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\n
L'article R. 545-1 est applicable en Nouvelle-Calédonie dans sa rédaction résultant du décret n° 2017-1253 du 9 août 2017.

" } } }, "texte_version": { "JORFTEXT000035394667": { "SM": { "CONTENU": "Transposition complète de la directive 2014/65/UE du Parlement européen et du Conseil du 15 mai 2014 concernant les marchés d’instruments financiers et modifiant la directive 2002/92/CE et la directive 2011/61/UE Texte présentant de l'intérêt pour l'EEE ; de la directive (UE) 2016/1034 du Parlement européen et du Conseil du 23 juin 2016 modifiant la directive 2014/65/UE concernant les marchés d'instruments financiers (Texte présentant de l'intérêt pour l'EEE)." }, "META": { "META_SPEC": { "META_TEXTE_VERSION": { "LIENS": { "LIEN": [ { "@id": "JORFTEXT000000803653", "#text": "Décret n°2004-569 du 18 juin 2004 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000000803653", "@nortexte": "FPPA0400063D", "@numtexte": "2004-569", "@typelien": "CITATION", "@naturetexte": "DECRET", "@datesignatexte": "2004-06-18" }, { "@id": "JORFTEXT000029527028", "#text": "Directive 2014/65/UE du Parlement européen et du Conseil du 15 mai 2014, v. init.", "@sens": "source", "@cidtexte": "JORFTEXT000029527028", "@nortexte": "32014L0065", "@numtexte": "2014-65", "@typelien": "TRANSPOSITION", "@naturetexte": "DIRECTIVE_EURO", "@datesignatexte": "2014-05-15" }, { "@id": "JORFTEXT000032927500", "#text": "Directive (UE) 2016/1034 du Parlement européen et du Conseil du 23 juin 2016, v. init.", "@sens": "source", "@cidtexte": "JORFTEXT000032927500", "@nortexte": "32016L1034", "@numtexte": "2016-1034", "@typelien": "TRANSPOSITION", "@naturetexte": "DIRECTIVE_EURO", "@datesignatexte": "2016-06-23" }, { "@id": "JORFTEXT000035013490", "#text": "Ordonnance n°2017-1107 du 22 juin 2017 (V)", "@sens": "source", "@cidtexte": "JORFTEXT000035013490", "@nortexte": "ECOT1706653R", "@numtexte": "2017-1107", "@typelien": "CITATION", "@naturetexte": "ORDONNANCE", "@datesignatexte": "2017-06-22" }, { "@id": "LEGIARTI000035424342", "@num": "17", "#text": "Décret n°2017-1253 du 9 août 2017 - 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R742-4 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000042347734", "@num": "R742-4", "#text": "Code monétaire et financier - art. R742-4 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045120478", "@num": "R742-4", "#text": "Code monétaire et financier - art. R742-4 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000042751325", "@num": "R745-1", "#text": "Code monétaire et financier - art. R745-1 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043767536", "@num": "R745-2-1", "#text": "Code monétaire et financier - art. R745-2-1 (MMN)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035438124", "@num": "R745-2-1", "#text": "Code monétaire et financier - art. R745-2-1 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000042347796", "@num": "R745-6", "#text": "Code monétaire et financier - art. R745-6 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000042751305", "@num": "R745-7", "#text": "Code monétaire et financier - art. R745-7 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039636803", "@num": "R745-9-0", "#text": "Code monétaire et financier - art. R745-9-0 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035432746", "@num": "R745-9-5", "#text": "Code monétaire et financier - art. R745-9-5 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035438175", "@num": "R746-11", "#text": "Code monétaire et financier - art. 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R746-9 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043767576", "@num": "R752-4", "#text": "Code monétaire et financier - art. R752-4 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000037635366", "@num": "R752-4", "#text": "Code monétaire et financier - art. R752-4 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039272199", "@num": "R752-4", "#text": "Code monétaire et financier - art. R752-4 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000039384009", "@num": "R752-4", "#text": "Code monétaire et financier - art. R752-4 (M)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000042347691", "@num": "R752-4", "#text": "Code monétaire et financier - art. R752-4 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045120443", "@num": "R752-4", "#text": "Code monétaire et financier - art. R752-4 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045087951", "@num": "R752-4", "#text": "Code monétaire et financier - art. R752-4 (VT)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000042751314", "@num": "R755-1", "#text": "Code monétaire et financier - art. 