text": "Code monétaire et financier - art. L622-15 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660750", "@num": "L622-9", "#text": "Code monétaire et financier - art. L622-9 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369895", "@num": "L762-4", "#text": "Code monétaire et financier - art. L762-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369867", "@num": "L763-4", "#text": "Code monétaire et financier - art. L763-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369837", "@num": "L764-4", "#text": "Code monétaire et financier - art. L764-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006686233", "@num": "R533-2", "#text": "Code monétaire et financier - art. R533-2 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170434", "@fin": "2007-11-01", "#text": "Section 4 : Régime des membres d'un marché réglementé.", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154470", "@fin": "2007-11-01", "#text": "Chapitre Ier : Marchés réglementés français", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139981", "@fin": "2007-11-01", "#text": "Titre II : Les catégories de marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123910", "@fin": "2999-01-01", "#text": "Livre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006652355", "@fin": "2003-08-02", "@num": "L421-8", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006652356", "@fin": "2007-11-01", "@num": "L421-8", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000006652357", "@fin": "2999-01-01", "@num": "L421-8", "@etat": "VIGUEUR", "@debut": "2007-11-01", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Outre les prestataires de services d'investissement dûment agréés, sont autorisées, par dérogation à l'article L. 531-10, à être membre d'un marché réglementé d'instruments financiers :
\n
1. Les personnes physiques ou morales habilitées par le conseil des marchés financiers à fournir des services mentionnés aux 2 et 3 de l'article L. 321-1 ;
\n
2. Les personnes morales dont les membres ou associés sont indéfiniment et solidairement responsables des dettes et engagements de celles-ci, à condition que ces membres ou associés soient habilités à fournir les services mentionnés au 2 et au 3 de l'article L. 321-1 ;
\n
3. Les personnes physiques ou morales déjà habilitées au 4 juillet 1996 à fournir les services mentionnés du 2 et 3 de l'article L. 321-1 sur des bourses de valeur, en fonctionnement régulier, placées sous le contrôle du conseil des bourses de valeur ainsi que sur les marchés à terme placés sous le contrôle du conseil du marché à terme.
\n
L'habilitation mentionnée aux 1 et 2 ci-dessus est délivrée au vu de conditions de compétence, d'honorabilité, de solvabilité et, en tant que de besoin, de capitaux propres et de garanties, définies par le règlement général du conseil des marchés financiers.
" } }, "LEGIARTI000006652356": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L421-8", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2007-11-01", "DATE_DEBUT": "2003-08-02" } }, "META_COMMUN": { "ID": "LEGIARTI000006652356", "URL": "article/LEGI/ARTI/00/00/06/65/23/LEGIARTI000006652356.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX421L008AXXXAB" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 44 I", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709694", "@num": "44", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 44 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006713404", "@num": "46", "#text": "Loi n°2003-706 du 1 août 2003 - art. 46 (V) JORF 2 août 2003", "@sens": "source", "@cidtexte": "JORFTEXT000000428977", "@nortexte": "ECOX0200186L", "@numtexte": "2003-706", "@typelien": "MODIFICATION", "@naturetexte": "LOI", "@datesignatexte": "2003-08-01" }, { "@id": "LEGIARTI000006652173", "@num": "L321-1", "#text": "Code monétaire et financier - art. L321-1 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652260", "@num": "L343-2", "#text": "Code monétaire et financier - art. L343-2 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652358", "@num": "L421-9", "#text": "Code monétaire et financier - art. L421-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006654277", "@num": "L464-2", "#text": "Code monétaire et financier - art. L464-2 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657175", "@num": "L531-10", "#text": "Code monétaire et financier - art. L531-10 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657871", "@num": "L533-13", "#text": "Code monétaire et financier - art. L533-13 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657749", "@num": "L533-4", "#text": "Code monétaire et financier - art. L533-4 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657771", "@num": "L533-6", "#text": "Code monétaire et financier - art. L533-6 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657780", "@num": "L533-7", "#text": "Code monétaire et financier - art. L533-7 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006658392", "@num": "L562-1", "#text": "Code monétaire et financier - art. L562-1 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006661210", "@num": "L621-17-2", "#text": "Code monétaire et financier - art. L621-17-2 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660301", "@num": "L621-9", "#text": "Code monétaire et financier - art. L621-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660806", "@num": "L622-15", "#text": "Code monétaire et financier - art. L622-15 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660750", "@num": "L622-9", "#text": "Code monétaire et financier - art. L622-9 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369895", "@num": "L762-4", "#text": "Code monétaire et financier - art. L762-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369867", "@num": "L763-4", "#text": "Code monétaire et financier - art. L763-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369837", "@num": "L764-4", "#text": "Code monétaire et financier - art. L764-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006686233", "@num": "R533-2", "#text": "Code monétaire et financier - art. R533-2 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170434", "@fin": "2007-11-01", "#text": "Section 4 : Régime des membres d'un marché réglementé.", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154470", "@fin": "2007-11-01", "#text": "Chapitre Ier : Marchés réglementés français", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139981", "@fin": "2007-11-01", "#text": "Titre II : Les catégories de marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123910", "@fin": "2999-01-01", "#text": "Livre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006652355", "@fin": "2003-08-02", "@num": "L421-8", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006652356", "@fin": "2007-11-01", "@num": "L421-8", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000006652357", "@fin": "2999-01-01", "@num": "L421-8", "@etat": "VIGUEUR", "@debut": "2007-11-01", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Outre les prestataires de services d'investissement dûment agréés, sont autorisées, par dérogation à l'article L. 531-10, à être membre d'un marché réglementé d'instruments financiers :
\n
1. Les personnes physiques ou morales habilitées par l'Autorité des marchés financiers à fournir des services mentionnés aux 2 et 3 de l'article L. 321-1 ;
\n
2. Les personnes morales dont les membres ou associés sont indéfiniment et solidairement responsables des dettes et engagements de celles-ci, à condition que ces membres ou associés soient habilités à fournir les services mentionnés au 2 et au 3 de l'article L. 321-1 ;
\n
3. Les personnes physiques ou morales déjà habilitées au 4 juillet 1996 à fournir les services mentionnés aux 2 et 3 de l'article L. 321-1 sur des bourses de valeur, en fonctionnement régulier, placées sous le contrôle du conseil des bourses de valeur ainsi que sur les marchés à terme placés sous le contrôle du conseil du marché à terme.
\n
L'habilitation mentionnée aux 1 et 2 ci-dessus est délivrée au vu de conditions de compétence, d'honorabilité, de solvabilité et, en tant que de besoin, de capitaux propres et de garanties, définies par le règlement général de l'Autorité des marchés financiers.
" } }, "LEGIARTI000006652357": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L421-8", "ETAT": "VIGUEUR", "TYPE": "AUTONOME", "DATE_FIN": "2999-01-01", "DATE_DEBUT": "2007-11-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006652357", "URL": "article/LEGI/ARTI/00/00/06/65/23/LEGIARTI000006652357.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX421L008AXXXAC" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 44 I", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709694", "@num": "44", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 44 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006262616", "@num": "3", "#text": "Ordonnance n°2007-544 du 12 avril 2007 - art. 3 () JORF 13 avril 2007 en vigueur le 1er novembre 2007", "@sens": "source", "@cidtexte": "JORFTEXT000000649479", "@nortexte": "ECOX0700039R", "@numtexte": "2007-544", "@typelien": "MODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-04-12" }, { "@id": "LEGIARTI000006652260", "@num": "L343-2", "#text": "Code monétaire et financier - art. L343-2 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652358", "@num": "L421-9", "#text": "Code monétaire et financier - art. L421-9 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006654277", "@num": "L464-2", "#text": "Code monétaire et financier - art. L464-2 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657175", "@num": "L531-10", "#text": "Code monétaire et financier - art. L531-10 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006657871", "@num": "L533-13", "#text": "Code monétaire et financier - art. 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L622-15 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006660750", "@num": "L622-9", "#text": "Code monétaire et financier - art. L622-9 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369895", "@num": "L762-4", "#text": "Code monétaire et financier - art. L762-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369867", "@num": "L763-4", "#text": "Code monétaire et financier - art. L763-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000050369837", "@num": "L764-4", "#text": "Code monétaire et financier - art. 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R533-2 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006185110", "@fin": "2999-01-01", "#text": "Sous-section 1 : Obligations des dirigeants et des actionnaires d'entreprises de marché", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006170854", "@fin": "2999-01-01", "#text": "Section 3 : Conditions de fonctionnement des marchés réglementés et des entreprises de marché", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154474", "@fin": "2999-01-01", "#text": "Chapitre Ier : Les marchés réglementés français", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006139989", "@fin": "2999-01-01", "#text": "Titre II : Les plates-formes de négociation", "@debut": "2007-11-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006123910", "@fin": "2999-01-01", "#text": "Livre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006652355", "@fin": "2003-08-02", "@num": "L421-8", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006652356", "@fin": "2007-11-01", "@num": "L421-8", "@etat": "MODIFIE", "@debut": "2003-08-02", "@origine": "LEGI" } }, { "@etat": "VIGUEUR", "LIEN_ART": { "@id": "LEGIARTI000006652357", "@fin": "2999-01-01", "@num": "L421-8", "@etat": "VIGUEUR", "@debut": "2007-11-01", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Les membres des organes d'administration, de direction et de surveillance, les dirigeants, salariés et préposés des entreprises de marché sont tenus au secret professionnel.