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R755-9-5 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043767461", "@num": "R756-2", "#text": "Code monétaire et financier - art. R756-2 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035438273", "@num": "R756-2", "#text": "Code monétaire et financier - art. R756-2 (VD)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045120810", "@num": "R756-4", "#text": "Code monétaire et financier - art. R756-4 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000037155353", "@num": "R756-4", "#text": "Code monétaire et financier - art. 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R765-9-0 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000035433558", "@num": "R765-9-5", "#text": "Code monétaire et financier - art. R765-9-5 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000043767455", "@num": "R766-2", "#text": "Code monétaire et financier - art. R766-2 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000045120785", "@num": "R766-4", "#text": "Code monétaire et financier - art. R766-4 (Ab)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGIARTI000037155329", "@num": "R766-4", "#text": "Code monétaire et financier - art. R766-4 (V)", "@sens": "cible", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000005634379", "#text": "Code de commerce (V)", "@sens": "source", "@cidtexte": "LEGITEXT000005634379", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006070299", "#text": "Code général de la propriété des personnes publiques. (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006070299", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006070633", "#text": "Code général des collectivités territoriales (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006070633", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006072026", "#text": "Code monétaire et financier (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006072026", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006073984", "#text": "Code des assurances (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006073984", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006074073", "#text": "Code du tourisme. (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006074073", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" }, { "@id": "LEGITEXT000006074224", "#text": "Code de l'expropriation pour cause d'utilité publique (V)", "@sens": "source", "@cidtexte": "LEGITEXT000006074224", "@typelien": "CITATION", "@naturetexte": "CODE", "@datesignatexte": "2999-01-01" } ] }, "TITRE": "Décret n°2017-1253 du 9 août 2017", "MCS_TXT": { "MC": [ "ECONOMIE", "FINANCES", "CODE MONETAIRE ET FINANCIER", "CMF", "INSTRUMENT FINANCIER", "MARCHE D'INSTRUMENT FINANCIER", "REGLEMENTATION FINANCIERE", "PRESTATAIRE DE SERVICES D'INVESTISSEMENT", "AGREMENT", "COMMUNICATION DE DONNEES", "MARCHE FINANCIER", "SOCIETE DE GESTION DE PORTEFEUILLE", "REGIME JURIDIQUE", "SEPARATION", "ENTREPRISE D'INVESTISSEMENT", "AUTORITE DE CONTROLE PRUDENTIEL ET DE RESOLUTION", "ACPR", "AUTORITE DES MARCHES FINANCIERS", "AMF", "AUTORITE COMPETENTE", "DISPOSITION DE COORDINATION", "CODE DES ASSURANCES", "CODE DE COMMERCE", "CODE DE L'EXPROPRIATION POUR CAUSE D'UTILITE PUBLIQUE", "CODE GENERAL DE LA PROPRIETE DES PERSONNES PUBLIQUES", "CGPPP", "CODE GENERAL DES COLLECTIVITES TERRITORIALES", "CGCT", "CODE DU TOURISME", "APPLICABILITE", "OUTRE-MER", "NOUVELLE-CALEDONIE", "POLYNESIE FRANCAISE", "ILES WALLIS ET FUTUNA", "DIRECTIVE EUROPEENNE", "DIRECTIVE MIFID II", "TRANSPOSITION COMPLETE" ] }, "MINISTERE": "Ministère de l'économie et des finances", "TITREFULL": "Décret n° 2017-1253 du 9 août 2017 relatif aux marchés d'instruments financiers et à la séparation du régime juridique des sociétés de gestion de portefeuille de celui des entreprises d'investissement" }, "META_TEXTE_CHRONICLE": { "CID": "JORFTEXT000035394667", "NOR": "ECOT1716275D", "NUM": "2017-1253", "DATE_PUBLI": "2017-08-10", "DATE_TEXTE": "2017-08-09", "NUM_PARUTION": 186, "NUM_SEQUENCE": 28, "ORIGINE_PUBLI": "JORF n°0186 du 10 août 2017" } }, "META_COMMUN": { "ID": "JORFTEXT000035394667", "URL": "texte/version/JORF/TEXT/00/00/35/39/46/JORFTEXT000035394667.xml", "ID_ELI": "https://www.legifrance.gouv.fr/eli/decret/2017/8/9/ECOT1716275D/jo/texte", "NATURE": "DECRET", "ORIGINE": "JORF", "ELI_ALIAS": { "ID_ELI_ALIAS": "https://www.legifrance.gouv.fr/eli/decret/2017/8/9/2017-1253/jo/texte" } } }, "VISAS": { "CONTENU": "