\n
" } }, "LEGIARTI000006665823": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L754-3", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2015-07-17", "DATE_DEBUT": "2008-05-01" } }, "META_COMMUN": { "ID": "LEGIARTI000006665823", "URL": "article/LEGI/ARTI/00/00/06/66/58/LEGIARTI000006665823.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AELXXXXXXXX754L003AXXXAB" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 107 II", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGITEXT000005630278", "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@nortexte": "ECOX0000098R", "@numtexte": "2000-1223", "@typelien": "CODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2000-12-14" }, { "@id": "LEGIARTI000006719086", "@num": "8", "#text": "Ordonnance n°2007-1490 du 18 octobre 2007 - art. 8 (VD) JORF 19 octobre 2007 en vigueur le 1er mai 2008", "@sens": "source", "@cidtexte": "JORFTEXT000000429028", "@nortexte": "ECET0761449R", "@numtexte": "2007-1490", "@typelien": "MODIFICATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2007-10-18" }, { "@id": "LEGIARTI000006652425", "@num": "L421-13", "#text": "Code monétaire et financier - art. 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L422-1 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652735", "@num": "L424-11", "#text": "Code monétaire et financier - art. L424-11 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652647", "@num": "L424-4", "#text": "Code monétaire et financier - art. L424-4 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652723", "@num": "L424-9", "#text": "Code monétaire et financier - art. L424-9 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006654276", "@num": "L464-2", "#text": "Code monétaire et financier - art. L464-2 (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170896", "@fin": "2022-02-26", "#text": "Section 2 : Les plates-formes de négociation", "@debut": "2008-05-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154757", "@fin": "2022-02-26", "#text": "Chapitre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140196", "@fin": "2022-02-26", "#text": "Titre V : Dispositions applicables en Polynésie française", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006124131", "@fin": "2022-02-26", "#text": "Livre VII : Régime de l'outre-mer", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006665822", "@fin": "2008-05-01", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006665823", "@fin": "2015-07-17", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2008-05-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000030897962", "@fin": "2016-12-11", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2015-07-17", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000033614605", "@fin": "2018-01-03", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2016-12-11", "@origine": "LEGI" } }, { "@etat": "MODIFIE_MORT_NE", "LIEN_ART": { "@id": "LEGIARTI000032787111", "@fin": "2017-06-28", "@num": "L754-3", "@etat": "MODIFIE_MORT_NE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000035044371", "@fin": "2019-05-24", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000038615114", "@fin": "2021-10-10", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2019-05-24", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000044193122", "@fin": "2022-02-26", "@num": "L754-3", "@etat": "ABROGE", "@debut": "2021-10-10", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
Le titre II du livre IV est applicable en Polynésie française, à l'exception de l'article L. 421-13, du deuxième alinéa du II de l'article L. 421-14, du huitième alinéa de l'article L. 421-17 et des articles L. 421-20, L. 422-1, L. 424-4, L. 424-9, L. 424-10 et L. 426-1 et sous réserve des adaptations suivantes :
\n
a) A l'article L. 421-2, les mots : \" sur le territoire de la France métropolitaine ou des départements d'outre-mer \" sont remplacés par les mots : \" en France \" ;
\n
b) A l'article L. 421-9, la référence au code de commerce est remplacée par la référence aux dispositions applicables localement ayant le même objet ;
\n
c) Aux articles L. 421-6 et L. 424-11, la date : \" 1er novembre 2007 \" est remplacée par la date : \" 1er mai 2008 \".
\n
\nL'article L. 464-2 est également applicable en Polynésie française.
" } }, "LEGIARTI000006709694": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "44", "ETAT": "ABROGE", "TYPE": "AUTONOME", "DATE_FIN": "2001-01-01", "DATE_DEBUT": "1996-07-04" } }, "META_COMMUN": { "ID": "LEGIARTI000006709694", "URL": "article/LEGI/ARTI/00/00/06/70/96/LEGIARTI000006709694.xml", "NATURE": "Article", "ORIGINE": "LEGI", "ANCIEN_ID": "AFECAXXXXXX044AAXXXXXXAA" } }, "LIENS": { "LIEN": [ { "@id": "LEGIARTI000006777176", "@num": "11", "#text": "Loi n°1885-03-28 du 28 mars 1885 - art. 11 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000691946", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1885-03-28" }, { "@id": "LEGIARTI000006637269", "@num": "2", "#text": "Loi n°96-109 du 14 février 1996 - art. 2 ()", "@sens": "source", "@cidtexte": "JORFTEXT000000376141", "@nortexte": "ECOX9500155L", "@numtexte": "96-109", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-02-14" }, { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 10 *champ d'application territoriale - TOM - Mayotte - modalités*", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "SPEC_APPLI", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006710712", "@num": "107", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 107 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709349", "@num": "21", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 21 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709157", "@num": "4", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 4 (Ab)", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709863", "@num": "58", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 58 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709881", "@num": "60", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 60 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709891", "@num": "61", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 61 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709937", "@num": "63", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 63 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006709996", "@num": "67", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 67 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006710016", "@num": "69", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 69 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "LEGIARTI000006710162", "@num": "74", "#text": "Loi n°96-597 du 2 juillet 1996 - art. 74 (Ab)", "@sens": "cible", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CITATION", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "@id": "JORFTEXT000000574488", "#text": "Ordonnance 2000-1223 2000-12-14 art. 4 JORF 16 décembre 2000 en vigueur le 1er janvier 2001", "@sens": "source", "@cidtexte": "JORFTEXT000000574488", "@nortexte": "ECOX0000098R", "@typelien": "ABROGATION", "@naturetexte": "RAPPORT", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652362", "@num": "L421-10", "#text": "Code monétaire et financier - art. L421-10 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CONCORDE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652378", "@num": "L421-11", "#text": "Code monétaire et financier - art. L421-11 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CONCORDE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652355", "@num": "L421-8", "#text": "Code monétaire et financier - art. L421-8 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CONCORDE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652358", "@num": "L421-9", "#text": "Code monétaire et financier - art. L421-9 (M)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CONCORDE", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006140939", "@fin": "2001-01-01", "#text": "Section 2 : Dispositions générales aux marchés réglementés.", "@debut": "1996-07-04" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006125840", "@fin": "2001-01-01", "#text": "Chapitre II : Les marchés réglementés", "@debut": "1996-07-04" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006104352", "@fin": "2999-01-01", "#text": "Titre II : Les marchés financiers", "@debut": "1996-07-04" } ] }, "@cid": "JORFTEXT000000193847", "@nor": "ECOX9500164L", "@num": "96-597", "@nature": "LOI", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "LOI no 96-597 du 2 juillet 1996 de modernisation des activités financières (1)", "@debut": "2999-01-01", "@id_txt": "JORFTEXT000000193847", "@c_titre_court": "Loi n°96-597 du 2 juillet 1996" }, { "@fin": "2999-01-01", "#text": "Loi n° 96-597 du 2 juillet 1996 de modernisation des activités financières", "@debut": "1996-07-04", "@id_txt": "LEGITEXT000005621300", "@c_titre_court": "Loi n° 96-597 du 2 juillet 1996" } ], "@date_publi": "1996-07-04", "@date_signature": "1996-07-02" } }, "VERSIONS": { "VERSION": [ { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000006709694", "@fin": "2001-01-01", "@num": "44", "@etat": "ABROGE", "@debut": "1996-07-04", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "
I. - Outre les prestataires de services d'investissement dûment agréés, sont autorisées, par dérogation à l'article 21, à être membre d'un marché réglementé d'instruments financiers :
\n
a) Les personnes morales dont les membres ou associés sont indéfiniment et solidairement responsables des dettes et engagements de celles-ci, à condition que ces membres ou associés soient agréés à fournir les services visés aux b et c de l'article 4 ;
\n
b) Les personnes physiques ou morales habilitées par le Conseil des marchés financiers à fournir des services visés aux b et c de l'article 4 ;
\n
c) Les personnes physiques ou morales déjà habilitées, à la date de publication de la présente loi, à fournir des services visés aux b et c de l'article 4 sur des marchés reconnus réglementés au sens du VI de l'article 2 de la loi n° 96-109 du 14 février 1996 relative aux relations financières avec l'étranger en ce qui concerne les investissements étrangers en France.
\n
L'habilitation visée au b ci-dessus est délivrée au vu de conditions de compétence, d'honorabilité, de solvabilité et, en tant que de besoin, de capitaux propres et de garanties, définies par le règlement général du Conseil des marchés financiers.
\n
II. - L'admission et le maintien comme membre d'un marché réglementé, prononcés par l'entreprise de marché organisant les transactions sur ce marché, sont conditionnés par le respect des règles de ce marché.
\n
Les relations entre une entreprise de marché et une personne visée au I ci-dessus sont de nature contractuelle.
\n
III. - Les entreprises de marché ne peuvent limiter le nombre de prestataires de services d'investissement sur le marché dont elles ont la charge. Le Conseil des marchés financiers veille à ce que les entreprises de marché adaptent, en tant que de besoin, leur capacité technique aux demandes d'accès dont elles font l'objet.