\n
Le Premier ministre,
Sur le rapport du ministre de l'économie et des finances,
Vu le règlement (UE) n° 600/2014 du Parlement européen et du Conseil du 15 mai 2014 concernant les marchés d'instruments financiers et modifiant le règlement (UE) n° 648/2012 ;
Vu la directive 2014/65/UE du Parlement européen et du Conseil du 15 mai 2014 modifiée concernant les marchés d'instruments financiers et modifiant la directive 2002/92/CE et la directive 2011/61/UE ;
Vu le code des assurances ;
Vu le code de commerce ;
Vu le code de l'expropriation pour cause d'utilité publique ;
Vu le code général de la propriété des personnes publiques ;
Vu le code général des collectivités territoriales ;
Vu le code monétaire et financier, dans sa rédaction issue de l'ordonnance n° 2017-1107 du 22 juin 2017 relative aux marchés d'instruments financiers et à la séparation du régime juridique des sociétés de gestion de portefeuille de celui des entreprises d'investissement ;
Vu le code du tourisme ;
Vu le décret n° 2004-569 du 18 juin 2004 modifié relatif à la retraite additionnelle de la fonction publique ;
Vu l'avis du Comité consultatif de la législation et de la réglementation financières en date du 14 juin 2017 ;
Le Conseil d'Etat (section des finances) entendu,
Décrète :

" }, "NOTICE": { "CONTENU": "

\n
Publics concernés : prestataires de services d'investissement, entreprises d'investissement, sociétés de gestion de portefeuille, l'Autorité de contrôle prudentiel et de résolution (ACPR) et l'Autorité des marchés financiers (AMF).\n
Objet : compléter au niveau réglementaire la transposition de la directive 2014/65/UE du Parlement européen et du Conseil du 15 mai 2014 concernant les marchés financiers et modifiant la directive 2002/92/CE et la directive 2011/2011/61/UE (dite « MIF 2 ») ainsi que le règlement UE n° 600/2014 du Parlement européen et du Conseil du 15 mai 2014 concernant les marchés financiers (dit « MIFIR »).\n
Entrée en vigueur : le texte entre en vigueur le 3 janvier 2018.\n
Notice : le décret précise notamment quelles sont les informations devant être communiquées par l'AMF aux autres autorités compétentes ainsi qu'à l'Autorité européenne des marchés financiers. Les procédures d'agrément des prestataires de services d'investissement sont revues pour prendre en compte l'application directe des règlements délégués européens. Désormais, l'AMF approuvera les programmes d'activité pour tous les services d'investissement. Le décret vise également à séparer le régime juridique des sociétés de gestion de portefeuille de celui des entreprises d'investissement.\n
Références : les textes modifiés par le présent décret peuvent être consultés, dans leur rédaction issue de cette modification, sur le site Légifrance (http://www.legifrance.gouv.fr).\n

" }, "ENTREPRISE": { "DOMAINES": { "DOMAINE": [ "Economie et finances, commerce, artisanat, industrie, entreprises" ] }, "DATES_EFFET": { "DATE_EFFET": [ "2018-01-03" ] }, "@texte_entreprise": "oui" }, "SIGNATAIRES": { "CONTENU": "

Fait le 9 août 2017.

Edouard Philippe

Par le Premier ministre :

Le ministre de l'économie et des finances,

Bruno Le Maire

La ministre des outre-mer,

Annick Girardin

" } } }, "texte_version_lien": [ { "texte_version_id": "JORFTEXT000035394667", "cible": true, "cidtexte": "JORFTEXT000046605479", "id": "JORFARTI000046606527", "typelien": "CITATION" } ], "follow": [ "LIENS.LIEN[@sens=cible,@typelien=CREATION].@id" ], "id": "JORFARTI000046606527", "liens_entrants": true }

Article R773-28 AUTONOME (Décret n° 2022-1456 du 23 novembre 2022 relatif à la partie réglementaire du livre VII du code monétaire et financier (rectificatif))