\n
IV. - Les membres négociateurs d'un marché réglementé sont responsables de l'exécution des ordres qu'ils reçoivent, que ces ordres soient recueillis par eux-mêmes, par leurs agents ou par leurs employés et sous quelque forme que ce soit.
" } }, "LEGIARTI000030897962": { "META": { "META_SPEC": { "META_ARTICLE": { "NUM": "L754-3", "ETAT": "MODIFIE", "TYPE": "AUTONOME", "DATE_FIN": "2016-12-11", "DATE_DEBUT": "2015-07-17" } }, "META_COMMUN": { "ID": "LEGIARTI000030897962", "URL": "article/LEGI/ARTI/00/00/30/89/79/LEGIARTI000030897962.xml", "NATURE": "Article", "ORIGINE": "LEGI" } }, "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000193847", "#text": "Loi 96-597 1996-07-02 art. 107 II", "@sens": "source", "@cidtexte": "JORFTEXT000000193847", "@nortexte": "ECOX9500164L", "@numtexte": "96-597", "@typelien": "CONCORDANCE", "@naturetexte": "LOI", "@datesignatexte": "1996-07-02" }, { "#text": "Ordonnance n° 2000-1223 du 14 décembre 2000 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000574489", "@typelien": "CODIFICATION" }, { "@id": "LEGIARTI000030893328", "@num": "6", "#text": "ORDONNANCE n°2015-859 du 15 juillet 2015 - art. 6 (V)", "@sens": "cible", "@cidtexte": "JORFTEXT000030890233", "@nortexte": "FCPT1508050R", "@numtexte": "2015-859", "@typelien": "MODIFIE", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2015-07-15" }, { "@id": "LEGIARTI000006652425", "@num": "L421-13", "#text": "Code monétaire et financier - art. L421-13", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652542", "@num": "L421-14", "#text": "Code monétaire et financier - art. L421-14", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652568", "@num": "L421-16", "#text": "Code monétaire et financier - art. L421-16", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652587", "@num": "L421-17", "#text": "Code monétaire et financier - art. L421-17", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652339", "@num": "L421-2", "#text": "Code monétaire et financier - art. L421-2", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652631", "@num": "L421-20", "#text": "Code monétaire et financier - art. L421-20", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652351", "@num": "L421-6", "#text": "Code monétaire et financier - art. L421-6", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652358", "@num": "L421-9", "#text": "Code monétaire et financier - art. L421-9", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652450", "@num": "L422-1", "#text": "Code monétaire et financier - art. L422-1", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652735", "@num": "L424-11", "#text": "Code monétaire et financier - art. L424-11", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652647", "@num": "L424-4", "#text": "Code monétaire et financier - art. L424-4", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006652723", "@num": "L424-9", "#text": "Code monétaire et financier - art. L424-9", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000006654276", "@num": "L464-2", "#text": "Code monétaire et financier - art. L464-2", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "CONTEXTE": { "TEXTE": { "TM": { "TM": { "TM": { "TM": { "TM": { "TITRE_TM": [ { "@id": "LEGISCTA000006170896", "@fin": "2022-02-26", "#text": "Section 2 : Les plates-formes de négociation", "@debut": "2008-05-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006154757", "@fin": "2022-02-26", "#text": "Chapitre IV : Les marchés", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006140196", "@fin": "2022-02-26", "#text": "Titre V : Dispositions applicables en Polynésie française", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006124131", "@fin": "2022-02-26", "#text": "Livre VII : Régime de l'outre-mer", "@debut": "2001-01-01" } ] }, "TITRE_TM": [ { "@id": "LEGISCTA000006101336", "@fin": "2999-01-01", "#text": "Partie législative", "@debut": "2001-01-01" } ] }, "@cid": "LEGITEXT000006072026", "@nature": "CODE", "TITRE_TXT": [ { "@fin": "2999-01-01", "#text": "Code monétaire et financier", "@debut": "2001-01-01", "@id_txt": "LEGITEXT000006072026", "@c_titre_court": "Code monétaire et financier" } ], "@date_publi": "2999-01-01", "@date_signature": "2999-01-01" } }, "VERSIONS": { "VERSION": [ { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006665822", "@fin": "2008-05-01", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2001-01-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000006665823", "@fin": "2015-07-17", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2008-05-01", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000030897962", "@fin": "2016-12-11", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2015-07-17", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000033614605", "@fin": "2018-01-03", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2016-12-11", "@origine": "LEGI" } }, { "@etat": "MODIFIE_MORT_NE", "LIEN_ART": { "@id": "LEGIARTI000032787111", "@fin": "2017-06-28", "@num": "L754-3", "@etat": "MODIFIE_MORT_NE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000035044371", "@fin": "2019-05-24", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2018-01-03", "@origine": "LEGI" } }, { "@etat": "MODIFIE", "LIEN_ART": { "@id": "LEGIARTI000038615114", "@fin": "2021-10-10", "@num": "L754-3", "@etat": "MODIFIE", "@debut": "2019-05-24", "@origine": "LEGI" } }, { "@etat": "ABROGE", "LIEN_ART": { "@id": "LEGIARTI000044193122", "@fin": "2022-02-26", "@num": "L754-3", "@etat": "ABROGE", "@debut": "2021-10-10", "@origine": "LEGI" } } ] }, "BLOC_TEXTUEL": { "CONTENU": "

Le titre II du livre IV est applicable en Polynésie française, à l'exception de l'article L. 421-13, du deuxième alinéa du II de l'article L. 421-14, du huitième alinéa de l'article L. 421-17 et des articles L. 421-20, L. 422-1, L. 424-4, L. 424-9, L. 424-10 et L. 426-1 et sous réserve des adaptations suivantes :

a) A l'article L. 421-2, les mots : \" sur le territoire de la France métropolitaine ou des départements d'outre-mer \" sont remplacés par les mots : \" en France \" ;

b) A l'article L. 421-9, la référence au code de commerce est remplacée par la référence aux dispositions applicables localement ayant le même objet ;

c) Aux articles L. 421-6 et L. 424-11, la date : \" 1er novembre 2007 \" est remplacée par la date : \" 1er mai 2008 \".

d) Pour l'application de l'article L. 421-16 :

\n
1° Le premier alinéa du II est ainsi rédigé : \" En cas de circonstances exceptionnelles menaçant la stabilité du système financier, le président de l'Autorité des marchés financiers ou son représentant peut prendre des dispositions restreignant les conditions de négociation des instruments financiers pour une durée n'excédant pas vingt jours. L'application de ces dispositions peut être prorogée et, le cas échéant, ses modalités peuvent être adaptées par le collège de l'Autorité des marchés financiers pour une durée n'excédant pas trois mois à compter de la décision du président. \" ;

\n
2° Au III, les mots : \" prévues à l'article 23 du règlement (UE) n° 236/2012 du Parlement européen et du Conseil, du 14 mars 2012, sur la vente à découvert et certains aspects des contrats d'échange sur risque de crédit, \" sont remplacés par les mots : \", lorsque le prix d'un instrument financier sur une plate-forme de négociation a, en une seule journée de négociation, accusé une baisse significative par rapport au prix de clôture de la journée de négociation précédente sur cette plate-forme, \".

\nL'article L. 464-2 est également applicable en Polynésie française.

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I.-Sous réserve des adaptations prévues au II, le titre II du livre IV est applicable en Nouvelle-Calédonie, à l'exception du II de l'article L. 420-10, de l'article L. 420-13, du 3° du IV de l'article L. 420-16, de l'article L. 420-18, du deuxième alinéa du II de l'article L. 421-14, du neuvième alinéa de l'article L. 421-17, de l'article L. 421-20, du 5° de l'article L. 425-1 ainsi que des articles L. 425-9, L. 425-10 et L. 426-1.

L'article L. 421-14 est applicable dans sa rédaction résultant de la loi n° 2016-1691 du 9 décembre 2016 relative à la transparence, à la lutte contre la corruption et à la modernisation de la vie économique.

Les articles L. 420-1 à L. 420-12, L. 420-14 à L. 420-17, L. 421-1 à L. 421-7-5, L. 421-9, L. 421-10, L. 421-12 à L. 421-17, L. 421-19, L. 422-1, L. 424-1 à L. 424-9, L. 425-1 à L. 425-8 sont applicables dans leur rédaction résultant de l'ordonnance n° 2016-827 du 23 juin 2016 relative aux marchés d'instruments financiers.

II.-1° Pour l'application du chapitre préliminaire du titre II du livre IV :

a) La référence aux unités mentionnées à l'article L. 229-7 du code de l'environnement n'est pas applicable ;

b) Les comportements interdits en vertu du règlement UE n° 596/2014 du Parlement européen et du Conseil du 16 avril 2014 sur les abus de marché, sont :

-les opérations d'initiés, définies comme l'usage par une personne, pour son propre compte ou pour le compte de tiers, d'informations privilégiées non encore rendues publiques ;

-les manipulations de marchés, définies comme le fait d'effectuer une transaction visant à donner des informations trompeuses ou fausses ;

c) Les références au code de commerce sont remplacées par les références aux dispositions applicables localement ayant le même effet ;

d) Les références à l'Autorité européenne des marchés financiers ne sont pas applicables.

2° A l'article L. 421-2, les mots : \" sur le territoire de la France métropolitaine ou des départements d'outre-mer \" sont remplacés par les mots : \" en France \" ;

3° A l'article L. 421-12, les mots : \" de la Banque de France prévues par le II de l'article L. 141-4 \" sont remplacés par les mots : \" de l'IEOM prévues par l'article L. 712-6 \".

4° Pour l'application de l'article L. 421-16 :

a) Le premier alinéa du II est ainsi rédigé : \" En cas de circonstances exceptionnelles menaçant la stabilité du système financier, le président de l'Autorité des marchés financiers ou son représentant peut prendre des dispositions restreignant les conditions de négociation des instruments financiers pour une durée n'excédant pas vingt jours. L'application de ces dispositions peut être prorogée et, le cas échéant, ses modalités peuvent être adaptées par le collège de l'Autorité des marchés financiers pour une durée n'excédant pas trois mois à compter de la décision du président. \" ;

b) Au III, les mots : \" prévues à l'article 23 du règlement (UE) n° 236/2012 du Parlement européen et du Conseil, du 14 mars 2012, sur la vente à découvert et certains aspects des contrats d'échange sur risque de crédit, \" sont remplacés par les mots : \", lorsque le prix d'un instrument financier sur une plate-forme de négociation a, en une seule journée de négociation, accusé, sur cette plate-forme, une baisse significative par rapport au prix de clôture de la journée de négociation précédente, \".

L'article L. 464-2 est également applicable en Nouvelle-Calédonie.

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I.-Sous réserve des adaptations prévues au II, le titre II du livre IV est applicable en Polynésie française, à l'exception du II de l'article L. 420-10, de l'article L. 420-13, du 3° du IV de l'article L. 420-16, de l'article L. 420-18, du deuxième alinéa du II de l'article L. 421-14, du neuvième alinéa de l'article L. 421-17, de l'article L. 421-20, du 5° de l'article L. 425-1 ainsi que des articles L. 425-9, L. 425-10 et L. 426-1.

Article L421-9 AUTONOME MODIFIE, en vigueur du 01/01/2001 au 01/11/2007 (Code monétaire et financier)